Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 7 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2020 Filed Sep 24, 2020 16:43 UTC |
Malhotra KanujEVP, Corp Dev; Pres, DSS
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 155,023 | $0.00 Strike: $2.46 | $0.00 |
DisclosureSEC source: 0001634117-20-000097 · wf-form4_160098017961959.xml · derivative · entry 2 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,023 Underlying: Common Stock · 155,023 shares Expires 2030-09-22 F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $2.46 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030 Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 16:43 UTC |
Malhotra KanujEVP, Corp Dev; Pres, DSS
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 155,023 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000097 · wf-form4_160098017961959.xml · derivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,023 Underlying: Common Stock · 155,023 shares Expires 2030-09-22 F1 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $5 per share. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 20:43 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
GrantPhantom Share Unit · Derivative | 50,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000099 · wf-form4_160098021298719.xml · derivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,813 Underlying: Common Stock · 50,813 shares Expires 2023-09-22 F1 · derivative.exercise_price: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. F1 · derivative.exercise_date: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 20:43 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
GrantPhantom Share Unit · Derivative | 182,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000098 · wf-form4_160098019696951.xml · derivative · entry 3 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,927 Underlying: Common Stock · 182,927 shares Expires 2023-09-22 F3 · derivative.exercise_price: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock of the Company at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. F3 · derivative.exercise_date: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock of the Company at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 20:43 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 155,023 | $0.00 Strike: $2.46 | $0.00 |
DisclosureSEC source: 0001634117-20-000098 · wf-form4_160098019696951.xml · derivative · entry 2 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,023 Underlying: Common Stock · 155,023 shares Expires 2030-09-22 F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $2.46 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030 Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 20:43 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 155,023 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000098 · wf-form4_160098019696951.xml · derivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,023 Underlying: Common Stock · 155,023 shares Expires 2030-09-22 F1 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $5 per share. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030. Read SEC document |
| September 19, 2020 Filed Sep 22, 2020 16:40 UTC |
Culver StephenSVP, Chief Information Officer
|
Tax withholdingCommon Stock | 2,746 | $2.19 | $6,013.74 |
DisclosureSEC source: 0001634117-20-000081 · wf-form4_160080723143487.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,019 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 19, 2020 Filed Sep 22, 2020 16:42 UTC |
Magill JoAnnSVP, Human Resources
|
Tax withholdingCommon Stock | 2,036 | $2.19 | $4,458.84 |
DisclosureSEC source: 0001634117-20-000085 · wf-form4_160080735739209.xml · nonDerivative · entry 1 Magill JoAnn · CIK 0001649060 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,199 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 19, 2020 Filed Sep 22, 2020 16:41 UTC |
Donohue Thomas D.EVP, CFO
|
Tax withholdingCommon Stock | 2,412 | $2.19 | $5,282.28 |
DisclosureSEC source: 0001634117-20-000082 · wf-form4_160080724851779.xml · nonDerivative · entry 1 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,978 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 19, 2020 Filed Sep 22, 2020 16:41 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 45,884 | $2.19 | $100,485.96 |
DisclosureSEC source: 0001634117-20-000083 · wf-form4_160080726705270.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,897 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 19, 2020 Filed Sep 22, 2020 16:42 UTC |
Malhotra KanujEVP, Corp Dev; Pres, DSS
|
Tax withholdingCommon Stock | 7,234 | $2.19 | $15,842.46 |
DisclosureSEC source: 0001634117-20-000084 · wf-form4_160080728615950.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,246 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 19, 2020 Filed Sep 22, 2020 20:43 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 2,226 | $2.19 | $4,874.94 |
