Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 7 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 16, 2021 Filed Jul 19, 2021 20:44 UTC |
SHAR JONATHANEVP, Retail
|
SaleCommon Stock | 14,000 | $8.73 | $122,220.00 |
DisclosureSEC source: 0001634117-21-000045 · wf-form4_162672747239650.xml · nonDerivative · entry 1 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,917 Read SEC document |
| July 12, 2021 Filed Jul 13, 2021 20:42 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
SaleCommon Stock | 3,500 | $8.50 | $29,750.00 |
DisclosureSEC source: 0001634117-21-000043 · wf-form4_162620894140058.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,422 Read SEC document |
| June 25, 2021 Filed Jun 25, 2021 21:45 UTC |
Outerbridge Capital Management LLC10% owner
Wallace Rory10% owner
|
SaleCommon Stock, par value $0.01 per share | 942,161 | $8.89 | $8,376,188.15 |
DisclosureSEC source: 0000921895-21-001714 · form412733002_06252021.xml · nonDerivative · entry 3 Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge Special Opportunities GP, LLC · CIK 0001825076 · 10% owner Outerbridge Special Opportunities Fund, LP · CIK 0001825077 · 10% owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Investment Accounts Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Outerbridge Special Opportunities Fund, LP ("Outerbridge Special Opportunities"), Outerbridge Special Opportunities GP, LLC ("Outerbridge Special GP"), Outerbridge Capital Management, LLC ("Outerbridge Capital"), and Rory Wallace (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities of the Issuer were held in certain investment accounts managed by Outerbridge Capital (the "Accounts"). As the investment manager of the Accounts, Outerbridge Capital may be deemed to beneficially own the securities of the Issuer held in the Accounts. As the managing member of Outerbridge Capital, Mr. Wallace may be deemed to beneficially own the securities of the Issuer held in the Accounts. Read SEC document |
| June 24, 2021 Filed Jun 25, 2021 21:45 UTC |
Outerbridge Capital Management LLC10% owner
Wallace Rory10% owner
|
SaleCommon Stock, par value $0.01 per share | 83,435 | $9.28 | $774,218.40 |
DisclosureSEC source: 0000921895-21-001714 · form412733002_06252021.xml · nonDerivative · entry 2 Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge Special Opportunities GP, LLC · CIK 0001825076 · 10% owner Outerbridge Special Opportunities Fund, LP · CIK 0001825077 · 10% owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Investment Accounts Disclosed balance after: 942,161 F1 · security: This Form 4 is filed jointly by Outerbridge Special Opportunities Fund, LP ("Outerbridge Special Opportunities"), Outerbridge Special Opportunities GP, LLC ("Outerbridge Special GP"), Outerbridge Capital Management, LLC ("Outerbridge Capital"), and Rory Wallace (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities of the Issuer were held in certain investment accounts managed by Outerbridge Capital (the "Accounts"). As the investment manager of the Accounts, Outerbridge Capital may be deemed to beneficially own the securities of the Issuer held in the Accounts. As the managing member of Outerbridge Capital, Mr. Wallace may be deemed to beneficially own the securities of the Issuer held in the Accounts. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 21:45 UTC |
Outerbridge Capital Management LLC10% owner
Wallace Rory10% owner
|
SaleCommon Stock, par value $0.01 per share | 108,444 | $9.55 | $1,035,379.93 |
DisclosureSEC source: 0000921895-21-001714 · form412733002_06252021.xml · nonDerivative · entry 1 Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge Special Opportunities GP, LLC · CIK 0001825076 · 10% owner Outerbridge Special Opportunities Fund, LP · CIK 0001825077 · 10% owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Investment Accounts Disclosed balance after: 1,025,596 F1 · security: This Form 4 is filed jointly by Outerbridge Special Opportunities Fund, LP ("Outerbridge Special Opportunities"), Outerbridge Special Opportunities GP, LLC ("Outerbridge Special GP"), Outerbridge Capital Management, LLC ("Outerbridge Capital"), and Rory Wallace (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities of the Issuer were held in certain investment accounts managed by Outerbridge Capital (the "Accounts"). As the investment manager of the Accounts, Outerbridge Capital may be deemed to beneficially own the securities of the Issuer held in the Accounts. As the managing member of Outerbridge Capital, Mr. Wallace may be deemed to beneficially own the securities of the Issuer held in the Accounts. Read SEC document |
| June 19, 2021 Filed Jun 22, 2021 16:57 UTC |
Donohue Thomas D.EVP, CFO
|
Tax withholdingCommon Stock | 5,932 | $9.44 | $55,998.08 |
DisclosureSEC source: 0001634117-21-000028 · wf-form4_162439540941853.xml · nonDerivative · entry 1 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,779 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2021 Filed Jun 22, 2021 16:58 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 51,302 | $9.44 | $484,290.88 |
DisclosureSEC source: 0001634117-21-000030 · wf-form4_162439545951493.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,982 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2021 Filed Jun 22, 2021 21:00 UTC |
