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BNED

Barnes & Noble Education, Inc.

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Tapewire entity
5624
SEC CIK
0001634117
Parsed reports
425

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202607
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2017 Filed Sep 19, 2017 17:19 UTC
Culver StephenVP, Chief Information Officer
Tax withholdingCommon Stock 5,452 $6.28 $34,238.56
Disclosure

SEC source: 0001634117-17-000127 · wf-form4_150585598186456.xml · nonDerivative · entry 1

Culver Stephen · CIK 0001649048 · VP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,837

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 17:21 UTC
Magill JoAnnVP, Chief HR Officer
Tax withholdingCommon Stock 4,884 $6.28 $30,671.52
Disclosure

SEC source: 0001634117-17-000131 · wf-form4_150585606404984.xml · nonDerivative · entry 1

Magill JoAnn · CIK 0001649060 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,604

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 17:22 UTC
Maloney PatrickExec. VP and COO
Tax withholdingCommon Stock 30,516 $6.28 $191,640.48
Disclosure

SEC source: 0001634117-17-000134 · wf-form4_150585612273539.xml · nonDerivative · entry 1

Maloney Patrick · CIK 0001649059 · Exec. VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,640

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 17:21 UTC
Malat LisaVP, Oper. & Ch. Marketing Off.
Tax withholdingCommon Stock 5,683 $6.28 $35,689.24
Disclosure

SEC source: 0001634117-17-000132 · wf-form4_150585608393965.xml · nonDerivative · entry 1

Malat Lisa · CIK 0001649057 · VP, Oper. & Ch. Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,078

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 17:20 UTC
Donohue Thomas D.VP, Investor Rel. & Treasurer
Tax withholdingCommon Stock 5,702 $6.28 $35,808.56
Disclosure

SEC source: 0001634117-17-000128 · wf-form4_150585600387968.xml · nonDerivative · entry 1

Donohue Thomas D. · CIK 0001649062 · VP, Investor Rel. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,993

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 17:21 UTC
HUSEBY MICHAELDirector · Executive Chairman
Tax withholdingCommon Stock 39,741 $6.28 $249,573.48
Disclosure

SEC source: 0001634117-17-000130 · wf-form4_150585604655505.xml · nonDerivative · entry 1

HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,898

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 17:22 UTC
Roberts Max J.Director · Chief Executive Officer
Tax withholdingCommon Stock 59,513 $6.28 $373,741.64
Disclosure

SEC source: 0001634117-17-000136 · wf-form4_150585615988379.xml · nonDerivative · entry 1

Roberts Max J. · CIK 0001553317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,140

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 17:21 UTC
Malhotra KanujChief Strategy & Dev Officer
Tax withholdingCommon Stock 8,950 $6.28 $56,206.00
Disclosure

SEC source: 0001634117-17-000133 · wf-form4_150585609993334.xml · nonDerivative · entry 1

Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,275

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 21:22 UTC
Paul SeemaVP, Chief Accounting Officer
Tax withholdingCommon Stock 4,094 $6.28 $25,710.32
Disclosure

SEC source: 0001634117-17-000135 · wf-form4_150585614322948.xml · nonDerivative · entry 1

Paul Seema · CIK 0001651858 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,213

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 21:20 UTC
Friedman JoelVP, Chief Merchandising Off.
Tax withholdingCommon Stock 5,452 $6.28 $34,238.56
Disclosure

SEC source: 0001634117-17-000129 · wf-form4_150585602382326.xml · nonDerivative · entry 1

Friedman Joel · CIK 0001649407 · VP, Chief Merchandising Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,815

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 21:19 UTC
Brover BarryChief Financial Officer
Tax withholdingCommon Stock 11,619 $6.28 $72,967.32
Disclosure

SEC source: 0001634117-17-000125 · wf-form4_150585594330288.xml · nonDerivative · entry 1

Brover Barry · CIK 0001648265 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,412

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 21:19 UTC
Chakrapani Srijayanth D.Chief Digital Officer
Tax withholdingCommon Stock 6,358 $6.28 $39,928.24
Disclosure

SEC source: 0001634117-17-000126 · wf-form4_150585596386695.xml · nonDerivative · entry 1

Chakrapani Srijayanth D. · CIK 0001651754 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,213

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 21:18 UTC
Andrews SuzanneVP, Gen. Counsel & Corp. Sec'y
Tax withholdingCommon Stock 3,189 $6.28 $20,026.92
Disclosure