DisclosureSEC source: 0001634117-20-000087 · wf-form4_160080739435106.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,568 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 19, 2020 Filed Sep 22, 2020 20:43 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Tax withholdingCommon Stock | 9,734 | $2.19 | $21,317.46 |
DisclosureSEC source: 0001634117-20-000086 · wf-form4_160080737731209.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,391 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| July 19, 2020 Filed Jul 20, 2020 16:31 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 40,194 | $2.51 | $100,886.94 |
DisclosureSEC source: 0001634117-20-000059 · wf-form4_159527706232449.xml · nonDerivative · entry 2 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,224,781 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 82,077 performance-based shares granted to the reporting person on June 19, 2017. Read SEC document |
| July 19, 2020 Filed Jul 20, 2020 16:31 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
Disposition to issuerCommon Stock | 129,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000059 · wf-form4_159527706232449.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264,975 F1 · shares: Forfeiture of unearned shares pursuant to July 19, 2017 Performance Share award based upon final achievement level of 38.8% of target. See Form 4 filed July 20, 2017 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and became fully vested on July 19, 2020 after the lapse of the required holding period. Read SEC document |
| July 14, 2020 Filed Jul 14, 2020 17:09 UTC |
Culver StephenSVP, Chief Information Officer
|
Disposition to issuerCommon Stock | 10,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000051 · wf-form4_159476093125690.xml · nonDerivative · entry 3 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,765 F3 · shares: Forfeiture of unearned shares pursuant to July 19, 2018 Performance Share award based upon final achievement level below minimum threshold level of target. See Form 4 filed July 23, 2018 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and would have otherwise become fully vested on July 19, 2021 after the lapse of the required holding period. Read SEC document |
| July 14, 2020 Filed Jul 14, 2020 17:10 UTC |
Magill JoAnnSVP, Human Resources
|
Disposition to issuerCommon Stock | 10,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000054 · wf-form4_159476098604253.xml · nonDerivative · entry 3 Magill JoAnn · CIK 0001649060 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,235 F3 · shares: Forfeiture of unearned shares pursuant to July 19, 2018 Performance Share award based upon final achievement level below minimum threshold level of target. See Form 4 filed July 23, 2018 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and would have otherwise become fully vested on July 19, 2021 after the lapse of the required holding period. Read SEC document |
| July 14, 2020 Filed Jul 14, 2020 17:09 UTC |
Donohue Thomas D.EVP, CFO
|
Disposition to issuerCommon Stock | 11,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000052 · wf-form4_159476095001179.xml · nonDerivative · entry 3 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,390 F3 · shares: Forfeiture of unearned shares pursuant to July 19, 2018 Performance Share award based upon final achievement level below minimum threshold level of target. See Form 4 filed July 23, 2018 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and would have otherwise become fully vested on July 19, 2021 after the lapse of the required holding period. Read SEC document |
| July 14, 2020 Filed Jul 14, 2020 17:09 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
Disposition to issuerCommon Stock | 180,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000053 · wf-form4_159476097014561.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394,436 F1 · shares: Forfeiture of unearned shares pursuant to July 19, 2018 Performance Share award based upon final achievement level below minimum threshold level of target. See Form 4 filed July 23, 2018 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and would have otherwise become fully vested on July 19, 2021 after the lapse of the required holding period. Read SEC document |
| July 14, 2020 Filed Jul 14, 2020 17:10 UTC |
Malhotra KanujEVP, Corp Dev; Pres, DSS
|
Disposition to issuerCommon Stock | 31,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000055 · wf-form4_159476100278210.xml · nonDerivative · entry 3 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,480 F3 · shares: Forfeiture of unearned shares pursuant to July 19, 2018 Performance Share award based upon final achievement level below minimum threshold level of target. See Form 4 filed July 23, 2018 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and would have otherwise become fully vested on July 19, 2021 after the lapse of the required holding period. Read SEC document |
