Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Barnes & Noble Education, Inc.BNED · Entity 5624 | EVP, Operations & BNC | September 26, 2019 | September 30, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Barnes & Noble Education, Inc.
Report date September 26, 2019 · Filed September 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 392,312 |
Reported balance
After 2019-09-26 transaction · row 1
1 source rowRow 1 · 2019-09-26 · Tax withholding · Disposed 7,904 · Balance 392,312 F1: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 26, 2019 Filed Sep 30, 2019 20:53 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 7,904 | $3.15 | $24,897.60 |
DisclosureSEC source: 0001634117-19-000115 · wf-form4_156987679175184.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · EVP, Operations & BNC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,312 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 20:48 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 7,294 | $3.20 | $23,340.80 |
DisclosureSEC source: 0001634117-19-000089 · wf-form4_156927167783554.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · EVP, Operations & BNC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,216 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:46 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 4,414 | $4.02 | $17,744.28 |
DisclosureSEC source: 0001634117-19-000068 · wf-form4_156883957176036.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · EVP, Operations & BNC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,510 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 20:44 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 52,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-19-000031 · wf-form4_156114982779377.xml · nonDerivative · entry 2 Brover Barry · CIK 0001648265 · EVP, Operations & BNC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,924 F2 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance over the performance period as measured by absolute total shareholder return reflected by the BNED Common Stock price (50% of the Performance Units) and BNED Adjusted EBITDA (50% of the Performance Units). The performance period is the two year period beginning April 28, 2019 and ending on May 1, 2021. Earned Performance Units will be converted to shares of Company Common Stock on a one-for-one basis after the expiration of an additional one year holding period. Unearned Performance Units and earned Performance Units that have not satisfied the one-year holding period will be forfeited. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 20:44 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 52,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-19-000031 · wf-form4_156114982779377.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · EVP, Operations & BNC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,544 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of June 19, 2020, June 19, 2021 and June 19, 2022, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:48 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 1,687 | $3.40 | $5,735.80 |
DisclosureSEC source: 0001634117-19-000016 · wf-form4_156089089550457.xml · nonDerivative · entry 2 Brover Barry · CIK 0001648265 · EVP, Operations & BNC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,164 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,924 performance-based shares granted to the reporting person on June 14, 2016. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:48 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Disposition to issuerCommon Stock | 14,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-19-000016 · wf-form4_156089089550457.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · EVP, Operations & BNC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,851 F1 · shares: Represents the forfeiture of performance-based shares granted to the reporting person on June 14, 2016 that were eligible to vest based on certain financial performance objectives and satisfaction of the required holding period. Upon grant, the maximum 150% of target vesting amount was reported in Table I of Form 4. On June 14, 2019, 4,924 shares were vested and 14,771 shares were forfeited, based upon the Company's performance over the applicable performance period and the lapse of the required holding period. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 20:54 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 69,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-18-000091 · wf-form4_153808167482745.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,622 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 26, 2019, September 26, 2020 and September 26, 2021, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 20:49 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 7,294 | $5.65 | $41,211.10 |
DisclosureSEC source: 0001634117-18-000069 · wf-form4_153756298215754.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,390 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 16, 2018 Filed Sep 18, 2018 20:49 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 7,736 | $5.62 | $43,476.32 |
DisclosureSEC source: 0001634117-18-000048 · wf-form4_153730372781723.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,684 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 21:08 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 27,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-18-000025 · wf-form4_153238008463331.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,420 F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance over the performance period as measured by absolute total shareholder return reflected by the BNED Common Stock price (50% of the Performance Units), BNED Adjusted EBITDA (25% of the Performance Units) and growth of Digital Student Solutions segment revenue (25% of the Performance Units). The performance period is the two year period beginning April 29, 2018 and ending on May 2, 2020. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 21:13 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 63,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-17-000151 · wf-form4_150602837723398.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,296 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 19, 2018, September 19, 2019 and September 19, 2020, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 21:19 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 11,619 | $6.28 | $72,967.32 |
DisclosureSEC source: 0001634117-17-000125 · wf-form4_150585594330288.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,412 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 20:50 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 47,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-17-000091 · wf-form4_150032461448959.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,031 F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 21:45 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 4,407 | $9.71 | $42,791.97 |
DisclosureSEC source: 0001634117-17-000037 · wf-form4_148892309330627.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,980 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:29 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 11,312 | $9.72 | $109,952.64 |
DisclosureSEC source: 0001634117-17-000016 · wf-form4_148667578326809.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,387 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 20:25 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 38,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-16-000123 · wf-form4_147440314239136.xml · nonDerivative · entry 2 Brover Barry · CIK 0001648265 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,699 F2 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 16, 2017, September 16, 2018 and September 19, 2019, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 20:25 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 4,989 | $9.70 | $48,393.30 |
DisclosureSEC source: 0001634117-16-000123 · wf-form4_147440314239136.xml · nonDerivative · entry 1 Brover Barry · CIK 0001648265 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,039 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.