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person · Reporting owner

MILLER MICHAEL CONNOLLY

Disclosed activity across 3 companies

Tapewire entity
39152
SEC CIK
0001643505

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Sportradar Group AGSRAD · Entity 4114Chief Legal OfficerOctober 07, 2026October 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sportradar Group AG

Report date October 07, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect67,196 Reported balance After 2026-10-07 transaction · row 1
1 source row

Row 1 · 2026-10-07 · Tax withholding · Disposed 5,218 · Balance 67,196

F1: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units ("RSUs"). No shares were sold in the market as a result of the vesting of these RSUs and the satisfaction of tax withholding obligations.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units ("RSUs"). No shares were sold in the market as a result of the vesting of these RSUs and the satisfaction of tax withholding obligations.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Barnes & Noble Education, Inc.

Report date September 24, 2024 · Filed September 24, 2024

Section 16 reporting ended · disclosed 2024-09-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,202 Reported balance After 2024-09-24 transaction · row 1
1 source row

Row 1 · 2024-09-24 · Tax withholding · Disposed 99 · Balance 1,202

F1: Shares sold by Reporting Owner on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold by Reporting Owner on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

MONSTER WORLDWIDE, INC.

Report date October 31, 2016 · Filed November 02, 2016

Section 16 reporting ended · disclosed 2016-11-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2016-11-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2016-10-31 · Other · Disposed 86,224 · Balance 58,750

F1: The Reporting Person tendered the shares of common stock in exchange for $3.40 per share in cash in the tender offer (the "Tender Offer") made pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2016, by and among the Issuer, Randstad North America, Inc. and Merlin Global Acquisition, Inc.

Row 2 · 2016-11-01 · Disposition to issuer · Disposed 58,750 · Balance 0

F2: Represents unvested restricted stock units and/or unvested shares of restricted stock that pursuant to the Merger Agreement were converted into the right to receive $3.40 per share in cash at the effective time of the merger (the "Merger") effected pursuant to the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2016-11-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2016-11-01 · Disposition to issuer · Disposed 66 · Balance 0

F3: Represents shares of common stock held indirectly through the Reporting Person's 401(k) plan account that will convert into $3.40 per share in cash as a result of the Tender Offer and the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person tendered the shares of common stock in exchange for $3.40 per share in cash in the tender offer (the "Tender Offer") made pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2016, by and among the Issuer, Randstad North America, Inc. and Merlin Global Acquisition, Inc.

F2: Represents unvested restricted stock units and/or unvested shares of restricted stock that pursuant to the Merger Agreement were converted into the right to receive $3.40 per share in cash at the effective time of the merger (the "Merger") effected pursuant to the Merger Agreement.

F3: Represents shares of common stock held indirectly through the Reporting Person's 401(k) plan account that will convert into $3.40 per share in cash as a result of the Tender Offer and the Merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2026 Filed Oct 9, 2026 21:25 UTC Sportradar Group AG SRAD · Entity 4114 Tax withholdingClass A Ordinary Shares 5,218 $12.06 $62,929.08
Disclosure

SEC source: 0001104659-26-115106 · tm2627294-1_4seq1.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,196

F1 · shares: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units ("RSUs"). No shares were sold in the market as a result of the vesting of these RSUs and the satisfaction of tax withholding obligations.

Read SEC document
June 10, 2026 Filed Jun 11, 2026 21:00 UTC Sportradar Group AG SRAD · Entity 4114 SaleClass A Ordinary Shares 1,500 $16.50 $24,750.00
Disclosure

SEC source: 0001104659-26-072995 · tm2617514-1_4seq1.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,414

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:17 UTC Sportradar Group AG SRAD · Entity 4114 GrantClass A Ordinary Shares 17,889 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-039260 · tm2610968-2_4seq1.xml · nonDerivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,914

F2 · shares: Represents an award of RSUs that will vest in equal annual installments on the first, second, third and fourth anniversaries of the grant date. Each RSU represents a contingent right to receive one Class A Ordinary Share.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:17 UTC Sportradar Group AG SRAD · Entity 4114 Tax withholdingClass A Ordinary Shares 1,813 $16.74 $30,349.62
Disclosure

SEC source: 0001104659-26-039260 · tm2610968-2_4seq1.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,025

F1 · shares: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units ("RSUs"). No shares were sold in the market as a result of the vesting of these RSUs and the satisfaction of tax withholding obligations.

