Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Barnes & Noble Education, Inc.BNED · Entity 5624 | 10% owner | April 29, 2017 | June 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Barnes & Noble Education, Inc.
Report date April 29, 2017 · Filed June 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,599,781 |
Reported balance
After 2017-03-28 transaction · row 1
1 source rowRow 1 · 2017-03-28 · Gift · Disposed 450,282 · Balance 3,599,781 F1: Gift of 450,282 shares to The Riggio Foundation, a charitable trust, of which the Reporting Person and his wife, Louise Riggio ("Mrs. Riggio"), are co-trustees. |
| Common StockSEC Table I · non-derivative | IndirectBy Foundation and Corp. | 4,017,228 |
Reported balance
Holding disclosure · report date 2017-04-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,017,228 F2: Of these shares, 1,464,134 are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and his wife, Louise Riggio, and 2,553,094 (which include the 450,282 shares referred to in Note 1 above) are owned by The Riggio Foundation, a charitable trust of which the Reporting Person and Mrs. Riggio are the co-trustees. |
Filing footnotes · ownership attribution and instrument terms
F1: Gift of 450,282 shares to The Riggio Foundation, a charitable trust, of which the Reporting Person and his wife, Louise Riggio ("Mrs. Riggio"), are co-trustees.
F2: Of these shares, 1,464,134 are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and his wife, Louise Riggio, and 2,553,094 (which include the 450,282 shares referred to in Note 1 above) are owned by The Riggio Foundation, a charitable trust of which the Reporting Person and Mrs. Riggio are the co-trustees.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BARNES & NOBLE INC
Report date August 07, 2019 · Filed August 07, 2019
Section 16 reporting ended · disclosed 2019-08-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-07 transaction · row 1
1 source rowRow 1 · 2019-08-07 · Other · Disposed 5,794,491 · Balance 0 F1: Represents shares tendered to Chapters Merger Sub Inc. ("Merger Sub") in connection with the tender offer (the "Tender Offer") by Merger Sub pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on June 7, 2019, as amended from time to time. |
| Common StockSEC Table I · non-derivative | IndirectBy Foundation and Corp. | 0 |
Reported balance
After 2019-08-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-08-07 · Other · Disposed 8,257,641 · Balance 0 F2: Represents shares tendered to Merger Sub in connection with the Tender Offer. Of these shares, 2,316,668 are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and his wife, Louise Riggio, and 5,940,973 are owned by The Riggio Foundation, a charitable trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares tendered to Chapters Merger Sub Inc. ("Merger Sub") in connection with the tender offer (the "Tender Offer") by Merger Sub pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on June 7, 2019, as amended from time to time.
F2: Represents shares tendered to Merger Sub in connection with the Tender Offer. Of these shares, 2,316,668 are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and his wife, Louise Riggio, and 5,940,973 are owned by The Riggio Foundation, a charitable trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2019 Filed Aug 7, 2019 17:04 UTC | BARNES & NOBLE INC BKS · Entity 17123 | OtherCommon Stock | 8,257,641 | $6.50 | $53,674,666.50 |
DisclosureSEC source: 0000950138-19-000441 · edgar.xml · nonDerivative · entry 2 RIGGIO LEONARD · CIK 0000927587 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation and Corp. Disclosed balance after: 0 F2 · shares: Represents shares tendered to Merger Sub in connection with the Tender Offer. Of these shares, 2,316,668 are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and his wife, Louise Riggio, and 5,940,973 are owned by The Riggio Foundation, a charitable trust. F2 · ownership.nature: Represents shares tendered to Merger Sub in connection with the Tender Offer. Of these shares, 2,316,668 are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and his wife, Louise Riggio, and 5,940,973 are owned by The Riggio Foundation, a charitable trust. Read SEC document |
| August 07, 2019 Filed Aug 7, 2019 17:04 UTC | BARNES & NOBLE INC BKS · Entity 17123 | OtherCommon Stock | 5,794,491 | $6.50 | $37,664,191.50 |
