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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
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Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2014 Filed Feb 18, 2014 22:07 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionOption (right to buy) · Derivative 16,931 $0.00 Strike: $25.45 $0.00
Disclosure

SEC source: 0000014272-14-000058 · wf-form4_139276122235494.xml · derivative · entry 4

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 16,931 shares

Expires 2015-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 1, 2005.

Read SEC document
February 14, 2014 Filed Feb 18, 2014 22:07 UTC
Bancroft Charles AEVP & Chief Financial Officer
SaleCommon Stock, $0.10 par value 52,963 $54.35 $2,878,284.83
Disclosure

SEC source: 0000014272-14-000058 · wf-form4_139276122235494.xml · nonDerivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,303.166

F1 · shares: 27,963 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $54.31 to $54.40, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: 27,963 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $54.31 to $54.40, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 14, 2014 Filed Feb 18, 2014 22:07 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 19,320 $22.73 $439,143.60
Disclosure

SEC source: 0000014272-14-000058 · wf-form4_139276122235494.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,266.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2014 Filed Feb 18, 2014 22:07 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 16,931 $25.45 $430,893.95
Disclosure

SEC source: 0000014272-14-000058 · wf-form4_139276122235494.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,946.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2014 Filed Feb 18, 2014 22:07 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionOption (right to buy) · Derivative 15,000 $0.00 Strike: $28.11 $0.00
Disclosure

SEC source: 0000014272-14-000059 · wf-form4_139276124048303.xml · derivative · entry 3

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 15,000 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004.

Read SEC document
February 14, 2014 Filed Feb 18, 2014 22:07 UTC
LEUNG SANDRAGeneral Counsel & Secretary
SaleCommon Stock, $0.10 par value 10,490 $54.28 $569,377.27
Disclosure

SEC source: 0000014272-14-000059 · wf-form4_139276124048303.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,855

F1 · shares: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $54.27 to $54.295, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $54.27 to $54.295, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 14, 2014 Filed Feb 18, 2014 22:07 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 15,000 $28.11 $421,650.00
Disclosure

SEC source: 0000014272-14-000059 · wf-form4_139276124048303.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2014 Filed Feb 11, 2014 21:30 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionOption (right to buy) · Derivative 108,000 $0.00 Strike: $28.11 $0.00
Disclosure

SEC source: 0000014272-14-000051 · wf-form4_139215421017227.xml · derivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 108,000 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004.

Read SEC document
February 11, 2014 Filed Feb 11, 2014 21:30 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
SaleCommon Stock, $0.10 par value 86,075 $52.66 $4,532,571.78
Disclosure

SEC source: 0000014272-14-000051 · wf-form4_139215421017227.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,487

F1 · shares: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.52 to $52.87, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.52 to $52.87, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 11, 2014 Filed Feb 11, 2014 21:30 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 108,000 $28.11 $3,035,880.00
Disclosure

SEC source: 0000014272-14-000051 · wf-form4_139215421017227.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2014 Filed Feb 6, 2014 22:28 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionOption (right to buy) · Derivative 15,584 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0000014272-14-000048 · wf-form4_139172572240390.xml · derivative · entry 5

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock, $0.10 par value · 15,584 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009.

Read SEC document
February 06, 2014 Filed Feb 6, 2014 22:28 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionOption (right to buy) · Derivative 10,900 $0.00 Strike: $22.14 $0.00
Disclosure

SEC source: 0000014272-14-000048 · wf-form4_139172572240390.xml · derivative · entry 4

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 10,900 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 4, 2008.

