Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Barnes & Noble Education, Inc.BNED · Entity 5624 | Director | March 28, 2022 | March 30, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Barnes & Noble Education, Inc.
Report date March 28, 2022 · Filed March 30, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby THG Securities Advisors LLC | 613,045 |
Reported balance
After 2022-03-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-03-28 · Purchase · Acquired 30,000 · Balance 613,045 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2022 Filed Mar 30, 2022 16:50 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 30,000 | $3.63 | $108,900.00 |
DisclosureSEC source: 0001634117-22-000031 · wf-form4_164867339576581.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 613,045 Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 17:04 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 37,500 | $3.93 | $147,375.00 |
DisclosureSEC source: 0001634117-22-000023 · wf-form4_164729165978432.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 583,045 Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 17:04 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 33,045 | $3.88 | $128,214.60 |
DisclosureSEC source: 0001634117-22-000023 · wf-form4_164729165978432.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 545,545 Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 16:42 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 25,000 | $6.80 | $170,000.00 |
DisclosureSEC source: 0001634117-22-000002 · wf-form4_164124610685135.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 512,500 Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 16:42 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 10,000 | $6.74 | $67,400.00 |
DisclosureSEC source: 0001634117-22-000002 · wf-form4_164124610685135.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 487,500 Read SEC document |
| December 28, 2021 Filed Dec 28, 2021 16:41 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 40,000 | $6.67 | $266,800.00 |
DisclosureSEC source: 0001634117-21-000138 · wf-form4_164072769618995.xml · nonDerivative · entry 3 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 477,500 Read SEC document |
| December 27, 2021 Filed Dec 28, 2021 16:41 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 15,000 | $6.76 | $101,400.00 |
DisclosureSEC source: 0001634117-21-000138 · wf-form4_164072769618995.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 437,500 Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 16:41 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 12,500 | $6.71 | $83,875.00 |
DisclosureSEC source: 0001634117-21-000138 · wf-form4_164072769618995.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 422,500 Read SEC document |
| December 15, 2021 Filed Dec 15, 2021 16:53 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 20,000 | $6.87 | $137,400.00 |
DisclosureSEC source: 0001634117-21-000134 · wf-form4_163960517423000.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 410,000 Read SEC document |
| December 14, 2021 Filed Dec 14, 2021 16:40 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 19,900 | $7.05 | $140,295.00 |
DisclosureSEC source: 0001634117-21-000132 · wf-form4_163951804651686.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 390,000 Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 16:40 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 20,100 | $7.00 | $140,700.00 |
DisclosureSEC source: 0001634117-21-000132 · wf-form4_163951804651686.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 370,100 Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 16:42 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 27,912 | $7.49 | $209,060.88 |
DisclosureSEC source: 0001634117-21-000130 · wf-form4_163917254930667.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 350,000 Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 16:42 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 2,088 | $7.30 | $15,242.40 |
DisclosureSEC source: 0001634117-21-000130 · wf-form4_163917254930667.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 322,088 Read SEC document |
| December 03, 2021 Filed Dec 3, 2021 16:37 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 30,000 | $6.66 | $199,800.00 |
DisclosureSEC source: 0001634117-21-000126 · wf-form4_163856741274277.xml · nonDerivative · entry 3 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 315,000 Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 16:41 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 5,000 | $6.66 | $33,300.00 |
DisclosureSEC source: 0001634117-21-000128 · wf-form4_163882690058450.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 320,000 Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 16:37 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 30,000 | $6.98 | $209,460.00 |
DisclosureSEC source: 0001634117-21-000126 · wf-form4_163856741274277.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 285,000 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 16:37 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 25,000 | $7.09 | $177,162.50 |
DisclosureSEC source: 0001634117-21-000126 · wf-form4_163856741274277.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 255,000 Read SEC document |
| October 04, 2021 Filed Oct 5, 2021 16:46 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 15,300 | $10.17 | $155,601.00 |
DisclosureSEC source: 0001634117-21-000114 · wf-form4_163346676007384.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 230,000 F1 · price: Represents the weighted average price of multiple transactions with prices of $10.14 and $10.22. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 16:46 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 14,700 | $10.04 | $147,588.00 |
DisclosureSEC source: 0001634117-21-000114 · wf-form4_163346676007384.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 214,700 Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 17:19 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 11,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000109 · wf-form4_163277753385594.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,585 F1 · shares: Grant of restricted shares vesting on September 24, 2022. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 09:27 UTC Amendment | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 12,866 | $10.40 | $133,806.40 |