| July 14, 2020 Filed Jul 14, 2020 21:10 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Disposition to issuerCommon Stock | 22,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000056 · wf-form4_159476101957487.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,125 F1 · shares: Forfeiture of unearned shares pursuant to July 19, 2018 Performance Share award based upon final achievement level below minimum threshold level of target. See Form 4 filed July 23, 2018 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and would have otherwise become fully vested on July 19, 2021 after the lapse of the required holding period. Read SEC document |
| July 14, 2020 Filed Jul 15, 2020 09:00 UTC |
LEVENICK ZACHARYSee Explanation of Responses
|
PurchaseCommon Stock, par value $0.01 per share | 25,000 | $1.85 | $46,322.50 |
DisclosureSEC source: 0000921895-20-001983 · form412733002_07152020.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,000 F1 · security: Zachary Levenick may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Levenick disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $1.85 to $1.87 per share, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 17:09 UTC |
Culver StephenSVP, Chief Information Officer
|
Tax withholdingCommon Stock | 1,819 | $2.03 | $3,692.57 |
DisclosureSEC source: 0001634117-20-000051 · wf-form4_159476093125690.xml · nonDerivative · entry 2 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,936 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,868 performance-based shares granted to the reporting person on June 13, 2017. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 17:09 UTC |
Culver StephenSVP, Chief Information Officer
|
Disposition to issuerCommon Stock | 7,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000051 · wf-form4_159476093125690.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,755 F1 · shares: Forfeiture of unearned shares pursuant to July 13, 2017 Performance Share award based upon final achievement level of 38.8% of target. See Form 4 filed July 17, 2017 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and became fully vested on July 13, 2020 after the lapse of the required holding period. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 17:10 UTC |
Magill JoAnnSVP, Human Resources
|
Tax withholdingCommon Stock | 1,745 | $2.03 | $3,542.35 |
DisclosureSEC source: 0001634117-20-000054 · wf-form4_159476098604253.xml · nonDerivative · entry 2 Magill JoAnn · CIK 0001649060 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,406 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 6,085 performance-based shares granted to the reporting person on June 13, 2017. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 17:10 UTC |
Magill JoAnnSVP, Human Resources
|
Disposition to issuerCommon Stock | 9,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000054 · wf-form4_159476098604253.xml · nonDerivative · entry 1 Magill JoAnn · CIK 0001649060 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,151 F1 · shares: Forfeiture of unearned shares pursuant to July 13, 2017 Performance Share award based upon final achievement level of 38.8% of target. See Form 4 filed July 17, 2017 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and became fully vested on July 13, 2020 after the lapse of the required holding period. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 17:09 UTC |
Donohue Thomas D.EVP, CFO
|
Tax withholdingCommon Stock | 2,068 | $2.03 | $4,198.04 |
DisclosureSEC source: 0001634117-20-000052 · wf-form4_159476095001179.xml · nonDerivative · entry 2 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,692 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 6,085 performance-based shares granted to the reporting person on June 13, 2017. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 17:09 UTC |
Donohue Thomas D.EVP, CFO
|
Disposition to issuerCommon Stock | 9,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000052 · wf-form4_159476095001179.xml · nonDerivative · entry 1 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,760 F1 · shares: Forfeiture of unearned shares pursuant to July 13, 2017 Performance Share award based upon final achievement level of 38.8% of target. See Form 4 filed July 17, 2017 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and became fully vested on July 13, 2020 after the lapse of the required holding period. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 17:10 UTC |
Malhotra KanujEVP, Corp Dev; Pres, DSS
|
Tax withholdingCommon Stock | 6,202 | $2.03 | $12,590.06 |
DisclosureSEC source: 0001634117-20-000055 · wf-form4_159476100278210.xml · nonDerivative · entry 2 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,126 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 18,256 performance-based shares granted to the reporting person on June 13, 2017. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 17:10 UTC |
