Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Barnes & Noble Education, Inc.BNED · Entity 5624 | EVP, Corp Dev; Pres, DSS | September 26, 2020 | September 29, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Barnes & Noble Education, Inc.
Report date September 26, 2020 · Filed September 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 315,100 |
Reported balance
After 2020-09-26 transaction · row 1
1 source rowRow 1 · 2020-09-26 · Tax withholding · Disposed 9,146 · Balance 315,100 F1: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 26, 2020 Filed Sep 29, 2020 16:47 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 9,146 | $2.46 | $22,499.16 |
DisclosureSEC source: 0001634117-20-000115 · wf-form4_160141246442778.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,100 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 16:43 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantPhantom Share Unit · Derivative | 182,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000097 · wf-form4_160098017961959.xml · derivative · entry 3 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,927 Underlying: Common Stock · 182,927 shares Expires 2023-09-22 F3 · derivative.exercise_price: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. F3 · derivative.exercise_date: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 16:43 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 155,023 | $0.00 Strike: $2.46 | $0.00 |
DisclosureSEC source: 0001634117-20-000097 · wf-form4_160098017961959.xml · derivative · entry 2 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,023 Underlying: Common Stock · 155,023 shares Expires 2030-09-22 F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $2.46 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030 Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 16:43 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 155,023 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000097 · wf-form4_160098017961959.xml · derivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,023 Underlying: Common Stock · 155,023 shares Expires 2030-09-22 F1 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $5 per share. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030. Read SEC document |
| September 19, 2020 Filed Sep 22, 2020 16:42 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 7,234 | $2.19 | $15,842.46 |
DisclosureSEC source: 0001634117-20-000084 · wf-form4_160080728615950.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,246 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| July 14, 2020 Filed Jul 14, 2020 17:10 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Disposition to issuerCommon Stock | 31,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000055 · wf-form4_159476100278210.xml · nonDerivative · entry 3 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,480 F3 · shares: Forfeiture of unearned shares pursuant to July 19, 2018 Performance Share award based upon final achievement level below minimum threshold level of target. See Form 4 filed July 23, 2018 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and would have otherwise become fully vested on July 19, 2021 after the lapse of the required holding period. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 17:10 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 6,202 | $2.03 | $12,590.06 |
DisclosureSEC source: 0001634117-20-000055 · wf-form4_159476100278210.xml · nonDerivative · entry 2 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,126 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 18,256 performance-based shares granted to the reporting person on June 13, 2017. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 17:10 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Disposition to issuerCommon Stock | 28,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000055 · wf-form4_159476100278210.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,328 F1 · shares: Forfeiture of unearned shares pursuant to July 13, 2017 Performance Share award based upon final achievement level of 38.8% of target. See Form 4 filed July 17, 2017 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and became fully vested on July 13, 2020 after the lapse of the required holding period. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 16:50 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 7,010 | $1.70 | $11,917.00 |
DisclosureSEC source: 0001634117-20-000031 · wf-form4_159294541304960.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,123 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 16:55 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 9,146 | $3.15 | $28,809.90 |
DisclosureSEC source: 0001634117-19-000119 · wf-form4_156987689597411.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,133 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 16:46 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 7,234 | $3.20 | $23,148.80 |
DisclosureSEC source: 0001634117-19-000085 · wf-form4_156927158933925.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,279 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 16:48 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 3,722 | $4.02 | $14,962.44 |
DisclosureSEC source: 0001634117-19-000073 · wf-form4_156883967230939.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,513 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 16:47 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | SaleCommon Stock | 21,000 | $4.48 | $94,080.00 |
DisclosureSEC source: 0001581718-19-000005 · wf-form4_156840763173473.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,235 F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $4.47 and $4.52 per share. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:48 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 61,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-19-000036 · wf-form4_156115012142208.xml · nonDerivative · entry 2 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,235 F2 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance over the performance period as measured by absolute total shareholder return reflected by the BNED Common Stock price (50% of the Performance Units) and BNED Adjusted EBITDA (50% of the Performance Units). The performance period is the two year period beginning April 28, 2019 and ending on May 1, 2021. Earned Performance Units will be converted to shares of Company Common Stock on a one-for-one basis after the expiration of an additional one year holding period. Unearned Performance Units and earned Performance Units that have not satisfied the one-year holding period will be forfeited. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:48 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 61,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-19-000036 · wf-form4_156115012142208.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,331 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of June 19, 2020, June 19, 2021 and June 19, 2022, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 16:50 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Disposition to issuerCommon Stock | 12,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-19-000021 · wf-form4_156089099498188.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,427 F1 · shares: Represents the forfeiture of performance-based shares granted to the reporting person on June 14, 2016 that were eligible to vest based on certain financial performance objectives and satisfaction of the required holding period. Upon grant, the maximum 150% of target vesting amount was reported in Table I of Form 4. On June 14, 2019, 4,185 shares were vested and 12,555 shares were forfeited, based upon the Company's performance over the applicable performance period and the lapse of the required holding period. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 17:06 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 1,278 | $4.81 | $6,147.18 |
DisclosureSEC source: 0001581718-19-000002 · wf-form4_155302864936521.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,982 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 16:57 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 80,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-18-000095 · wf-form4_153808184743247.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,260 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 26, 2019, September 26, 2020 and September 26, 2021, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 16:49 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 7,234 | $5.65 | $40,872.10 |
DisclosureSEC source: 0001634117-18-000068 · wf-form4_153756293604944.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,491 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 16, 2018 Filed Sep 18, 2018 16:50 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 5,897 | $5.62 | $33,141.14 |
DisclosureSEC source: 0001634117-18-000051 · wf-form4_153730384032868.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,725 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 17:07 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 31,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-18-000024 · wf-form4_153238005676478.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,622 F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance over the performance period as measured by absolute total shareholder return reflected by the BNED Common Stock price (50% of the Performance Units), BNED Adjusted EBITDA (25% of the Performance Units) and growth of Digital Student Solutions segment revenue (25% of the Performance Units). The performance period is the two year period beginning April 29, 2018 and ending on May 2, 2020. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 16:58 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 1,183 | $6.86 | $8,115.38 |
DisclosureSEC source: 0001581718-18-000002 · wf-form4_152157951413981.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,976 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 17:19 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 63,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-17-000158 · wf-form4_150602877988551.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,159 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 19, 2018, September 19, 2019 and September 19, 2020, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 17:21 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 8,950 | $6.28 | $56,206.00 |
DisclosureSEC source: 0001634117-17-000133 · wf-form4_150585609993334.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,275 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 16:51 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 47,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-17-000095 · wf-form4_150032468262076.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,225 F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 16:50 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 1,233 | $9.62 | $11,861.46 |
DisclosureSEC source: 0001634117-17-000048 · wf-form4_149004303257544.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,174 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 16:46 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 6,448 | $9.71 | $62,610.08 |
DisclosureSEC source: 0001634117-17-000041 · wf-form4_148892317400353.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,407 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 16:31 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 12,582 | $9.72 | $122,297.04 |
DisclosureSEC source: 0001634117-17-000020 · wf-form4_148667588214875.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,855 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 16:30 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 32,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-16-000124 · wf-form4_147440343713416.xml · nonDerivative · entry 2 Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,437 F2 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 16, 2017, September 16, 2018 and September 19, 2019, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 16:30 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 3,301 | $9.70 | $32,019.70 |
DisclosureSEC source: 0001634117-16-000124 · wf-form4_147440343713416.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,576 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.