Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Barnes & Noble Education, Inc.BNED · Entity 5624 | SVP, Chief Information Officer | September 26, 2020 | September 29, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Barnes & Noble Education, Inc.
Report date September 26, 2020 · Filed September 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 119,834 |
Reported balance
After 2020-09-26 transaction · row 1
1 source rowRow 1 · 2020-09-26 · Tax withholding · Disposed 4,185 · Balance 119,834 F1: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 26, 2020 Filed Sep 29, 2020 16:46 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 4,185 | $2.46 | $10,295.10 |
DisclosureSEC source: 0001634117-20-000111 · wf-form4_160141238330191.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,834 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 16:42 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantPhantom Share Unit · Derivative | 71,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000094 · wf-form4_160098013119855.xml · derivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,138 Underlying: Common Stock · 71,138 shares Expires 2023-09-22 F1 · derivative.exercise_price: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. F1 · derivative.exercise_date: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 19, 2020 Filed Sep 22, 2020 16:40 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 2,746 | $2.19 | $6,013.74 |
DisclosureSEC source: 0001634117-20-000081 · wf-form4_160080723143487.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,019 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| July 14, 2020 Filed Jul 14, 2020 17:09 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Disposition to issuerCommon Stock | 10,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000051 · wf-form4_159476093125690.xml · nonDerivative · entry 3 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,765 F3 · shares: Forfeiture of unearned shares pursuant to July 19, 2018 Performance Share award based upon final achievement level below minimum threshold level of target. See Form 4 filed July 23, 2018 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and would have otherwise become fully vested on July 19, 2021 after the lapse of the required holding period. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 17:09 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 1,819 | $2.03 | $3,692.57 |
DisclosureSEC source: 0001634117-20-000051 · wf-form4_159476093125690.xml · nonDerivative · entry 2 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,936 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,868 performance-based shares granted to the reporting person on June 13, 2017. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 17:09 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Disposition to issuerCommon Stock | 7,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000051 · wf-form4_159476093125690.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,755 F1 · shares: Forfeiture of unearned shares pursuant to July 13, 2017 Performance Share award based upon final achievement level of 38.8% of target. See Form 4 filed July 17, 2017 for additional performance and vesting information. These performance share grants were originally issued at 100% of target and became fully vested on July 13, 2020 after the lapse of the required holding period. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 16:53 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 3,839 | $3.15 | $12,092.85 |
DisclosureSEC source: 0001634117-19-000114 · wf-form4_156987676774124.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,434 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 16:46 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 2,519 | $3.20 | $8,060.80 |
DisclosureSEC source: 0001634117-19-000083 · wf-form4_156927154955937.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,273 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 16:46 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 4,001 | $4.02 | $16,084.02 |
DisclosureSEC source: 0001634117-19-000069 · wf-form4_156883959156940.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,792 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:45 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 23,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-19-000032 · wf-form4_156114989852305.xml · nonDerivative · entry 2 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,793 F2 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance over the performance period as measured by absolute total shareholder return reflected by the BNED Common Stock price (50% of the Performance Units) and BNED Adjusted EBITDA (50% of the Performance Units). The performance period is the two year period beginning April 28, 2019 and ending on May 1, 2021. Earned Performance Units will be converted to shares of Company Common Stock on a one-for-one basis after the expiration of an additional one year holding period. Unearned Performance Units and earned Performance Units that have not satisfied the one-year holding period will be forfeited. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:45 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 23,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-19-000032 · wf-form4_156114989852305.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,984 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of June 19, 2020, June 19, 2021 and June 19, 2022, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 16:48 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 1,874 | $3.40 | $6,371.60 |
DisclosureSEC source: 0001634117-19-000017 · wf-form4_156089091504558.xml · nonDerivative · entry 2 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,175 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,447 performance-based shares granted to the reporting person on June 14, 2016. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 16:48 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Disposition to issuerCommon Stock | 10,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-19-000017 · wf-form4_156089091504558.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,049 F1 · shares: Represents the forfeiture of performance-based shares granted to the reporting person on June 14, 2016 that were eligible to vest based on certain financial performance objectives and satisfaction of the required holding period. Upon grant, the maximum 150% of target vesting amount was reported in Table I of Form 4. On June 14, 2019, 3,447 shares were vested and 10,340 shares were forfeited, based upon the Company's performance over the applicable performance period and the lapse of the required holding period. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 16:55 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 25,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-18-000092 · wf-form4_153808171844116.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,389 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 26, 2019, September 26, 2020 and September 26, 2021, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 16:47 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 1,781 | $5.65 | $10,062.65 |
DisclosureSEC source: 0001634117-18-000066 · wf-form4_153756284634271.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,426 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 16, 2018 Filed Sep 18, 2018 16:49 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 4,836 | $5.62 | $27,178.32 |
DisclosureSEC source: 0001634117-18-000049 · wf-form4_153730376438297.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,207 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 17:09 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 10,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-18-000027 · wf-form4_153238014083432.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,043 F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance over the performance period as measured by absolute total shareholder return reflected by the BNED Common Stock price (50% of the Performance Units), BNED Adjusted EBITDA (25% of the Performance Units) and growth of Digital Student Solutions segment revenue (25% of the Performance Units). The performance period is the two year period beginning April 29, 2018 and ending on May 2, 2020. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 17:17 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 17,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-17-000152 · wf-form4_150602865544913.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · VP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,872 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 19, 2018, September 19, 2019 and September 19, 2020, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 17:19 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 5,452 | $6.28 | $34,238.56 |
DisclosureSEC source: 0001634117-17-000127 · wf-form4_150585598186456.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · VP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,837 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 16:49 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 12,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-17-000089 · wf-form4_150032458003337.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · VP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,289 F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 16:30 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 3,366 | $9.72 | $32,717.52 |
DisclosureSEC source: 0001634117-17-000018 · wf-form4_148667583405652.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · VP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,742 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 16:24 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 27,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-16-000119 · wf-form4_147440305776772.xml · nonDerivative · entry 2 Culver Stephen · CIK 0001649048 · VP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,108 F2 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 16, 2017, September 16, 2018 and September 19, 2019, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 16:24 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 2,263 | $9.70 | $21,951.10 |
DisclosureSEC source: 0001634117-16-000119 · wf-form4_147440305776772.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · VP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,046 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.