Malhotra KanujEVP, Corp Dev; Pres, DSS
|
Disposition to issuerCommon Stock | 28,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000055 · wf-form4_159476100278210.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,328 F1 · shares: Forfeiture of unearned shares pursuant to July 13, 2017 Performance Share award based upon final achievement level of 38.8% of target. See Form 4 filed July 17, 2017 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and became fully vested on July 13, 2020 after the lapse of the required holding period. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 21:10 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 1,874 | $2.03 | $3,804.22 |
DisclosureSEC source: 0001634117-20-000057 · wf-form4_159476103803064.xml · nonDerivative · entry 2 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,794 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 6,085 performance-based shares granted to the reporting person on June 13, 2017. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 21:10 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Disposition to issuerCommon Stock | 9,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000057 · wf-form4_159476103803064.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,668 F1 · shares: Forfeiture of unearned shares pursuant to July 13, 2017 Performance Share award based upon final achievement level of 38.8% of target. See Form 4 filed July 17, 2017 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and became fully vested on July 13, 2020 after the lapse of the required holding period. Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 12:25 UTC |
LEVENICK ZACHARYSee Explanation of Responses
|
PurchaseCommon Stock, par value $0.01 per share | 61,471 | $1.84 | $113,180.41 |
DisclosureSEC source: 0001193805-20-000815 · e619769_4-levenick.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,000 F1 · security: Zachary Levenick may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Levenick disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $1.82 to $1.85 per share, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 08, 2020 Filed Jul 10, 2020 12:25 UTC |
LEVENICK ZACHARYSee Explanation of Responses
|
PurchaseCommon Stock, par value $0.01 per share | 38,529 | $1.86 | $71,486.71 |
DisclosureSEC source: 0001193805-20-000815 · e619769_4-levenick.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,529 F1 · security: Zachary Levenick may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Levenick disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $1.85 to $1.87 per share, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 16:49 UTC |
Donohue Thomas D.EVP, CFO
|
Tax withholdingCommon Stock | 5,932 | $1.70 | $10,084.40 |
DisclosureSEC source: 0001634117-20-000029 · wf-form4_159294536825074.xml · nonDerivative · entry 1 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,358 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 16:50 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 51,302 | $1.70 | $87,213.40 |
DisclosureSEC source: 0001634117-20-000030 · wf-form4_159294539010936.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575,270 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 16:50 UTC |
Malhotra KanujEVP, Corp Dev; Pres, DSS
|
Tax withholdingCommon Stock | 7,010 | $1.70 | $11,917.00 |
DisclosureSEC source: 0001634117-20-000031 · wf-form4_159294541304960.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,123 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 20:50 UTC |
MILLER MICHAEL CONNOLLYEVP, Corp Aff, CLO & Secretary
|
Tax withholdingCommon Stock | 8,551 | $1.70 | $14,536.70 |
DisclosureSEC source: 0001634117-20-000032 · wf-form4_159294543700260.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · EVP, Corp Aff, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,728 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 20:51 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 4,350 | $1.70 | $7,395.00 |
DisclosureSEC source: 0001634117-20-000033 · wf-form4_159294545953554.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,266 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 21:42 UTC |
MILLER MICHAEL CONNOLLYEVP, Corp Strat & Gen Counsel
|
SaleCommon Stock | 6,500 | $4.58 | $29,770.00 |
DisclosureSEC source: 0001643505-19-000004 · wf-form4_157687815268384.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · EVP, Corp Strat & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,279 F1 · price: Represents the weighted average price of multiple transactions with prices of $4.40 and $4.74 made pursuant to a 10b5-1 automatic trading plan that provides for periodic sales for purposes of liquidity and diversification. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price. Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 16:37 UTC |
Outerbridge Master Fund LP10% owner
Outerbridge Capital Management LLC10% owner