Read SEC document
February 06, 2014 Filed Feb 6, 2014 22:28 UTC
Caldarella Joseph CSVP & Controller
SaleCommon Stock, $0.10 par value 35,471 $48.90 $1,734,457.41
Disclosure

SEC source: 0000014272-14-000048 · wf-form4_139172572240390.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,355

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $48.87 to $48.94, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2014 Filed Feb 6, 2014 22:28 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 15,584 $17.51 $272,875.84
Disclosure

SEC source: 0000014272-14-000048 · wf-form4_139172572240390.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2014 Filed Feb 6, 2014 22:28 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 10,900 $22.14 $241,326.00
Disclosure

SEC source: 0000014272-14-000048 · wf-form4_139172572240390.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2014 Filed Feb 6, 2014 22:29 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionOption (right to buy) · Derivative 18,750 $0.00 Strike: $28.11 $0.00
Disclosure

SEC source: 0000014272-14-000049 · wf-form4_139172573779356.xml · derivative · entry 3

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 18,750 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004.

Read SEC document
February 06, 2014 Filed Feb 6, 2014 22:29 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
SaleCommon Stock, $0.10 par value 28,440 $48.93 $1,391,432.69
Disclosure

SEC source: 0000014272-14-000049 · wf-form4_139172573779356.xml · nonDerivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,549.041

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $48.87 to $48.97, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2014 Filed Feb 6, 2014 22:29 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 18,750 $28.11 $527,062.50
Disclosure

SEC source: 0000014272-14-000049 · wf-form4_139172573779356.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,989.041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2014 Filed Feb 5, 2014 22:37 UTC Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $25.70 $0.00
Disclosure

SEC source: 0000014272-14-000040 · wf-form4_139163986605714.xml · derivative · entry 4

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,500 shares

Expires 2014-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was May 4, 2004.

Read SEC document
February 05, 2014 Filed Feb 5, 2014 22:37 UTC SaleCommon Stock, $0.10 par value 100 $48.28 $4,828.18
Disclosure

SEC source: 0000014272-14-000040 · wf-form4_139163986605714.xml · nonDerivative · entry 3

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 05, 2014 Filed Feb 5, 2014 22:37 UTC SaleCommon Stock, $0.10 par value 2,400 $48.29 $115,884.00
Disclosure

SEC source: 0000014272-14-000040 · wf-form4_139163986605714.xml · nonDerivative · entry 2

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
February 05, 2014 Filed Feb 5, 2014 22:37 UTC Exercise / conversionCommon Stock, $0.10 par value 2,500 $25.70 $64,250.00
Disclosure

SEC source: 0000014272-14-000040 · wf-form4_139163986605714.xml · nonDerivative · entry 1

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2014 Filed Feb 4, 2014 22:00 UTC SaleCommon Stock, $0.10 par value 100,000 $48.90 $4,890,000.00
Disclosure

SEC source: 0000014272-14-000038 · wf-form4_139155120743543.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,393

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $48.86 to $48.97, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 21:51 UTC GrantDeferred Share Units · Derivative 3,192 $50.12 $159,983.04
Disclosure

SEC source: 0000014272-14-000028 · wf-form4_139155065355293.xml · derivative · entry 1

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,380.19

Underlying: Common Stock, $0.10 par value · 3,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 21:51 UTC GrantDeferred Share Units · Derivative 3,192 $50.12 $159,983.04
Disclosure

SEC source: 0000014272-14-000029 · wf-form4_139155067116094.xml · derivative · entry 1

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,109.45

Underlying: Common Stock, $0.10 par value · 3,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 21:51 UTC GrantDeferred Share Units · Derivative 3,192 $50.12 $159,983.04
Disclosure

SEC source: 0000014272-14-000030 · wf-form4_139155069535919.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,996.26

Underlying: Common Stock, $0.10 par value · 3,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 21:52 UTC
LACY ALAN JDirector
GrantDeferred Share Units · Derivative 3,192 $50.12 $159,983.04
Disclosure

SEC source: 0000014272-14-000031 · wf-form4_139155071278160.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,529.93

Underlying: Common Stock, $0.10 par value · 3,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 21:52 UTC GrantDeferred Share Units · Derivative 3,192 $50.12 $159,983.04
Disclosure

SEC source: 0000014272-14-000032 · wf-form4_139155073007885.xml · derivative · entry 1

