Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.DCF · Entity 110740 | Director to the Sub-Adviser | October 19, 2020 | October 23, 2020 |
| BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.(NONE) · Entity 110730 | Director to the Sub-Adviser | October 19, 2020 | October 23, 2020 |
| BNY Mellon Alcentra Opportunistic Global Credit Income FundNONE · Entity 128211 | Director of Sub-Adviser | October 06, 2021 | October 06, 2021 |
| Bank of New York Mellon CorpBK · Entity 2899 | Sr. Exec. Vice President | October 15, 2024 | October 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
Report date October 19, 2020 · Filed October 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001 per ShareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-10-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: No securities are beneficially owned. |
Filing footnotes · ownership attribution and instrument terms
F1: No securities are beneficially owned.
BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
Report date October 19, 2020 · Filed October 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, Par Value $0.001 per ShareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-10-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: No securities are beneficially owned. |
Filing footnotes · ownership attribution and instrument terms
F1: No securities are beneficially owned.
BNY Mellon Alcentra Opportunistic Global Credit Income Fund
Report date October 06, 2021 · Filed October 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Institutional Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-10-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Bank of New York Mellon Corp
Report date October 15, 2024 · Filed October 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 157,455 |
Reported balance
After 2024-10-15 transaction · row 1
1 source rowRow 1 · 2024-10-15 · Sale · Disposed 16,474.58 · Balance 157,455 F1: Represents the weighted average price of shares sold with actual prices ranging from $76.450 to $76.570. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average price of shares sold with actual prices ranging from $76.450 to $76.570. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2024 Filed Oct 17, 2024 20:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 16,474.58 | $76.47 | $1,259,868.79 |
DisclosureSEC source: 0000950170-24-115343 · ownership.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,455 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $76.450 to $76.570. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 18, 2024 Filed Jul 19, 2024 20:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 15,000 | $64.11 | $961,620.00 |
DisclosureSEC source: 0000950170-24-084956 · ownership.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,929.58 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $64.090 to $64.150. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:52 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 18,116 | $55.64 | $1,007,974.24 |
DisclosureSEC source: 0001209191-24-004005 · doc4.xml · nonDerivative · entry 2 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,929.58 F2 · shares: Shares withheld in payment of tax liability. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:52 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 38,542.58 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004005 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,045.58 F1 · shares: Represents Performance Share Units granted in February 2021 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 23, 2024. Each unit represents the right to one share of the issuer's common stock. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:35 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 7,538 | $55.29 | $416,776.02 |
DisclosureSEC source: 0001209191-24-003539 · doc4.xml · nonDerivative · entry 2 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,503 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:35 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 6,439 | $55.29 | $356,012.31 |
DisclosureSEC source: 0001209191-24-003539 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,041 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 10, 2024 Filed Feb 13, 2024 21:49 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 717 | $55.22 | $39,592.74 |
DisclosureSEC source: 0001209191-24-003186 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,480 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 21:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 2,645 | $55.11 | $145,765.95 |
DisclosureSEC source: 0001209191-24-003104 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,197 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:40 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 66,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002661 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,842 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units scheduled to vest pro-rata over four years beginning on February 15, 2025. Vested units will be settled in Common Stock. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 22:35 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 15,425 | $55.16 | $850,785.93 |
DisclosureSEC source: 0001209191-24-001790 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,656 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $55.15 to $55.175. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:14 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 6,439 | $51.77 | $333,347.03 |
DisclosureSEC source: 0001209191-23-010560 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,081 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 64,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009749 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,520 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest pro-rata over four years beginning on February 15, 2024. Vested units will be settled in Common Stock. Read SEC document |
| February 11, 2023 Filed Feb 14, 2023 21:23 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 1,524 | $51.40 | $78,333.60 |
DisclosureSEC source: 0001209191-23-009125 · doc4.xml · nonDerivative · entry 2 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,370 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:23 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 717 | $51.40 | $36,853.80 |
DisclosureSEC source: 0001209191-23-009125 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,894 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 2,645 | $51.78 | $136,958.10 |
DisclosureSEC source: 0001209191-23-008405 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,611 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 21:20 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 16,960 | $42.29 | $717,238.40 |
DisclosureSEC source: 0001209191-22-056603 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,256 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $42.29 to $42.31. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 26, 2022 Filed Mar 2, 2022 00:47 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 1,568 | $54.37 | $85,252.16 |
DisclosureSEC source: 0001209191-22-014394 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,216 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:26 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 1,524 | $62.33 | $94,990.92 |
DisclosureSEC source: 0001209191-22-009794 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,784 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:35 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 717 | $63.47 | $45,507.99 |
DisclosureSEC source: 0001209191-22-009292 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,308 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 21:28 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 2,645 | $63.62 | $168,274.90 |
DisclosureSEC source: 0001209191-22-008466 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,025 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 22:13 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 54,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008101 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,670 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest pro-rata over four years beginning on February 15, 2023. Vested units will be settled in Common Stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:43 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 1,569 | $42.16 | $66,149.04 |
DisclosureSEC source: 0001209191-21-016097 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,875 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:44 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 797 | $42.75 | $34,071.75 |
DisclosureSEC source: 0001209191-21-011889 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,444 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 21:25 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 1,525 | $42.13 | $64,248.25 |
DisclosureSEC source: 0001209191-21-010741 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,241 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:27 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 717 | $41.74 | $29,927.58 |
DisclosureSEC source: 0001209191-21-010160 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,766 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:49 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 16,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009287 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,483 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.