SEC source: 0001634117-17-000124 · wf-form4_150585589449948.xml · nonDerivative · entry 1

Andrews Suzanne · CIK 0001655186 · VP, Gen. Counsel & Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,558

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 20:52 UTC
Chakrapani Srijayanth D.Chief Digital Officer
Tax withholdingCommon Stock 2,589 $5.50 $14,239.50
Disclosure

SEC source: 0001651754-17-000002 · wf-form4_150533594583473.xml · nonDerivative · entry 1

Chakrapani Srijayanth D. · CIK 0001651754 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,571

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 17:13 UTC
HUSEBY MICHAELDirector · Executive Chairman
GrantCommon Stock 211,538 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000102 · wf-form4_150058521000397.xml · nonDerivative · entry 1

HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,639

F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 16:49 UTC
Culver StephenVP, Chief Information Officer
GrantCommon Stock 12,547 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000089 · wf-form4_150032458003337.xml · nonDerivative · entry 1

Culver Stephen · CIK 0001649048 · VP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,289

F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 16:49 UTC
Magill JoAnnVP, Chief HR Officer
GrantCommon Stock 15,683 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000087 · wf-form4_150032454586795.xml · nonDerivative · entry 1

Magill JoAnn · CIK 0001649060 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,488

F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 16:50 UTC
Malat LisaVP, Oper. & Ch. Marketing Off.
GrantCommon Stock 25,094 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000090 · wf-form4_150032459685938.xml · nonDerivative · entry 1

Malat Lisa · CIK 0001649057 · VP, Oper. & Ch. Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,761

F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 16:51 UTC
Maloney PatrickExec. VP and COO
GrantCommon Stock 94,102 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000096 · wf-form4_150032469989298.xml · nonDerivative · entry 1

Maloney Patrick · CIK 0001649059 · Exec. VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,156

F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 16:49 UTC
Donohue Thomas D.VP, Investor Rel. & Treasurer
GrantCommon Stock 15,683 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000088 · wf-form4_150032456267945.xml · nonDerivative · entry 1

Donohue Thomas D. · CIK 0001649062 · VP, Investor Rel. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,695

F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 16:51 UTC
Malhotra KanujChief Strategy & Dev Officer
GrantCommon Stock 47,051 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000095 · wf-form4_150032468262076.xml · nonDerivative · entry 1

Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,225

F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 20:51 UTC
Paul SeemaVP, Chief Accounting Officer
GrantCommon Stock 15,683 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000094 · wf-form4_150032466430788.xml · nonDerivative · entry 1

Paul Seema · CIK 0001651858 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,307

F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 20:52 UTC
Friedman JoelVP, Chief Merchandising Off.
GrantCommon Stock 12,547 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000097 · wf-form4_150032471716460.xml · nonDerivative · entry 1

Friedman Joel · CIK 0001649407 · VP, Chief Merchandising Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,267

F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 20:51 UTC
Andrews SuzanneVP, Gen. Counsel & Corp. Sec'y
GrantCommon Stock 12,547 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000093 · wf-form4_150032464867363.xml · nonDerivative · entry 1

Andrews Suzanne · CIK 0001655186 · VP, Gen. Counsel & Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,747

F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 20:50 UTC
Brover BarryChief Financial Officer
GrantCommon Stock 47,051 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000091 · wf-form4_150032461448959.xml · nonDerivative · entry 1

Brover Barry · CIK 0001648265 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,031

F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 20:50 UTC
Maloney WilliamExecutive Vice President
GrantCommon Stock 15,683 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000092 · wf-form4_150032463121786.xml · nonDerivative · entry 1

Maloney William · CIK 0001649335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,231

F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 16:48 UTC
Malat LisaVP, Oper. & Ch. Marketing Off.
SaleCommon Stock 9,000 $9.83 $88,470.00
Disclosure

SEC source: 0001649057-17-000002 · wf-form4_149185730569016.xml · nonDerivative · entry 1

Malat Lisa · CIK 0001649057 · VP, Oper. & Ch. Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,667

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $9.71 and $9.89. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities sold at each separate price.

