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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
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Aug 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2016 Filed Feb 16, 2016 21:32 UTC SaleCommon Stock, $0.10 par value 500 $60.18 $30,090.00
Disclosure

SEC source: 0000014272-16-000291 · wf-form4_145565830079780.xml · nonDerivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,854

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.18 to $60.19, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 12, 2016 Filed Feb 16, 2016 21:32 UTC SaleCommon Stock, $0.10 par value 11,100 $59.69 $662,559.00
Disclosure

SEC source: 0000014272-16-000291 · wf-form4_145565830079780.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,354

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $59.17 to $60.15, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 11, 2016 Filed Feb 16, 2016 21:32 UTC SaleCommon Stock, $0.10 par value 300 $60.08 $18,024.00
Disclosure

SEC source: 0000014272-16-000291 · wf-form4_145565830079780.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,454

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.02 to $60.11, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 11, 2016 Filed Feb 16, 2016 21:32 UTC SaleCommon Stock, $0.10 par value 11,300 $59.50 $672,350.00
Disclosure

SEC source: 0000014272-16-000291 · wf-form4_145565830079780.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,754

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.97 to $59.88, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:31 UTC Exercise / conversionMarket Share Units · Derivative 63,713 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · derivative · entry 13

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 63,713 shares

Expires 2016-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: These market share units vested in connection with the reporting person's retirement as the Company's Chief Executive Officer as of August 3, 2015. However, the reporting person was not entitled to receipt of the shares underlying this portion of the original award until the 409A deferral period lapsed on February 4, 2016.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:31 UTC Exercise / conversionMarket Share Units · Derivative 55,227 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · derivative · entry 12

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 55,227 shares

Expires 2016-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: These market share units vested in connection with the reporting person's retirement as the Company's Chief Executive Officer as of August 3, 2015. However, the reporting person was not entitled to receipt of the shares underlying this portion of the original award until the 409A deferral period lapsed on February 4, 2016.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:31 UTC Exercise / conversionMarket Share Units · Derivative 29,240 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · derivative · entry 11

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 29,240 shares

Expires 2016-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: These market share units vested in connection with the reporting person's retirement as the Company's Chief Executive Officer as of August 3, 2015. However, the reporting person was not entitled to receipt of the shares underlying this portion of the original award until the 409A deferral period lapsed on February 4, 2016.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:31 UTC Tax withholdingCommon Stock, $0.10 par value 42,858 $59.70 $2,558,622.60
Disclosure

SEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 9

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,054

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:31 UTC OtherCommon Stock, $0.10 par value 13,092 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 8

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,912

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:31 UTC Exercise / conversionCommon Stock, $0.10 par value 63,713 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 7

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These market share units vested in connection with the reporting person's retirement as the Company's Chief Executive Officer as of August 3, 2015. However, the reporting person was not entitled to receipt of the shares underlying this portion of the original award until the 409A deferral period lapsed on February 4, 2016.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:31 UTC Tax withholdingCommon Stock, $0.10 par value 54,993 $59.70 $3,283,082.10
Disclosure

SEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 6

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,107

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:31 UTC OtherCommon Stock, $0.10 par value 43,237 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 5

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,100

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:31 UTC Exercise / conversionCommon Stock, $0.10 par value 55,227 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These market share units vested in connection with the reporting person's retirement as the Company's Chief Executive Officer as of August 3, 2015. However, the reporting person was not entitled to receipt of the shares underlying this portion of the original award until the 409A deferral period lapsed on February 4, 2016.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:31 UTC Tax withholdingCommon Stock, $0.10 par value 30,268 $59.70 $1,806,999.60
Disclosure

SEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,636

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:31 UTC OtherCommon Stock, $0.10 par value 29,240 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,904

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:31 UTC Exercise / conversionCommon Stock, $0.10 par value 29,240 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These market share units vested in connection with the reporting person's retirement as the Company's Chief Executive Officer as of August 3, 2015. However, the reporting person was not entitled to receipt of the shares underlying this portion of the original award until the 409A deferral period lapsed on February 4, 2016.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 21:58 UTC GrantDeferred Share Units · Derivative 2,795.133 $60.82 $169,999.99
Disclosure

SEC source: 0000014272-16-000271 · wf-form4_145453669718827.xml · derivative · entry 1

Lynch Thomas J. Jr. · CIK 0001474056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,119.368

Underlying: Common Stock, $0.10 par value · 2,795.133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 21:58 UTC GrantDeferred Share Units · Derivative 2,795.133 $60.82 $169,999.99
Disclosure

SEC source: 0000014272-16-000272 · wf-form4_145453671169375.xml · derivative · entry 1