DisclosureSEC source: 0000950138-19-000441 · edgar.xml · nonDerivative · entry 1 RIGGIO LEONARD · CIK 0000927587 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares tendered to Chapters Merger Sub Inc. ("Merger Sub") in connection with the tender offer (the "Tender Offer") by Merger Sub pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on June 7, 2019, as amended from time to time. Read SEC document |
| December 21, 2017 Filed Nov 27, 2018 17:30 UTC | BARNES & NOBLE INC BKS · Entity 17123 | GiftCommon Stock | 1,450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-18-000625 · edgar.xml · nonDerivative · entry 2 RIGGIO LEONARD · CIK 0000927587 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,794,491 F2 · kind: Gift of 1,450,000 shares to The Riggio Foundation. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 09:11 UTC | BARNES & NOBLE INC BKS · Entity 17123 | PurchaseCommon Stock | 1,000,000 | $6.80 | $6,802,700.00 |
DisclosureSEC source: 0000950138-17-000774 · edgar.xml · nonDerivative · entry 1 RIGGIO LEONARD · CIK 0000927587 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,594,491 F1 · price: The price reported in Column 4 is a weighted average share price. These shares were purchased in multiple transactions at per share prices ranging from $6.575 to $6.95, inclusive. The Reporting Person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4. Read SEC document |
| July 19, 2017 Filed Nov 27, 2018 17:30 UTC | BARNES & NOBLE INC BKS · Entity 17123 | GiftCommon Stock | 1,350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-18-000625 · edgar.xml · nonDerivative · entry 1 RIGGIO LEONARD · CIK 0000927587 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,794,491 F1 · kind: Gift of 1,350,000 shares to The Riggio Foundation, a charitable trust ("The Riggio Foundation"), of which the Reporting Person and his wife, Louise Riggio ("Mrs. Riggio") are co-trustees, and in which neither the Reporting Person nor Mrs. Riggio, nor any of their family members or affiliates, has any pecuniary interest. Read SEC document |
| March 28, 2017 Filed Jun 12, 2017 14:43 UTC | BARNES & NOBLE INC BKS · Entity 17123 | GiftCommon Stock | 712,473 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000473 · edgar.xml · nonDerivative · entry 1 RIGGIO LEONARD · CIK 0000927587 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,594,591 F1 · kind: Gift of 712,473 shares to The Riggio Foundation, a charitable trust, of which the Reporting Person and his wife, Louise Riggio ("Mrs. Riggio"), are co-trustees. Read SEC document |
| March 28, 2017 Filed Jun 12, 2017 14:45 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GiftCommon Stock | 450,282 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000474 · edgar.xml · nonDerivative · entry 1 RIGGIO LEONARD · CIK 0000927587 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,599,781 F1 · kind: Gift of 450,282 shares to The Riggio Foundation, a charitable trust, of which the Reporting Person and his wife, Louise Riggio ("Mrs. Riggio"), are co-trustees. Read SEC document |
| March 16, 2017 Filed Mar 16, 2017 16:31 UTC | BARNES & NOBLE INC BKS · Entity 17123 | OtherCommon Stock | 712,473 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000324 · edgar.xml · nonDerivative · entry 2 RIGGIO LEONARD · CIK 0000927587 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,306,964 F2 · kind: This Form 4 is being filed to reflect the transfer to the Reporting Person on March 16, 2017 of the 712,473 shares formerly held in a rabbi trust established by the Issuer in 2003 for the benefit of the Reporting Person. Those shares, which were previously reported as owned indirectly, are now owned directly. Read SEC document |
| March 16, 2017 Filed Mar 16, 2017 16:32 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | OtherCommon Stock | 450,283 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000325 · edgar.xml · nonDerivative · entry 1 RIGGIO LEONARD · CIK 0000927587 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050,001 F1 · kind: This Form 4 is being filed to reflect the transfer to the Reporting Person on March 16, 2017 of the 450,283 shares formerly held in a rabbi trust established by Barnes & Noble, Inc. in 2003 for the benefit of the Reporting Person. Those shares, which were previously reported as owned indirectly, are now owned directly. Read SEC document |
| December 15, 2016 Filed Mar 16, 2017 16:31 UTC | BARNES & NOBLE INC BKS · Entity 17123 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000324 · edgar.xml · nonDerivative · entry 1 RIGGIO LEONARD · CIK 0000927587 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,594,491 F1 · kind: Gift of 1,000,000 shares to The Riggio Foundation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.