Lynch Thomas J. Jr. · CIK 0001474056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,445

Underlying: Common Stock, $0.10 par value · 3,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 21:53 UTC GrantDeferred Share Units · Derivative 3,192 $50.12 $159,983.04
Disclosure

SEC source: 0000014272-14-000033 · wf-form4_139155077132514.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,267.74

Underlying: Common Stock, $0.10 par value · 3,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 21:53 UTC
SATO VICKI LDirector
GrantDeferred Share Units · Derivative 3,192 $50.12 $159,983.04
Disclosure

SEC source: 0000014272-14-000034 · wf-form4_139155082388889.xml · derivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,603.14

Underlying: Common Stock, $0.10 par value · 3,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 21:54 UTC GrantDeferred Share Units · Derivative 3,192 $50.12 $159,983.04
Disclosure

SEC source: 0000014272-14-000035 · wf-form4_139155084215687.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,234.19

Underlying: Common Stock, $0.10 par value · 3,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 21:54 UTC GrantDeferred Share Units · Derivative 3,192 $50.12 $159,983.04
Disclosure

SEC source: 0000014272-14-000036 · wf-form4_139155085801470.xml · derivative · entry 1

WEST TOGO D JR · CIK 0001117026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,127.79

Underlying: Common Stock, $0.10 par value · 3,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 22:00 UTC GrantDeferred Share Units · Derivative 3,192 $50.12 $159,983.04
Disclosure

SEC source: 0000014272-14-000038 · wf-form4_139155120743543.xml · derivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,339.53

Underlying: Common Stock, $0.10 par value · 3,192 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F3 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 03, 2014 Filed Jan 6, 2014 22:40 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000014 · wf-form4_138904801598968.xml · derivative · entry 3

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock, $0.10 par value · 7,500 shares

Expires 2015-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on January 3, 2011. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on January 3, 2011. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
January 03, 2014 Filed Jan 6, 2014 22:40 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 2,864 $52.85 $151,362.40
Disclosure

SEC source: 0000014272-14-000014 · wf-form4_138904801598968.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,952.716

F1 · shares: Shares withheld for payment of taxes upon vesting of resticted stock units.

Read SEC document
January 03, 2014 Filed Jan 6, 2014 22:40 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 7,500 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000014 · wf-form4_138904801598968.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,816.716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2014 Filed Jan 2, 2014 22:32 UTC GrantDeferred Share Units · Derivative 253 $52.65 $13,320.45
Disclosure

SEC source: 0000014272-14-000006 · wf-form4_138870196698100.xml · derivative · entry 1

Lynch Thomas J. Jr. · CIK 0001474056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253

Underlying: Common Stock, $0.10 par value · 253 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · shares: Represents pro rata portion of the 2013 annual Deferred Share Units awards granted to the Company's directors.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 21:09 UTC GrantCommon Stock, $0.10 par value 470 $53.15 $24,980.50
Disclosure

SEC source: 0000014272-14-000004 · wf-form4_138869693112741.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,393

F1 · shares: Shares awarded to Mr. Cornelius for service as the Non-Executive Chairman.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 22:35 UTC GrantDeferred Share Units · Derivative 566.15 $52.99 $30,000.29
Disclosure

SEC source: 0000014272-14-000010 · wf-form4_138870210086420.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,042.19

Underlying: Common Stock, $0.10 par value · 566.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 22:36 UTC GrantDeferred Share Units · Derivative 460 $52.99 $24,375.40
Disclosure

SEC source: 0000014272-14-000011 · wf-form4_138870215357226.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,075.74

Underlying: Common Stock, $0.10 par value · 460 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 22:36 UTC GrantDeferred Share Units · Derivative 283.07 $52.99 $14,999.88
Disclosure

SEC source: 0000014272-14-000012 · wf-form4_138870220376793.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,804.26

Underlying: Common Stock, $0.10 par value · 283.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 02, 2013 Filed Dec 3, 2013 21:34 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 19,205 $0.00 $0.00
Disclosure

SEC source: 0000014272-13-000033 · wf-form4_138610648554175.xml · derivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,205

Underlying: Common Stock, $0.10 par value · 19,205 shares

Expires 2018-12-02

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on Decenber 2, 2016.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on Decenber 2, 2016.