Read SEC document
March 28, 2017 Filed Jun 12, 2017 14:45 UTC GiftCommon Stock 450,282 $0.00 $0.00
Disclosure

SEC source: 0000950138-17-000474 · edgar.xml · nonDerivative · entry 1

RIGGIO LEONARD · CIK 0000927587 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,599,781

F1 · kind: Gift of 450,282 shares to The Riggio Foundation, a charitable trust, of which the Reporting Person and his wife, Louise Riggio ("Mrs. Riggio"), are co-trustees.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 20:50 UTC
Chakrapani Srijayanth D.Chief Digital Officer
SaleCommon Stock 6,500 $9.78 $63,570.00
Disclosure

SEC source: 0001634117-17-000047 · wf-form4_149004301098488.xml · nonDerivative · entry 1

Chakrapani Srijayanth D. · CIK 0001651754 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,160

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $9.73 and $9.82. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities sold at each separate price.

Read SEC document
March 16, 2017 Filed Mar 16, 2017 16:32 UTC OtherCommon Stock 450,283 $0.00 $0.00
Disclosure

SEC source: 0000950138-17-000325 · edgar.xml · nonDerivative · entry 1

RIGGIO LEONARD · CIK 0000927587 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050,001

F1 · kind: This Form 4 is being filed to reflect the transfer to the Reporting Person on March 16, 2017 of the 450,283 shares formerly held in a rabbi trust established by Barnes & Noble, Inc. in 2003 for the benefit of the Reporting Person. Those shares, which were previously reported as owned indirectly, are now owned directly.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 16:50 UTC
Malhotra KanujChief Strategy & Dev Officer
Tax withholdingCommon Stock 1,233 $9.62 $11,861.46
Disclosure

SEC source: 0001634117-17-000048 · wf-form4_149004303257544.xml · nonDerivative · entry 1

Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,174

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 16:49 UTC
HUSEBY MICHAELDirector · Executive Chairman
OtherCommon Stock 703 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000044 · wf-form4_148969735911810.xml · nonDerivative · entry 1

HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,101

F1 · shares: Transfer of shares pursuant to a marital settlement agreement.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 16:46 UTC
Malat LisaVP, Oper. & Ch. Marketing Off.
Tax withholdingCommon Stock 1,410 $9.71 $13,691.10
Disclosure

SEC source: 0001634117-17-000040 · wf-form4_148892315177073.xml · nonDerivative · entry 1

Malat Lisa · CIK 0001649057 · VP, Oper. & Ch. Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,667

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 16:45 UTC
Maloney PatrickExec. VP and COO
Tax withholdingCommon Stock 4,422 $9.71 $42,937.62
Disclosure

SEC source: 0001634117-17-000038 · wf-form4_148892311375790.xml · nonDerivative · entry 1

Maloney Patrick · CIK 0001649059 · Exec. VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,054

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 16:45 UTC
HUSEBY MICHAELDirector · Executive Chairman
Tax withholdingCommon Stock 11,160 $9.71 $108,363.60
Disclosure

SEC source: 0001634117-17-000039 · wf-form4_148892313007004.xml · nonDerivative · entry 1

HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,804

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 16:46 UTC
Roberts Max J.Director · Chief Executive Officer
Tax withholdingCommon Stock 17,947 $9.71 $174,265.37
Disclosure

SEC source: 0001634117-17-000042 · wf-form4_148892319092635.xml · nonDerivative · entry 1

Roberts Max J. · CIK 0001553317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,653

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 16:46 UTC
Malhotra KanujChief Strategy & Dev Officer
Tax withholdingCommon Stock 6,448 $9.71 $62,610.08
Disclosure

SEC source: 0001634117-17-000041 · wf-form4_148892317400353.xml · nonDerivative · entry 1

Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,407

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 21:45 UTC
Brover BarryChief Financial Officer
Tax withholdingCommon Stock 4,407 $9.71 $42,791.97
Disclosure

SEC source: 0001634117-17-000037 · wf-form4_148892309330627.xml · nonDerivative · entry 1

Brover Barry · CIK 0001648265 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,980

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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March 05, 2017 Filed Mar 7, 2017 21:44 UTC
Friedman JoelVP, Chief Merchandising Off.
Tax withholdingCommon Stock 1,410 $9.71 $13,691.10
Disclosure

SEC source: 0001634117-17-000036 · wf-form4_148892307386913.xml · nonDerivative · entry 1

Friedman Joel · CIK 0001649407 · VP, Chief Merchandising Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,720