SHAR JONATHANEVP, Retail
|
Tax withholdingCommon Stock | 3,775 | $9.44 | $35,636.00 |
DisclosureSEC source: 0001634117-21-000033 · wf-form4_162439557281169.xml · nonDerivative · entry 1 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,917 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2021 Filed Jun 22, 2021 20:59 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 4,432 | $9.44 | $41,838.08 |
DisclosureSEC source: 0001634117-21-000032 · wf-form4_162439554908347.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,920 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2021 Filed Jun 22, 2021 20:59 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Tax withholdingCommon Stock | 8,551 | $9.44 | $80,721.44 |
DisclosureSEC source: 0001634117-21-000031 · wf-form4_162439552194216.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,922 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2021 Filed Jun 22, 2021 20:57 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
Tax withholdingCommon Stock | 4,252 | $9.44 | $40,138.88 |
DisclosureSEC source: 0001634117-21-000029 · wf-form4_162439543069003.xml · nonDerivative · entry 1 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,210 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 21:03 UTC |
Golden David GDirector
|
GiftCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000021 · wf-form4_162275412115520.xml · nonDerivative · entry 1 Golden David G · CIK 0001497696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,510 F1 · price: This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift. Read SEC document |
| April 06, 2021 Filed Apr 6, 2021 20:40 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
SaleCommon Stock | 7,000 | $8.50 | $59,500.00 |
DisclosureSEC source: 0001634117-21-000019 · wf-form4_161774156174463.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,473 Read SEC document |
| April 05, 2021 Filed Apr 6, 2021 16:39 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
SaleCommon Stock | 72,500 | $8.33 | $603,925.00 |
DisclosureSEC source: 0001634117-21-000018 · wf-form4_161774145472503.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,081,284 F1 · price: Represents the weighted average price of multiple transactions with prices between $8.15 and $8.50. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 16:43 UTC |
LEVENICK ZACHARYDirector
|
OtherCall Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001634117-21-000006 · wf-form4_161109258381293.xml · derivative · entry 3 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2021-01-15 Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 16:43 UTC |
LEVENICK ZACHARYDirector
|
OtherCommon Stock | 1,000 | $2.50 | $2,500.00 |
DisclosureSEC source: 0001634117-21-000006 · wf-form4_161109258381293.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,781 Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 21:44 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
SaleCommon Stock | 6,000 | $5.46 | $32,760.00 |
DisclosureSEC source: 0001634117-21-000004 · wf-form4_161048783044351.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,473 F1 · price: Represents the weighted average price of multiple transactions with prices between $5.46 and $5.48. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities sold at each separate price. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 16:47 UTC |
LEVENICK ZACHARYDirector
|
PurchaseCommon Stock | 20,000 | $4.73 | $94,600.00 |
DisclosureSEC source: 0001634117-21-000002 · wf-form4_160979675410013.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 145,000 Read SEC document |
| December 30, 2020 Filed Dec 30, 2020 21:40 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
SaleCommon Stock | 9,500 | $5.43 | $51,585.00 |
DisclosureSEC source: 0001634117-20-000168 · wf-form4_160936442600926.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,473 Read SEC document |
| December 29, 2020 Filed Dec 29, 2020 21:43 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
SaleCommon Stock | 5,000 | $5.63 | $28,150.00 |
DisclosureSEC source: 0001634117-20-000165 · wf-form4_160927814067353.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,352 Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 16:43 UTC |
LEVENICK ZACHARYDirector
|
SaleCall Option (right to buy) · Derivative | 4,000 | $1.11 Strike: $5.00 | $4,440.00 |
DisclosureSEC source: 0001634117-20-000166 · wf-form4_160927821526247.xml · derivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2021-04-16 Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 16:43 UTC |
LEVENICK ZACHARYDirector
|
PurchaseCommon Stock | 4,000 | $5.56 | $22,240.00 |
DisclosureSEC source: 0001634117-20-000166 · wf-form4_160927821526247.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,781 Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 22:07 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
SaleCommon Stock | 5,000 | $5.00 | $25,000.00 |
DisclosureSEC source: 0001634117-20-000161 · wf-form4_160919323307081.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,352 Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 17:07 UTC |