Outerbridge GP, LLC10% owner
Wallace Rory10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 12,321 | $3.26 | $40,215.74 |
DisclosureSEC source: 0000919574-19-006347 · ownership.xml · nonDerivative · entry 3 Outerbridge Master Fund LP · CIK 0001789260 · 10% owner Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge GP, LLC · CIK 0001789131 · 10% owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,499,621 F1 · ownership.direct: The Common Stock, par value $0.01 per share reported herein ("Common Stock") is held in the account of Outerbridge Master Fund LP (the "Fund"), a private investment fund managed by Outerbridge Capital Management, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Outerbridge GP, LLC (the "General Partner"), and by Rory Wallace, managing member of the General Partner and the Investment Manager. Each of the Fund, the Investment Manager, the General Partner and Rory Wallace (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 16:37 UTC |
Outerbridge Master Fund LP10% owner
Outerbridge Capital Management LLC10% owner
Outerbridge GP, LLC10% owner
Wallace Rory10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 35,691 | $3.20 | $114,361.10 |
DisclosureSEC source: 0000919574-19-006347 · ownership.xml · nonDerivative · entry 2 Outerbridge Master Fund LP · CIK 0001789260 · 10% owner Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge GP, LLC · CIK 0001789131 · 10% owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,487,300 F1 · ownership.direct: The Common Stock, par value $0.01 per share reported herein ("Common Stock") is held in the account of Outerbridge Master Fund LP (the "Fund"), a private investment fund managed by Outerbridge Capital Management, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Outerbridge GP, LLC (the "General Partner"), and by Rory Wallace, managing member of the General Partner and the Investment Manager. Each of the Fund, the Investment Manager, the General Partner and Rory Wallace (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 16:37 UTC |
Outerbridge Master Fund LP10% owner
Outerbridge Capital Management LLC10% owner
Outerbridge GP, LLC10% owner
Wallace Rory10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 54,714 | $3.18 | $173,957.69 |
DisclosureSEC source: 0000919574-19-006347 · ownership.xml · nonDerivative · entry 1 Outerbridge Master Fund LP · CIK 0001789260 · 10% owner Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge GP, LLC · CIK 0001789131 · 10% owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,451,609 F1 · ownership.direct: The Common Stock, par value $0.01 per share reported herein ("Common Stock") is held in the account of Outerbridge Master Fund LP (the "Fund"), a private investment fund managed by Outerbridge Capital Management, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Outerbridge GP, LLC (the "General Partner"), and by Rory Wallace, managing member of the General Partner and the Investment Manager. Each of the Fund, the Investment Manager, the General Partner and Rory Wallace (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 04, 2019 Filed Oct 4, 2019 20:54 UTC |
Outerbridge Master Fund LP10% owner
Outerbridge Capital Management LLC10% owner
Outerbridge GP, LLC10% owner
Wallace Rory10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 175,987 | $3.09 | $544,450.98 |
DisclosureSEC source: 0000919574-19-006241 · ownership.xml · nonDerivative · entry 4 Outerbridge Master Fund LP · CIK 0001789260 · 10% owner Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge GP, LLC · CIK 0001789131 · 10% owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,396,895 F1 · ownership.direct: The Common Stock, par value $0.01 per share reported herein ("Common Stock") is held in the account of Outerbridge Master Fund LP (the "Fund"), a private investment fund managed by Outerbridge Capital Management, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Outerbridge GP, LLC (the "General Partner"), and by Rory Wallace, managing member of the General Partner and the Investment Manager. Each of the Fund, the Investment Manager, the General Partner and Rory Wallace (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 03, 2019 Filed Oct 4, 2019 20:54 UTC |
Outerbridge Master Fund LP10% owner
Outerbridge Capital Management LLC10% owner
Outerbridge GP, LLC10% owner
Wallace Rory10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 100,000 | $2.94 | $293,920.00 |
DisclosureSEC source: 0000919574-19-006241 · ownership.xml · nonDerivative · entry 3 Outerbridge Master Fund LP · CIK 0001789260 · 10% owner Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge GP, LLC · CIK 0001789131 · 10% owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,220,908 F1 · ownership.direct: The Common Stock, par value $0.01 per share reported herein ("Common Stock") is held in the account of Outerbridge Master Fund LP (the "Fund"), a private investment fund managed by Outerbridge Capital Management, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Outerbridge GP, LLC (the "General Partner"), and by Rory Wallace, managing member of the General Partner and the Investment Manager. Each of the Fund, the Investment Manager, the General Partner and Rory Wallace (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:54 UTC |