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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February 07, 2017 Filed Feb 9, 2017 16:30 UTC
Malat LisaVP, Oper. & Ch. Marketing Off.
Tax withholdingCommon Stock 3,333 $9.72 $32,396.76
Disclosure

SEC source: 0001634117-17-000017 · wf-form4_148667580211243.xml · nonDerivative · entry 1

Malat Lisa · CIK 0001649057 · VP, Oper. & Ch. Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,077

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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February 07, 2017 Filed Feb 9, 2017 16:29 UTC
Magill JoAnnVP, Chief HR Officer
Tax withholdingCommon Stock 1,843 $9.72 $17,913.96
Disclosure

SEC source: 0001634117-17-000014 · wf-form4_148667574979777.xml · nonDerivative · entry 1

Magill JoAnn · CIK 0001649060 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,805

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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February 07, 2017 Filed Feb 9, 2017 16:30 UTC
Culver StephenVP, Chief Information Officer
Tax withholdingCommon Stock 3,366 $9.72 $32,717.52
Disclosure

SEC source: 0001634117-17-000018 · wf-form4_148667583405652.xml · nonDerivative · entry 1

Culver Stephen · CIK 0001649048 · VP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,742

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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February 07, 2017 Filed Feb 9, 2017 16:29 UTC
Maloney PatrickExec. VP and COO
Tax withholdingCommon Stock 12,427 $9.72 $120,790.44
Disclosure

SEC source: 0001634117-17-000013 · wf-form4_148667573237365.xml · nonDerivative · entry 1

Maloney Patrick · CIK 0001649059 · Exec. VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,476

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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February 07, 2017 Filed Feb 9, 2017 16:28 UTC
Donohue Thomas D.VP, Investor Rel. & Treasurer
Tax withholdingCommon Stock 4,686 $9.72 $45,547.92
Disclosure

SEC source: 0001634117-17-000012 · wf-form4_148667571162278.xml · nonDerivative · entry 1

Donohue Thomas D. · CIK 0001649062 · VP, Investor Rel. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,012

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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February 07, 2017 Filed Feb 9, 2017 16:31 UTC
Roberts Max J.Director · Chief Executive Officer
Tax withholdingCommon Stock 53,409 $9.72 $519,135.48
Disclosure

SEC source: 0001634117-17-000019 · wf-form4_148667585831452.xml · nonDerivative · entry 1

Roberts Max J. · CIK 0001553317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,600

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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February 07, 2017 Filed Feb 9, 2017 16:31 UTC
Malhotra KanujChief Strategy & Dev Officer
Tax withholdingCommon Stock 12,582 $9.72 $122,297.04
Disclosure

SEC source: 0001634117-17-000020 · wf-form4_148667588214875.xml · nonDerivative · entry 1

Malhotra Kanuj · CIK 0001581718 · Chief Strategy & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,855

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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February 07, 2017 Filed Feb 9, 2017 21:29 UTC
Brover BarryChief Financial Officer
Tax withholdingCommon Stock 11,312 $9.72 $109,952.64
Disclosure

SEC source: 0001634117-17-000016 · wf-form4_148667578326809.xml · nonDerivative · entry 1

Brover Barry · CIK 0001648265 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,387

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:29 UTC
Friedman JoelVP, Chief Merchandising Off.
Tax withholdingCommon Stock 3,348 $9.72 $32,542.56
Disclosure

SEC source: 0001634117-17-000015 · wf-form4_148667576678958.xml · nonDerivative · entry 1

Friedman Joel · CIK 0001649407 · VP, Chief Merchandising Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,130

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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January 25, 2017 Filed Jan 25, 2017 17:27 UTC
HUSEBY MICHAELDirector · Executive Chairman
OtherCommon Stock 1,254 $0.00 $0.00
Disclosure

SEC source: 0001634117-17-000002 · wf-form4_148538324965082.xml · nonDerivative · entry 1

HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,964

F1 · kind: Transfer of shares pursuant to a marital settlement agreement.

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November 14, 2016 Filed Nov 16, 2016 16:31 UTC
HUSEBY MICHAELDirector · Executive Chairman
OtherCommon Stock 49,738 $0.00 $0.00
Disclosure

SEC source: 0001634117-16-000138 · wf-form4_147933184756627.xml · nonDerivative · entry 1

HUSEBY MICHAEL · CIK 0001274572 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,218

F1 · kind: Transfer of shares pursuant to a marital settlement agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.