LEVENICK ZACHARYDirector
|
PurchaseCommon Stock | 25,000 | $4.78 | $119,500.00 |
DisclosureSEC source: 0001634117-20-000162 · wf-form4_160919325630757.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 125,000 Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 00:10 UTC |
Outerbridge Master Fund LPFormer 10% Owner
Outerbridge Capital Management LLC10% owner
Outerbridge GP, LLCFormer 10% Owner
Wallace Rory10% owner
|
OtherCommon Stock, par value $0.01 per share | 6,266,793 | $2.30 | $14,413,623.90 |
DisclosureSEC source: 0000921895-20-002784 · form412733002_11032020.xml · nonDerivative · entry 3 Outerbridge Special Opportunities Fund, LP · CIK 0001825077 · 10% owner Outerbridge Special Opportunities GP, LLC · CIK 0001825076 · 10% owner Outerbridge Master Fund LP · CIK 0001789260 · Former 10% Owner Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge GP, LLC · CIK 0001789131 · Former 10% Owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,266,793 F1 · security: This Form 4 is filed jointly by Outerbridge Special Opportunities Fund, LP ("Outerbridge Special Opportunities"), Outerbridge Special Opportunities GP, LLC ("Outerbridge Special GP"), Outerbridge Master Fund LP ("Outerbridge Master Fund"), Outerbridge Capital Management, LLC ("Outerbridge Capital"), Outerbridge GP, LLC, ("Outerbridge GP"), and Rory Wallace (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · shares: The reported transactions involved a transfer of 6,266,793 shares of the Issuer's Common Stock by Outerbridge Master Fund to Outerbridge Special Opportunities in a transaction exempt from Section 16, pursuant to Rule 16a-13 or otherwise. F3 · ownership.direct: Securities of the Issuer beneficially owned directly by Outerbridge Special Opportunities. As the general partner of Outerbridge Special Opportunities, Outerbridge Special GP may be deemed to beneficially own the securities of the Issuer beneficially owned by Outerbridge Special Opportunities. As the investment manager of Outerbridge Special Opportunities, Outerbridge Capital may be deemed to beneficially own the securities of the Issuer beneficially owned by Outerbridge Special Opportunities. As the managing member of each of of Outerbridge Special GP and Outerbridge Capital, Mr. Wallace may be deemed to beneficially own the securities of the Issuer beneficially owned by Outerbridge Special Opportunities. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 00:10 UTC |
Outerbridge Master Fund LPFormer 10% Owner
Outerbridge Capital Management LLC10% owner
Outerbridge GP, LLCFormer 10% Owner
Wallace Rory10% owner
|
OtherCommon Stock, par value $0.01 per share | 6,266,793 | $2.30 | $14,413,623.90 |
DisclosureSEC source: 0000921895-20-002784 · form412733002_11032020.xml · nonDerivative · entry 2 Outerbridge Special Opportunities Fund, LP · CIK 0001825077 · 10% owner Outerbridge Special Opportunities GP, LLC · CIK 0001825076 · 10% owner Outerbridge Master Fund LP · CIK 0001789260 · Former 10% Owner Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge GP, LLC · CIK 0001789131 · Former 10% Owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Outerbridge Special Opportunities Fund, LP ("Outerbridge Special Opportunities"), Outerbridge Special Opportunities GP, LLC ("Outerbridge Special GP"), Outerbridge Master Fund LP ("Outerbridge Master Fund"), Outerbridge Capital Management, LLC ("Outerbridge Capital"), Outerbridge GP, LLC, ("Outerbridge GP"), and Rory Wallace (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · shares: The reported transactions involved a transfer of 6,266,793 shares of the Issuer's Common Stock by Outerbridge Master Fund to Outerbridge Special Opportunities in a transaction exempt from Section 16, pursuant to Rule 16a-13 or otherwise. F2 · ownership.direct: Securities of the Issuer beneficially owned directly by Outerbridge Master Fund. As the general partner of Outerbridge Master Fund, Outerbridge GP may be deemed to beneficially own the securities of the Issuer beneficially owned by Outerbridge Master Fund. As the investment manager of Outerbridge Master Fund, Outerbridge Capital may be deemed to beneficially own the securities of the Issuer beneficially owned by Outerbridge Master Fund. As the managing member of each of of Outerbridge GP and Outerbridge Capital, Mr. Wallace may be deemed to beneficially own the securities of the Issuer beneficially owned by Outerbridge Master Fund. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 00:10 UTC |
Outerbridge Master Fund LPFormer 10% Owner
Outerbridge Capital Management LLC10% owner
Outerbridge GP, LLCFormer 10% Owner
Wallace Rory10% owner
|
SaleCommon Stock, par value $0.01 per share | 232,828 | $2.30 | $535,504.40 |