DisclosureSEC source: 0001634117-21-000065 · wf-form4a_163179886222688.xml · nonDerivative · entry 3 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 200,000 F1 · date: This Form 4/A is being filed to correct an error in the original Form 4 (the "Original Form 4") filed on September 15, 2021. This Form 4/A corrects the date of the third transaction reported in Column 2 of Table I of this Form 4/A to reflect the correct transaction date of September 15, 2021. The Original Form 4 had incorrectly listed the date of the third transaction reported in Column 2 of Table I as September 13, 2021. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 16:45 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 2,134 | $10.24 | $21,852.16 |
DisclosureSEC source: 0001634117-21-000063 · wf-form4_163173869103577.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 187,134 Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 09:27 UTC Amendment | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 2,134 | $10.24 | $21,852.16 |
DisclosureSEC source: 0001634117-21-000065 · wf-form4a_163179886222688.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 187,134 Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 16:45 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 12,866 | $10.40 | $133,806.40 |
DisclosureSEC source: 0001634117-21-000063 · wf-form4_163173869103577.xml · nonDerivative · entry 3 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 200,000 Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 16:45 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 15,000 | $9.97 | $149,550.00 |
DisclosureSEC source: 0001634117-21-000063 · wf-form4_163173869103577.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 185,000 Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 09:27 UTC Amendment | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 15,000 | $9.97 | $149,550.00 |
DisclosureSEC source: 0001634117-21-000065 · wf-form4a_163179886222688.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 185,000 Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 16:34 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 10,000 | $10.10 | $101,000.00 |
DisclosureSEC source: 0001634117-21-000060 · wf-form4_163156525591905.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 170,000 Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 16:34 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 15,000 | $10.18 | $152,700.00 |
DisclosureSEC source: 0001634117-21-000060 · wf-form4_163156525591905.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 160,000 Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 16:43 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | OtherCall Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001634117-21-000006 · wf-form4_161109258381293.xml · derivative · entry 3 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2021-01-15 Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 16:43 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | OtherCommon Stock | 1,000 | $2.50 | $2,500.00 |
DisclosureSEC source: 0001634117-21-000006 · wf-form4_161109258381293.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,781 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 16:47 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 20,000 | $4.73 | $94,600.00 |
DisclosureSEC source: 0001634117-21-000002 · wf-form4_160979675410013.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 145,000 Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 16:43 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | SaleCall Option (right to buy) · Derivative | 4,000 | $1.11 Strike: $5.00 | $4,440.00 |
DisclosureSEC source: 0001634117-20-000166 · wf-form4_160927821526247.xml · derivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2021-04-16 Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 16:43 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 4,000 | $5.56 | $22,240.00 |
DisclosureSEC source: 0001634117-20-000166 · wf-form4_160927821526247.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,781 Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 17:07 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 25,000 | $4.78 | $119,500.00 |
DisclosureSEC source: 0001634117-20-000162 · wf-form4_160919325630757.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 125,000 Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 16:48 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 48,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000134 · wf-form4_160374531411591.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,781 F1 · shares: Grant of restricted shares vesting on October 23, 2021. Read SEC document |
| July 14, 2020 Filed Jul 15, 2020 09:00 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock, par value $0.01 per share | 25,000 | $1.85 | $46,322.50 |
DisclosureSEC source: 0000921895-20-001983 · form412733002_07152020.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,000 F1 · security: Zachary Levenick may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Levenick disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $1.85 to $1.87 per share, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 12:25 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock, par value $0.01 per share | 61,471 | $1.84 | $113,180.41 |
DisclosureSEC source: 0001193805-20-000815 · e619769_4-levenick.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,000 F1 · security: Zachary Levenick may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Levenick disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $1.82 to $1.85 per share, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 08, 2020 Filed Jul 10, 2020 12:25 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock, par value $0.01 per share | 38,529 | $1.86 | $71,486.71 |
DisclosureSEC source: 0001193805-20-000815 · e619769_4-levenick.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,529 F1 · security: Zachary Levenick may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Levenick disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $1.85 to $1.87 per share, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.