Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Barnes & Noble Education, Inc.BNED · Entity 5624 | VP, Oper. & Ch. Marketing Off. | September 19, 2017 | September 21, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Barnes & Noble Education, Inc.
Report date September 19, 2017 · Filed September 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 116,149 |
Reported balance
After 2017-09-19 transaction · row 1
1 source rowRow 1 · 2017-09-19 · Grant · Acquired 34,071 · Balance 116,149 F1: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 19, 2018, September 19, 2019 and September 19, 2020, or in each case, if such date is not a business day, the business day immediately following such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 19, 2018, September 19, 2019 and September 19, 2020, or in each case, if such date is not a business day, the business day immediately following such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2017 Filed Sep 21, 2017 17:19 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 34,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-17-000157 · wf-form4_150602875878790.xml · nonDerivative · entry 1 Malat Lisa · CIK 0001649057 · VP, Oper. & Ch. Marketing Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,149 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 19, 2018, September 19, 2019 and September 19, 2020, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 17:21 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 5,683 | $6.28 | $35,689.24 |
DisclosureSEC source: 0001634117-17-000132 · wf-form4_150585608393965.xml · nonDerivative · entry 1 Malat Lisa · CIK 0001649057 · VP, Oper. & Ch. Marketing Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,078 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 16:50 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 25,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-17-000090 · wf-form4_150032459685938.xml · nonDerivative · entry 1 Malat Lisa · CIK 0001649057 · VP, Oper. & Ch. Marketing Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,761 F1 · shares: Grant of Performance Units, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Units) and Barnes & Noble College New Business (25% of the Performance Units). The performance period is the two year period beginning April 30, 2017 and ending on April 27, 2019. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 16:48 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | SaleCommon Stock | 9,000 | $9.83 | $88,470.00 |
DisclosureSEC source: 0001649057-17-000002 · wf-form4_149185730569016.xml · nonDerivative · entry 1 Malat Lisa · CIK 0001649057 · VP, Oper. & Ch. Marketing Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,667 F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $9.71 and $9.89. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities sold at each separate price. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 16:46 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 1,410 | $9.71 | $13,691.10 |
DisclosureSEC source: 0001634117-17-000040 · wf-form4_148892315177073.xml · nonDerivative · entry 1 Malat Lisa · CIK 0001649057 · VP, Oper. & Ch. Marketing Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,667 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 16:30 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 3,333 | $9.72 | $32,396.76 |
DisclosureSEC source: 0001634117-17-000017 · wf-form4_148667580211243.xml · nonDerivative · entry 1 Malat Lisa · CIK 0001649057 · VP, Oper. & Ch. Marketing Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,077 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 16:21 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 27,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-16-000115 · wf-form4_147440287900529.xml · nonDerivative · entry 2 Malat Lisa · CIK 0001649057 · VP, Oper. & Ch. Marketing Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,410 F2 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 16, 2017, September 16, 2018 and September 19, 2019, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 16:21 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | Tax withholdingCommon Stock | 2,263 | $9.70 | $21,951.10 |
DisclosureSEC source: 0001634117-16-000115 · wf-form4_147440287900529.xml · nonDerivative · entry 1 Malat Lisa · CIK 0001649057 · VP, Oper. & Ch. Marketing Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,348 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.