DisclosureSEC source: 0000921895-20-002784 · form412733002_11032020.xml · nonDerivative · entry 1 Outerbridge Special Opportunities Fund, LP · CIK 0001825077 · 10% owner Outerbridge Special Opportunities GP, LLC · CIK 0001825076 · 10% owner Outerbridge Master Fund LP · CIK 0001789260 · Former 10% Owner Outerbridge Capital Management LLC · CIK 0001781377 · 10% owner Outerbridge GP, LLC · CIK 0001789131 · Former 10% Owner Wallace Rory · CIK 0001789229 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,266,793 F1 · security: This Form 4 is filed jointly by Outerbridge Special Opportunities Fund, LP ("Outerbridge Special Opportunities"), Outerbridge Special Opportunities GP, LLC ("Outerbridge Special GP"), Outerbridge Master Fund LP ("Outerbridge Master Fund"), Outerbridge Capital Management, LLC ("Outerbridge Capital"), Outerbridge GP, LLC, ("Outerbridge GP"), and Rory Wallace (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities of the Issuer beneficially owned directly by Outerbridge Master Fund. As the general partner of Outerbridge Master Fund, Outerbridge GP may be deemed to beneficially own the securities of the Issuer beneficially owned by Outerbridge Master Fund. As the investment manager of Outerbridge Master Fund, Outerbridge Capital may be deemed to beneficially own the securities of the Issuer beneficially owned by Outerbridge Master Fund. As the managing member of each of of Outerbridge GP and Outerbridge Capital, Mr. Wallace may be deemed to beneficially own the securities of the Issuer beneficially owned by Outerbridge Master Fund. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 16:48 UTC |
DEMATTEO DANIEL ADirector
|
GrantCommon Stock | 48,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000132 · wf-form4_160374527723401.xml · nonDerivative · entry 1 DEMATTEO DANIEL A · CIK 0001166817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,674 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on October 23, 2021; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 16:48 UTC |
LEVENICK ZACHARYDirector
|
GrantCommon Stock | 48,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000134 · wf-form4_160374531411591.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,781 F1 · shares: Grant of restricted shares vesting on October 23, 2021. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:48 UTC |
Golden David GDirector
|
GrantCommon Stock | 48,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000133 · wf-form4_160374529725940.xml · nonDerivative · entry 1 Golden David G · CIK 0001497696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,510 F1 · shares: Grant of restricted shares vesting on October 23, 2021. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 16:49 UTC |
THORNTON JERRY SUEDirector
|
GrantCommon Stock | 48,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000137 · wf-form4_160374536914980.xml · nonDerivative · entry 1 THORNTON JERRY SUE · CIK 0001183301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,674 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on October 23, 2021; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 16:49 UTC |
ROBINSON LOWELL WDirector
|
GrantCommon Stock | 48,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000135 · wf-form4_160374533215339.xml · nonDerivative · entry 1 ROBINSON LOWELL W · CIK 0001244216 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,781 F1 · shares: Grant of restricted shares vesting on October 23, 2021. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 16:49 UTC |
RYAN JOHN RDirector
|
GrantCommon Stock | 48,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000136 · wf-form4_160374535139851.xml · nonDerivative · entry 1 RYAN JOHN R · CIK 0001243319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,123 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on October 23, 2021; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 16:50 UTC |
WILSON DAVID ADirector
|
GrantCommon Stock | 48,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000138 · wf-form4_160374538819290.xml · nonDerivative · entry 1 WILSON DAVID A · CIK 0001242919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,511 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on October 23, 2021; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:47 UTC |
CHIU EMILY CDirector
|
GrantCommon Stock | 48,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000131 · wf-form4_160374525916955.xml · nonDerivative · entry 1 CHIU EMILY C · CIK 0001744684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,383 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on October 23, 2021; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election. Read SEC document |
| September 26, 2020 Filed Sep 29, 2020 16:46 UTC |
Culver StephenSVP, Chief Information Officer
|
Tax withholdingCommon Stock | 4,185 | $2.46 | $10,295.10 |
DisclosureSEC source: 0001634117-20-000111 · wf-form4_160141238330191.xml · nonDerivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,834 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 26, 2020 Filed Sep 29, 2020 16:47 UTC |
Magill JoAnnSVP, Human Resources
|
Tax withholdingCommon Stock | 2,482 | $2.46 | $6,105.72 |
DisclosureSEC source: 0001634117-20-000114 · wf-form4_160141244347899.xml · nonDerivative · entry 1 Magill JoAnn · CIK 0001649060 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,717 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 26, 2020 Filed Sep 29, 2020 16:46 UTC |
Donohue Thomas D.EVP, CFO
|
Tax withholdingCommon Stock | 3,267 | $2.46 | $8,036.82 |
DisclosureSEC source: 0001634117-20-000112 · wf-form4_160141240044801.xml · nonDerivative · entry 1 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,711 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 26, 2020 Filed Sep 29, 2020 16:47 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 25,113 | $2.46 | $61,777.98 |
