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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2016 Filed Mar 8, 2016 21:41 UTC
Blin EmmanuelSVP, Head of Commercialization
OtherCommon Stock, $0.10 par value 779 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000334 · wf-form4_145747325876994.xml · nonDerivative · entry 2

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331.7825

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC
Blin EmmanuelSVP, Head of Commercialization
Exercise / conversionCommon Stock, $0.10 par value 819 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000334 · wf-form4_145747325876994.xml · nonDerivative · entry 1

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552.7825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 5,574 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000335 · wf-form4_145747327589674.xml · derivative · entry 5

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,574 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 5,623 $64.71 $363,864.33
Disclosure

SEC source: 0000014272-16-000335 · wf-form4_145747327589674.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,800.7417

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 5,303 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000335 · wf-form4_145747327589674.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,423.7417

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 5,574 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000335 · wf-form4_145747327589674.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,120.7417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:42 UTC Exercise / conversionMarket Share Units · Derivative 3,010 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000337 · wf-form4_145747331873716.xml · derivative · entry 4

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,010 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:42 UTC Tax withholdingCommon Stock, $0.10 par value 3,046 $64.71 $197,106.66
Disclosure

SEC source: 0000014272-16-000337 · wf-form4_145747331873716.xml · nonDerivative · entry 3

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,861.3705

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:42 UTC OtherCommon Stock, $0.10 par value 2,864 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000337 · wf-form4_145747331873716.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,907.3705

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:42 UTC Exercise / conversionCommon Stock, $0.10 par value 3,010 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000337 · wf-form4_145747331873716.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,043.3705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC
Elicker John ESVP, Public Affairs & IR
Exercise / conversionMarket Share Units · Derivative 1,043 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000336 · wf-form4_145747329571362.xml · derivative · entry 4

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,043 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC
Elicker John ESVP, Public Affairs & IR
Tax withholdingCommon Stock, $0.10 par value 620 $64.71 $40,120.20
Disclosure

SEC source: 0000014272-16-000336 · wf-form4_145747329571362.xml · nonDerivative · entry 3

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,086.813

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC
Elicker John ESVP, Public Affairs & IR
OtherCommon Stock, $0.10 par value 992 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000336 · wf-form4_145747329571362.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,706.813

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC
Elicker John ESVP, Public Affairs & IR
Exercise / conversionCommon Stock, $0.10 par value 1,043 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000336 · wf-form4_145747329571362.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,714.813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:42 UTC
Caforio GiovanniDirector · Chief Executive Officer
Exercise / conversionMarket Share Units · Derivative 2,889 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000338 · wf-form4_145747335375713.xml · derivative · entry 4

Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,889 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:42 UTC
Caforio GiovanniDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 2,919 $64.71 $188,888.49
Disclosure

SEC source: 0000014272-16-000338 · wf-form4_145747335375713.xml · nonDerivative · entry 3

Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,456.7465

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:42 UTC
Caforio GiovanniDirector · Chief Executive Officer
OtherCommon Stock, $0.10 par value 2,749 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000338 · wf-form4_145747335375713.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,375.7465

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:42 UTC
Caforio GiovanniDirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 2,889 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000338 · wf-form4_145747335375713.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,626.7465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:43 UTC
Gordon MurdoSVP, Head of Worldwide Markets
Exercise / conversionMarket Share Units · Derivative 1,282 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000339 · wf-form4_145747337209321.xml · derivative · entry 4

Gordon Murdo · CIK 0001642156 · SVP, Head of Worldwide Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,282 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:43 UTC
Gordon MurdoSVP, Head of Worldwide Markets
Tax withholdingCommon Stock, $0.10 par value 1,125 $64.71 $72,798.75
Disclosure

SEC source: 0000014272-16-000339 · wf-form4_145747337209321.xml · nonDerivative · entry 3

Gordon Murdo · CIK 0001642156 · SVP, Head of Worldwide Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,706