Read SEC document
September 24, 2024 Filed Sep 24, 2024 20:58 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 99 $9.51 $941.72
Disclosure

SEC source: 0001634117-24-000110 · wk-form4_1727211524.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,202

F1 · shares: Shares sold by Reporting Owner on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
June 16, 2024 Filed Jun 18, 2024 20:36 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 95 $8.65 $821.75
Disclosure

SEC source: 0001634117-24-000024 · wk-form4_1718742995.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,301

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

F2 · balance_after: On June 11, 2024, the Issuer effected a 1-for-100 reverse stock split (the "Reverse Stock Split") of its shares of common stock, par value $0.01 per share. The number of securities beneficially owned was adjusted by dividing by 100 to reflect the Reverse Stock Split.

Read SEC document
September 23, 2023 Filed Sep 26, 2023 20:41 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 9,825 $1.11 $10,905.75
Disclosure

SEC source: 0001634117-23-000062 · wk-form4_1695760890.xml · nonDerivative · entry 3

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,681

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 20:41 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Exercise / conversionPhantom Share Unit · Derivative 60,976 $0.00 $0.00
Disclosure

SEC source: 0001634117-23-000062 · wk-form4_1695760890.xml · derivative · entry 4

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,976 shares

Expires 2023-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 20:41 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Disposition to issuerCommon Stock 60,976 $1.11 $67,683.36
Disclosure

SEC source: 0001634117-23-000062 · wk-form4_1695760890.xml · nonDerivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,506

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 20:41 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Exercise / conversionCommon Stock 60,976 $0.00 $0.00
Disclosure

SEC source: 0001634117-23-000062 · wk-form4_1695760890.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 20:45 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 9,824 $1.26 $12,378.24
Disclosure

SEC source: 0001634117-23-000021 · wf-form4_168738028856618.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,506

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 23, 2022 Filed Sep 27, 2022 20:43 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 9,824 $2.30 $22,595.20
Disclosure

SEC source: 0001634117-22-000128 · wf-form4_166431140138787.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,330

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 20:46 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Exercise / conversionPhantom Share Unit · Derivative 60,976 $0.00 $0.00
Disclosure

SEC source: 0001634117-22-000115 · wf-form4_166422517019908.xml · derivative · entry 3

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,976

Underlying: Common Stock · 60,976 shares

Expires 2023-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 20:46 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Disposition to issuerCommon Stock 60,976 $2.28 $139,025.28
Disclosure

SEC source: 0001634117-22-000115 · wf-form4_166422517019908.xml · nonDerivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,154

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 20:46 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Exercise / conversionCommon Stock 60,976 $0.00 $0.00
Disclosure

SEC source: 0001634117-22-000115 · wf-form4_166422517019908.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

Read SEC document
June 19, 2022 Filed Jun 22, 2022 20:46 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 9,263 $2.57 $23,805.91
Disclosure

SEC source: 0001634117-22-000055 · wf-form4_165593077031555.xml · nonDerivative · entry 3

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,154

F3 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
June 19, 2022 Filed Jun 22, 2022 20:46 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 12,713 $2.57 $32,672.41
Disclosure

SEC source: 0001634117-22-000055 · wf-form4_165593077031555.xml · nonDerivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,417

F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of the Performance Units granted to the reporting person on June 19, 2019.

Read SEC document
June 19, 2022 Filed Jun 22, 2022 20:46 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Disposition to issuerCommon Stock 28,416 $0.00 $0.00
Disclosure

SEC source: 0001634117-22-000055 · wf-form4_165593077031555.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,130

F1 · shares: Forfeiture of unearned shares pursuant to June 19, 2019 Performance Unit award based upon final achievement level of 45.75% of target. See Form 4 filed June 21, 2019 for additional performance and vesting information. These performance unit grants were originally issued at 100% of target and became fully vested on June 19, 2022 after the lapse of the required holding period.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:52 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 51,346 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0001634117-22-000042 · wf-form4_165584474695894.xml · derivative · entry 3

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,346

Underlying: Common Stock · 51,346 shares

Expires 2032-06-16

F3 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $4.86 per share. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:52 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 47,484 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001634117-22-000042 · wf-form4_165584474695894.xml · derivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,484