DisclosureSEC source: 0001634117-20-000113 · wf-form4_160141242264315.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153,784 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 26, 2020 Filed Sep 29, 2020 16:47 UTC |
Malhotra KanujEVP, Corp Dev; Pres, DSS
|
Tax withholdingCommon Stock | 9,146 | $2.46 | $22,499.16 |
DisclosureSEC source: 0001634117-20-000115 · wf-form4_160141246442778.xml · nonDerivative · entry 1 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,100 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 26, 2020 Filed Sep 29, 2020 20:48 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 3,216 | $2.46 | $7,911.36 |
DisclosureSEC source: 0001634117-20-000117 · wf-form4_160141250041089.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,352 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 26, 2020 Filed Sep 29, 2020 20:48 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Tax withholdingCommon Stock | 9,418 | $2.46 | $23,168.28 |
DisclosureSEC source: 0001634117-20-000116 · wf-form4_160141248071038.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,973 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 16:42 UTC |
Culver StephenSVP, Chief Information Officer
|
GrantPhantom Share Unit · Derivative | 71,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000094 · wf-form4_160098013119855.xml · derivative · entry 1 Culver Stephen · CIK 0001649048 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,138 Underlying: Common Stock · 71,138 shares Expires 2023-09-22 F1 · derivative.exercise_price: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. F1 · derivative.exercise_date: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 16:42 UTC |
Donohue Thomas D.EVP, CFO
|
GrantPhantom Share Unit · Derivative | 182,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000095 · wf-form4_160098014694457.xml · derivative · entry 3 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,927 Underlying: Common Stock · 182,927 shares Expires 2023-09-22 F3 · derivative.exercise_price: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. F3 · derivative.exercise_date: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 16:42 UTC |
Donohue Thomas D.EVP, CFO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 155,023 | $0.00 Strike: $2.46 | $0.00 |
DisclosureSEC source: 0001634117-20-000095 · wf-form4_160098014694457.xml · derivative · entry 2 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,023 Underlying: Common Stock · 155,023 shares Expires 2030-09-22 F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $2.46 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030 Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 16:42 UTC |
Donohue Thomas D.EVP, CFO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 155,023 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000095 · wf-form4_160098014694457.xml · derivative · entry 1 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,023 Underlying: Common Stock · 155,023 shares Expires 2030-09-22 F1 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $5 per share. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 16:42 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
GrantPhantom Share Unit · Derivative | 670,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000096 · wf-form4_160098016400935.xml · derivative · entry 3 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,732 Underlying: Common Stock · 670,732 shares Expires 2023-09-22 F3 · derivative.exercise_price: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. F3 · derivative.exercise_date: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 16:42 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 568,417 | $0.00 Strike: $2.46 | $0.00 |
DisclosureSEC source: 0001634117-20-000096 · wf-form4_160098016400935.xml · derivative · entry 2 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,417 Underlying: Common Stock · 568,417 shares Expires 2030-09-22 F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $2.46 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030 Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 16:42 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 568,417 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000096 · wf-form4_160098016400935.xml · derivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,417 Underlying: Common Stock · 568,417 shares Expires 2030-09-22 F1 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $5 per share. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 16:43 UTC |
Malhotra KanujEVP, Corp Dev; Pres, DSS
|
GrantPhantom Share Unit · Derivative | 182,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-20-000097 · wf-form4_160098017961959.xml · derivative · entry 3 Malhotra Kanuj · CIK 0001581718 · EVP, Corp Dev; Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,927 Underlying: Common Stock · 182,927 shares Expires 2023-09-22 F3 · derivative.exercise_price: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. F3 · derivative.exercise_date: Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.