Read SEC document
November 02, 2013 Filed Nov 4, 2013 21:20 UTC Exercise / conversionRestricted Stock Units · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0000014272-13-000031 · wf-form4_138360002740229.xml · derivative · entry 3

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common Stock, $0.10 par value · 6,666 shares

Expires 2014-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one third of restricted stock units granted on November 2, 2009. The balance of the award is scheduled to to vest on the fifth anniversary of the grant date.

F3 · derivative.expiration_date: Represents vesting of one third of restricted stock units granted on November 2, 2009. The balance of the award is scheduled to to vest on the fifth anniversary of the grant date.

Read SEC document
November 02, 2013 Filed Nov 4, 2013 21:20 UTC Tax withholdingCommon Stock, $0.10 par value 3,457 $52.48 $181,423.36
Disclosure

SEC source: 0000014272-13-000031 · wf-form4_138360002740229.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,370.292

F1 · shares: Shares withheld for payment of taxes upon vesting of resticted stock units.

Read SEC document
November 02, 2013 Filed Nov 4, 2013 21:20 UTC Exercise / conversionCommon Stock, $0.10 par value 6,666 $0.00 $0.00
Disclosure

SEC source: 0000014272-13-000031 · wf-form4_138360002740229.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,827.292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2013 Filed Oct 4, 2013 20:19 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionRestricted Stock Units · Derivative 13,934 $0.00 $0.00
Disclosure

SEC source: 0000014272-13-000021 · wf-form4_138091796688031.xml · derivative · entry 3

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,934

Underlying: Common Stock, $0.10 par value · 13,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one third of restricted stock units granted on October 3, 2011. The balance of the award is scheduled to vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: Represents vesting of one third of restricted stock units granted on October 3, 2011. The balance of the award is scheduled to vest on the third anniversary of the grant date.

Read SEC document
October 03, 2013 Filed Oct 4, 2013 20:19 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Tax withholdingCommon Stock, $0.10 par value 5,085 $46.56 $236,757.60
Disclosure

SEC source: 0000014272-13-000021 · wf-form4_138091796688031.xml · nonDerivative · entry 2

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,783.789

F1 · shares: Shares withheld for payment of taxes upon vesting of resticted stock units.

Read SEC document
October 03, 2013 Filed Oct 4, 2013 20:19 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionCommon Stock, $0.10 par value 13,934 $0.00 $0.00
Disclosure

SEC source: 0000014272-13-000021 · wf-form4_138091796688031.xml · nonDerivative · entry 1

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,868.789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 20:23 UTC
Heller Frances KSVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 4,451 $0.00 $0.00
Disclosure

SEC source: 0000014272-13-000019 · wf-form4_138074542901404.xml · derivative · entry 4

Heller Frances K · CIK 0001441724 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,355

Underlying: Common Stock, $0.10 par value · 4,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F4 · derivative.exercise_date: Represents vesting of one quarter of restricted stock units granted on October 1, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third and fourth anniversaries of the grant date.

F4 · derivative.expiration_date: Represents vesting of one quarter of restricted stock units granted on October 1, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third and fourth anniversaries of the grant date.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 20:23 UTC
Heller Frances KSVP, Business Development
Tax withholdingCommon Stock, $0.10 par value 1,658 $47.24 $78,323.92
Disclosure

SEC source: 0000014272-13-000019 · wf-form4_138074542901404.xml · nonDerivative · entry 2

Heller Frances K · CIK 0001441724 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,793

F1 · shares: Shares withheld for payment of taxes upon vesting of resticted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.