Underlying: Common Stock · 47,484 shares

Expires 2032-06-16

F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $2.36 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:52 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 GrantCommon Stock 55,556 $0.00 $0.00
Disclosure

SEC source: 0001634117-22-000042 · wf-form4_165584474695894.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,546

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of June 16, 2023, June 16, 2024 and June 16, 2025, or in each case, if such date is not a business day, the business day immediately following such date.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:38 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001634117-22-000007 · wf-form4_164210989532365.xml · derivative · entry 5

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,023

Underlying: Common Stock · 12,000 shares

Expires 2030-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:38 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 38,755 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0001634117-22-000007 · wf-form4_164210989532365.xml · derivative · entry 4

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,268

Underlying: Common Stock · 38,755 shares

Expires 2030-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:38 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 SaleCommon Stock 45,140 $6.57 $296,569.80
Disclosure

SEC source: 0001634117-22-000007 · wf-form4_164210989532365.xml · nonDerivative · entry 3

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,990

F1 · price: Represents the weighted average price of multiple transactions with prices between $6.51 and $6.62 per share. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities sold at each separate price.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:38 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Exercise / conversionCommon Stock 12,000 $5.00 $60,000.00
Disclosure

SEC source: 0001634117-22-000007 · wf-form4_164210989532365.xml · nonDerivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:38 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Exercise / conversionCommon Stock 38,755 $2.46 $95,337.30
Disclosure

SEC source: 0001634117-22-000007 · wf-form4_164210989532365.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 21:44 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 SaleCommon Stock 4,000 $7.50 $30,000.00
Disclosure

SEC source: 0001634117-21-000136 · wf-form4_163977747170014.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,375

Read SEC document
September 26, 2021 Filed Sep 27, 2021 21:16 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 10,603 $10.59 $112,285.77
Disclosure

SEC source: 0001634117-21-000103 · wf-form4_163277735722695.xml · nonDerivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,375

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 21:16 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 51,346 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0001634117-21-000103 · wf-form4_163277735722695.xml · derivative · entry 4

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,346

Underlying: Common Stock · 51,346 shares

Expires 2031-09-23

F4 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $13.30 per share. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 22, 2025 and will expire on September 23, 2031.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 21:16 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 47,484 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001634117-21-000103 · wf-form4_163277735722695.xml · derivative · entry 3

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,484

Underlying: Common Stock · 47,484 shares

Expires 2031-09-23

F3 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $10.80 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 23, 2025 and will expire on September 23, 2031

Read SEC document
September 23, 2021 Filed Sep 27, 2021 21:16 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 GrantCommon Stock 55,556 $0.00 $0.00
Disclosure

SEC source: 0001634117-21-000103 · wf-form4_163277735722695.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,978

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 23, 2022, September 23, 2023 and September 23, 2024, or in each case, if such date is not a business day, the business day immediately following such date.

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September 22, 2021 Filed Sep 24, 2021 20:41 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Exercise / conversionPhantom Share Unit · Derivative 60,975 $0.00 $0.00
Disclosure

SEC source: 0001634117-21-000080 · wf-form4_163251606223080.xml · derivative · entry 3

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,952

Underlying: Common Stock · 60,975 shares

Expires 2023-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

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September 22, 2021 Filed Sep 24, 2021 20:41 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Disposition to issuerCommon Stock 60,975 $7.38 $449,995.50
Disclosure

SEC source: 0001634117-21-000080 · wf-form4_163251606223080.xml · nonDerivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,422

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

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September 22, 2021 Filed Sep 24, 2021 20:41 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Exercise / conversionCommon Stock 60,975 $0.00 $0.00
Disclosure

SEC source: 0001634117-21-000080 · wf-form4_163251606223080.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

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July 12, 2021 Filed Jul 13, 2021 20:42 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 SaleCommon Stock 3,500 $8.50 $29,750.00
Disclosure

SEC source: 0001634117-21-000043 · wf-form4_162620894140058.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,422

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June 19, 2021 Filed Jun 22, 2021 20:59 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 8,551 $9.44 $80,721.44
Disclosure

SEC source: 0001634117-21-000031 · wf-form4_162439552194216.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,922

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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April 06, 2021 Filed Apr 6, 2021 20:40 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 SaleCommon Stock 7,000 $8.50 $59,500.00
Disclosure

SEC source: 0001634117-21-000019 · wf-form4_161774156174463.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,473

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January 11, 2021 Filed Jan 12, 2021 21:44 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 SaleCommon Stock 6,000 $5.46 $32,760.00
Disclosure

SEC source: 0001634117-21-000004 · wf-form4_161048783044351.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,473

F1 · price: Represents the weighted average price of multiple transactions with prices between $5.46 and $5.48. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities sold at each separate price.