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,190.467

Underlying: Common Stock, $0.10 par value · 2,795.133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 21:58 UTC GrantDeferred Share Units · Derivative 2,795.133 $60.82 $169,999.99
Disclosure

SEC source: 0000014272-16-000273 · wf-form4_145453672649396.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,082.917

Underlying: Common Stock, $0.10 par value · 2,795.133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 21:59 UTC
LACY ALAN JDirector
GrantDeferred Share Units · Derivative 2,795.133 $60.82 $169,999.99
Disclosure

SEC source: 0000014272-16-000274 · wf-form4_145453674154270.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,401.039

Underlying: Common Stock, $0.10 par value · 2,795.133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 21:59 UTC
SATO VICKI LDirector
GrantDeferred Share Units · Derivative 2,795.133 $60.82 $169,999.99
Disclosure

SEC source: 0000014272-16-000275 · wf-form4_145453675640941.xml · derivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,596.171

Underlying: Common Stock, $0.10 par value · 2,795.133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 21:59 UTC GrantDeferred Share Units · Derivative 2,795.133 $60.82 $169,999.99
Disclosure

SEC source: 0000014272-16-000276 · wf-form4_145453677448447.xml · derivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,020.759

Underlying: Common Stock, $0.10 par value · 2,795.133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 22:00 UTC GrantDeferred Share Units · Derivative 2,795.133 $60.82 $169,999.99
Disclosure

SEC source: 0000014272-16-000277 · wf-form4_145453678955273.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,049.955

Underlying: Common Stock, $0.10 par value · 2,795.133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 22:00 UTC GrantDeferred Share Units · Derivative 2,795.133 $60.82 $169,999.99
Disclosure

SEC source: 0000014272-16-000278 · wf-form4_145453680347686.xml · derivative · entry 1

WEST TOGO D JR · CIK 0001117026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,857.639

Underlying: Common Stock, $0.10 par value · 2,795.133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 22:00 UTC GrantDeferred Share Units · Derivative 2,795.133 $60.82 $169,999.99
Disclosure

SEC source: 0000014272-16-000280 · wf-form4_145453683867228.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,551.938

Underlying: Common Stock, $0.10 par value · 2,795.133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 22:00 UTC GrantDeferred Share Units · Derivative 2,795.133 $60.82 $169,999.99
Disclosure

SEC source: 0000014272-16-000279 · wf-form4_145453682047762.xml · derivative · entry 1

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,948.469

Underlying: Common Stock, $0.10 par value · 2,795.133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 23:28 UTC Exercise / conversionDeferred Share Units · Derivative 3,256.609 $60.82 $198,066.96
Disclosure

SEC source: 0000014272-16-000282 · wf-form4_145454209015627.xml · derivative · entry 2

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,826.308

Underlying: Common Stock, $0.10 par value · 3,256.609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a date previously specified by the reporting person.

F1 · shares: Settlement of Deferred Share Units in common stock pursuant to Mr. Paliwal's prior election to receive distribution on February 1, 2016.

F2 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a date previously specified by the reporting person.

F2 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a date previously specified by the reporting person.

F3 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 23:28 UTC Exercise / conversionCommon Stock, $0.10 par value 3,256.609 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000282 · wf-form4_145454209015627.xml · nonDerivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,256.609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement of Deferred Share Units in common stock pursuant to Mr. Paliwal's prior election to receive distribution on February 1, 2016.

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January 05, 2016 Filed Jan 6, 2016 21:40 UTC SaleCommon Stock, $0.10 par value 600 $68.78 $41,268.00
Disclosure

SEC source: 0000014272-16-000257 · wf-form4_145211642895188.xml · nonDerivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,424

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.73 to $68.85, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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January 05, 2016 Filed Jan 6, 2016 21:40 UTC SaleCommon Stock, $0.10 par value 11,000 $68.16 $749,760.00
Disclosure

SEC source: 0000014272-16-000257 · wf-form4_145211642895188.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,024

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.66 to $68.57, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2016 Filed Jan 6, 2016 21:40 UTC SaleCommon Stock, $0.10 par value 100 $67.52 $6,752.00
Disclosure

SEC source: 0000014272-16-000257 · wf-form4_145211642895188.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,024

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

Read SEC document
January 04, 2016 Filed Jan 6, 2016 21:40 UTC SaleCommon Stock, $0.10 par value 11,500 $66.92 $769,580.00
Disclosure

SEC source: 0000014272-16-000257 · wf-form4_145211642895188.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,124