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:43 UTC
Gordon MurdoSVP, Head of Worldwide Markets
OtherCommon Stock, $0.10 par value 1,220 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000339 · wf-form4_145747337209321.xml · nonDerivative · entry 2

Gordon Murdo · CIK 0001642156 · SVP, Head of Worldwide Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,831

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:43 UTC
Gordon MurdoSVP, Head of Worldwide Markets
Exercise / conversionCommon Stock, $0.10 par value 1,282 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000339 · wf-form4_145747337209321.xml · nonDerivative · entry 1

Gordon Murdo · CIK 0001642156 · SVP, Head of Worldwide Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:43 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionMarket Share Units · Derivative 724 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000340 · wf-form4_145747339362220.xml · derivative · entry 4

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 724 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:43 UTC
Nielsen AnneChief Compliance & Ethics Off
Tax withholdingCommon Stock, $0.10 par value 546 $64.71 $35,331.66
Disclosure

SEC source: 0000014272-16-000340 · wf-form4_145747339362220.xml · nonDerivative · entry 3

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,964.331

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:43 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherCommon Stock, $0.10 par value 689 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000340 · wf-form4_145747339362220.xml · nonDerivative · entry 2

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,510.331

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:43 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 724 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000340 · wf-form4_145747339362220.xml · nonDerivative · entry 1

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,821.331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:43 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,931 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000341 · wf-form4_145747341176585.xml · derivative · entry 5

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,931 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:43 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 1,554 $64.71 $100,559.34
Disclosure

SEC source: 0000014272-16-000341 · wf-form4_145747341176585.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,536.3117

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:43 UTC
Caldarella Joseph CSVP & Controller
OtherCommon Stock, $0.10 par value 1,837 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000341 · wf-form4_145747341176585.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,090.3117

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:43 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,931 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000341 · wf-form4_145747341176585.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,253.3117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 04, 2016 Filed Mar 7, 2016 22:41 UTC
Caldarella Joseph CSVP & Controller
SaleCommon Stock, $0.10 par value 12,962 $64.64 $837,915.53
Disclosure

SEC source: 0000014272-16-000313 · wf-form4_145739045792965.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,322.3117

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $64.64 to $64.68, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:39 UTC
Blin EmmanuelSVP, Head of Commercialization
GrantPerformance Shares · Derivative 14,198.975 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000308 · wf-form4_145739038372487.xml · derivative · entry 1

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,198.975

Underlying: Common Stock, $0.10 par value · 14,198.975 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:40 UTC GrantPerformance Shares · Derivative 50,074.125 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000309 · wf-form4_145739039641786.xml · derivative · entry 1

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,074.125

Underlying: Common Stock, $0.10 par value · 50,074.125 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
GrantPerformance Shares · Derivative 20,630.975 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000310 · wf-form4_145739041199185.xml · derivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,630.975

Underlying: Common Stock, $0.10 par value · 20,630.975 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:40 UTC
Schmukler Louis SPres., Global Mfg. & Supply
GrantPerformance Shares · Derivative 22,074.825 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000311 · wf-form4_145739042543939.xml · derivative · entry 1

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,074.825

Underlying: Common Stock, $0.10 par value · 22,074.825 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:40 UTC
Elicker John ESVP, Public Affairs & IR
GrantPerformance Shares · Derivative 12,827.15 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000312 · wf-form4_145739044170871.xml · derivative · entry 1

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,827.15

Underlying: Common Stock, $0.10 par value · 12,827.15 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:41 UTC
Caldarella Joseph CSVP & Controller
GrantPerformance Shares · Derivative 11,763.525 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000313 · wf-form4_145739045792965.xml · derivative · entry 3

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,763.525

Underlying: Common Stock, $0.10 par value · 11,763.525 shares

Expires 2018-03-10

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F4 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:41 UTC
LEUNG SANDRAEVP, General Counsel
GrantPerformance Shares · Derivative 45,166.375 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000314 · wf-form4_145739047288234.xml · derivative · entry 1