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December 30, 2020 Filed Dec 30, 2020 21:40 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 SaleCommon Stock 9,500 $5.43 $51,585.00
Disclosure

SEC source: 0001634117-20-000168 · wf-form4_160936442600926.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,473

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September 26, 2020 Filed Sep 29, 2020 20:48 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 9,418 $2.46 $23,168.28
Disclosure

SEC source: 0001634117-20-000116 · wf-form4_160141248071038.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,973

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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September 22, 2020 Filed Sep 24, 2020 20:43 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 GrantPhantom Share Unit · Derivative 182,927 $0.00 $0.00
Disclosure

SEC source: 0001634117-20-000098 · wf-form4_160098019696951.xml · derivative · entry 3

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,927

Underlying: Common Stock · 182,927 shares

Expires 2023-09-22

F3 · derivative.exercise_price: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock of the Company at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date.

F3 · derivative.exercise_date: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock of the Company at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date.

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September 22, 2020 Filed Sep 24, 2020 20:43 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 155,023 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0001634117-20-000098 · wf-form4_160098019696951.xml · derivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,023

Underlying: Common Stock · 155,023 shares

Expires 2030-09-22

F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $2.46 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030

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September 22, 2020 Filed Sep 24, 2020 20:43 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 155,023 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001634117-20-000098 · wf-form4_160098019696951.xml · derivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,023

Underlying: Common Stock · 155,023 shares

Expires 2030-09-22

F1 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $5 per share. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030.

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September 19, 2020 Filed Sep 22, 2020 20:43 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 9,734 $2.19 $21,317.46
Disclosure

SEC source: 0001634117-20-000086 · wf-form4_160080737731209.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,391

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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July 14, 2020 Filed Jul 14, 2020 21:10 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Disposition to issuerCommon Stock 22,603 $0.00 $0.00
Disclosure

SEC source: 0001634117-20-000056 · wf-form4_159476101957487.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,125

F1 · shares: Forfeiture of unearned shares pursuant to July 19, 2018 Performance Share award based upon final achievement level below minimum threshold level of target. See Form 4 filed July 23, 2018 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and would have otherwise become fully vested on July 19, 2021 after the lapse of the required holding period.

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June 19, 2020 Filed Jun 23, 2020 20:50 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 8,551 $1.70 $14,536.70
Disclosure

SEC source: 0001634117-20-000032 · wf-form4_159294543700260.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · EVP, Corp Aff, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,728

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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December 19, 2019 Filed Dec 20, 2019 21:42 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 SaleCommon Stock 6,500 $4.58 $29,770.00
Disclosure

SEC source: 0001643505-19-000004 · wf-form4_157687815268384.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · EVP, Corp Strat & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,279

F1 · price: Represents the weighted average price of multiple transactions with prices of $4.40 and $4.74 made pursuant to a 10b5-1 automatic trading plan that provides for periodic sales for purposes of liquidity and diversification. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price.

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September 26, 2019 Filed Sep 30, 2019 20:55 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 9,418 $3.15 $29,666.70
Disclosure

SEC source: 0001634117-19-000120 · wf-form4_156987692099592.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · EVP, Corp Strat & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,779

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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September 19, 2019 Filed Sep 23, 2019 20:47 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 Tax withholdingCommon Stock 9,733 $3.20 $31,145.60
Disclosure

SEC source: 0001634117-19-000086 · wf-form4_156927161122759.xml · nonDerivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · EVP, Corp Strat & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,197

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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September 19, 2019 Filed Sep 23, 2019 20:47 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 SaleCommon Stock 10,000 $3.22 $32,200.00
Disclosure

SEC source: 0001634117-19-000086 · wf-form4_156927161122759.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · EVP, Corp Strat & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,930

F1 · price: Represents the weighted average price of multiple transactions with prices of $3.12 and $3.30 made pursuant to a 10b5-1 automatic trading plan that provides for periodic sales for purposes of liquidity and diversification. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.