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $66.40 to $67.35, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 03, 2016 Filed Jan 5, 2016 23:21 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionRestricted Stock Units · Derivative 950 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000250 · wf-form4_145203606749744.xml · derivative · entry 3

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950

Underlying: Common Stock, $0.10 par value · 950 shares

Expires 2017-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on January 3, 2012. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on January 3, 2012. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
January 03, 2016 Filed Jan 5, 2016 23:21 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 340 $68.79 $23,388.60
Disclosure

SEC source: 0000014272-16-000250 · wf-form4_145203606749744.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,671.813

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
January 03, 2016 Filed Jan 5, 2016 23:21 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 950 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000250 · wf-form4_145203606749744.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,011.813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 23:21 UTC GrantDeferred Share Units · Derivative 218.055 $68.79 $15,000.00
Disclosure

SEC source: 0000014272-16-000251 · wf-form4_145203608256545.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,398.186

Underlying: Common Stock, $0.10 par value · 218.055 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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December 31, 2015 Filed Jan 5, 2016 23:21 UTC GrantCommon Stock, $0.10 par value 772 $68.79 $53,105.88
Disclosure

SEC source: 0000014272-16-000252 · wf-form4_145203609677312.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,624

F1 · shares: Shares awarded to Mr. Andreotti for service as Non-Executive Chairman.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 23:22 UTC GrantDeferred Share Units · Derivative 102.213 $68.79 $7,031.23
Disclosure

SEC source: 0000014272-16-000253 · wf-form4_145203610984133.xml · derivative · entry 1

Lynch Thomas J. Jr. · CIK 0001474056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278.757

Underlying: Common Stock, $0.10 par value · 102.213 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 23:22 UTC GrantDeferred Share Units · Derivative 436.11 $68.79 $30,000.01
Disclosure

SEC source: 0000014272-16-000254 · wf-form4_145203612379301.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,091.801

Underlying: Common Stock, $0.10 par value · 436.11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 23:22 UTC GrantDeferred Share Units · Derivative 204.427 $68.79 $14,062.53
Disclosure

SEC source: 0000014272-16-000255 · wf-form4_145203613772749.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,217.697

Underlying: Common Stock, $0.10 par value · 204.427 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 15, 2015 Filed Dec 16, 2015 21:39 UTC SaleCommon Stock, $0.10 par value 11,600 $70.05 $812,580.00
Disclosure

SEC source: 0000014272-15-000243 · wf-form4_145030194039025.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,852

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $69.46 to $70.43, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 14, 2015 Filed Dec 16, 2015 21:39 UTC SaleCommon Stock, $0.10 par value 300 $68.52 $20,556.00
Disclosure

SEC source: 0000014272-15-000243 · wf-form4_145030194039025.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,452

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.44 to $68.575, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 14, 2015 Filed Dec 16, 2015 21:39 UTC SaleCommon Stock, $0.10 par value 11,300 $67.99 $768,287.00
Disclosure

SEC source: 0000014272-15-000243 · wf-form4_145030194039025.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,752

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.44 to $68.295, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2015 Filed Nov 23, 2015 21:41 UTC SaleCommon Stock, $0.10 par value 11,600 $67.76 $786,016.00
Disclosure

SEC source: 0000014272-15-000241 · wf-form4_144831490231963.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,052

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.28 to $68.00, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 19, 2015 Filed Nov 23, 2015 21:41 UTC SaleCommon Stock, $0.10 par value 200 $67.78 $13,556.00
Disclosure

SEC source: 0000014272-15-000241 · wf-form4_144831490231963.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,652

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.76 to $67.81, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 19, 2015 Filed Nov 23, 2015 21:41 UTC SaleCommon Stock, $0.10 par value 11,400 $67.01 $763,914.00
Disclosure

SEC source: 0000014272-15-000241 · wf-form4_144831490231963.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,852

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $66.76 to $67.70, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 09, 2015 Filed Nov 23, 2015 21:41 UTC GiftCommon Stock, $0.10 par value 45,000 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000241 · wf-form4_144831490231963.xml · nonDerivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,052

Read SEC document
November 01, 2015 Filed Nov 3, 2015 20:45 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,100 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000238 · wf-form4_144658350556781.xml · derivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Underlying: Common Stock, $0.10 par value · 3,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on November 1, 2011. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on November 1, 2011. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
November 01, 2015 Filed Nov 3, 2015 20:45 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 1,396 $65.75 $91,787.00
Disclosure

SEC source: 0000014272-15-000238 · wf-form4_144658350556781.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,560.94

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
November 01, 2015 Filed Nov 3, 2015 20:45 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 3,100 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000238 · wf-form4_144658350556781.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,956.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.