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,166.375

Underlying: Common Stock, $0.10 par value · 45,166.375 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:41 UTC
Nielsen AnneChief Compliance & Ethics Off
GrantPerformance Shares · Derivative 9,530.75 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000315 · wf-form4_145739048696056.xml · derivative · entry 1

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,530.75

Underlying: Common Stock, $0.10 par value · 9,530.75 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 59,186.125 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000316 · wf-form4_145739050086698.xml · derivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,186.125

Underlying: Common Stock, $0.10 par value · 59,186.125 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:42 UTC
Gordon MurdoSVP, Head of Worldwide Markets
GrantPerformance Shares · Derivative 24,679.45 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000317 · wf-form4_145739051892502.xml · derivative · entry 1

Gordon Murdo · CIK 0001642156 · SVP, Head of Worldwide Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,679.45

Underlying: Common Stock, $0.10 par value · 24,679.45 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:42 UTC
Powell AnnSVP, Global Human Resources
GrantPerformance Shares · Derivative 23,295.9 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000318 · wf-form4_145739053385592.xml · derivative · entry 1

JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,295.9

Underlying: Common Stock, $0.10 par value · 23,295.9 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:42 UTC
Caforio GiovanniDirector · Chief Executive Officer
GrantPerformance Shares · Derivative 70,864.225 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000319 · wf-form4_145739054786119.xml · derivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,864.225

Underlying: Common Stock, $0.10 par value · 70,864.225 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 03, 2016 Filed Mar 16, 2016 21:08 UTC Amendment
Caforio GiovanniDirector · Chief Executive Officer
GrantPerformance Shares · Derivative 151,666.225 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000373 · wf-form4a_145816247276527.xml · derivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,666.225

Underlying: Common Stock, $0.10 par value · 151,666.225 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F3 · shares: This Form 4 is being amended to reflect the correct number of Performance Share Units received by the reporting person on the transaction date.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
February 17, 2016 Filed Feb 19, 2016 21:32 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionOption (right to buy) · Derivative 14,560 $0.00 Strike: $22.73 $0.00
Disclosure

SEC source: 0000014272-16-000294 · wf-form4_145591753524769.xml · derivative · entry 4

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 14,560 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
February 17, 2016 Filed Feb 19, 2016 21:32 UTC
LEUNG SANDRAEVP, General Counsel
SaleCommon Stock, $0.10 par value 10,152 $63.57 $645,342.34
Disclosure

SEC source: 0000014272-16-000294 · wf-form4_145591753524769.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,546.7417

F1 · shares: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $63.56 to $63.57, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $63.56 to $63.57, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 17, 2016 Filed Feb 19, 2016 21:32 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 14,560 $22.73 $330,948.80
Disclosure

SEC source: 0000014272-16-000294 · wf-form4_145591753524769.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,698.7417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2016 Filed Feb 19, 2016 21:32 UTC
Caforio GiovanniDirector · Chief Executive Officer
Exercise / conversionOption (right to buy) · Derivative 20,125 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0000014272-16-000295 · wf-form4_145591756300460.xml · derivative · entry 3

Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 20,125 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
February 17, 2016 Filed Feb 19, 2016 21:32 UTC
Caforio GiovanniDirector · Chief Executive Officer
SaleCommon Stock, $0.10 par value 12,040 $63.58 $765,527.28
Disclosure

SEC source: 0000014272-16-000295 · wf-form4_145591756300460.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,737.7465

F1 · shares: These shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $63.57 to $63.61, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: These shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $63.57 to $63.61, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 17, 2016 Filed Feb 19, 2016 21:32 UTC
Caforio GiovanniDirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 20,125 $22.89 $460,661.25
Disclosure

SEC source: 0000014272-16-000295 · wf-form4_145591756300460.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,777.7465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.