Outerbridge Master Fund LP10% owner
Outerbridge Capital Management LLC10% owner
Outerbridge GP, LLC10% owner
Wallace Rory10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 50,000 | $2.98 | $148,900.00 |
DisclosureSEC source: 0000919574-19-006241 · ownership.xml · nonDerivative · entry 2 Outerbridge Master Fund LP · CIK 0001789260 · 10% owner Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge GP, LLC · CIK 0001789131 · 10% owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,120,908 F1 · ownership.direct: The Common Stock, par value $0.01 per share reported herein ("Common Stock") is held in the account of Outerbridge Master Fund LP (the "Fund"), a private investment fund managed by Outerbridge Capital Management, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Outerbridge GP, LLC (the "General Partner"), and by Rory Wallace, managing member of the General Partner and the Investment Manager. Each of the Fund, the Investment Manager, the General Partner and Rory Wallace (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:54 UTC |
Outerbridge Master Fund LP10% owner
Outerbridge Capital Management LLC10% owner
Outerbridge GP, LLC10% owner
Wallace Rory10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 150,000 | $2.97 | $444,840.00 |
DisclosureSEC source: 0000919574-19-006241 · ownership.xml · nonDerivative · entry 1 Outerbridge Master Fund LP · CIK 0001789260 · 10% owner Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge GP, LLC · CIK 0001789131 · 10% owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,070,908 F1 · ownership.direct: The Common Stock, par value $0.01 per share reported herein ("Common Stock") is held in the account of Outerbridge Master Fund LP (the "Fund"), a private investment fund managed by Outerbridge Capital Management, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Outerbridge GP, LLC (the "General Partner"), and by Rory Wallace, managing member of the General Partner and the Investment Manager. Each of the Fund, the Investment Manager, the General Partner and Rory Wallace (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:41 UTC |
Outerbridge Master Fund LP10% owner
Outerbridge Capital Management LLC10% owner
Outerbridge GP, LLC10% owner
Wallace Rory10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 50,000 | $3.15 | $157,295.00 |
DisclosureSEC source: 0000919574-19-006130 · ownership.xml · nonDerivative · entry 2 Outerbridge Master Fund LP · CIK 0001789260 · 10% owner Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge GP, LLC · CIK 0001789131 · 10% owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,920,908 F1 · ownership.direct: The Common Stock, par value $0.01 per share reported herein ("Common Stock") is held in the account of Outerbridge Master Fund LP (the "Fund"), a private investment fund managed by Outerbridge Capital Management, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Outerbridge GP, LLC (the "General Partner"), and by Rory Wallace, managing member of the General Partner and the Investment Manager. Each of the Fund, the Investment Manager, the General Partner and Rory Wallace (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:41 UTC |
Outerbridge Master Fund LP10% owner
Outerbridge Capital Management LLC10% owner
Outerbridge GP, LLC10% owner
Wallace Rory10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 9,328 | $3.11 | $28,984.89 |
DisclosureSEC source: 0000919574-19-006130 · ownership.xml · nonDerivative · entry 1 Outerbridge Master Fund LP · CIK 0001789260 · 10% owner Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge GP, LLC · CIK 0001789131 · 10% owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,870,908 F1 · ownership.direct: The Common Stock, par value $0.01 per share reported herein ("Common Stock") is held in the account of Outerbridge Master Fund LP (the "Fund"), a private investment fund managed by Outerbridge Capital Management, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Outerbridge GP, LLC (the "General Partner"), and by Rory Wallace, managing member of the General Partner and the Investment Manager. Each of the Fund, the Investment Manager, the General Partner and Rory Wallace (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 16:51 UTC |
DEMATTEO DANIEL ADirector
|
GrantCommon Stock | 38,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-19-000109 · wf-form4_156987664004242.xml · nonDerivative · entry 1 DEMATTEO DANIEL A · CIK 0001166817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,893 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 26, 2020; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.