Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | Chief Compliance & Ethics Off | September 03, 2017 | September 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date September 03, 2017 · Filed September 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 37,973.789 |
Ending reported balance
After 2017-09-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-09-03 · Exercise / conversion · Acquired 1,594 · Balance 38,810.789 F1: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest on the fifth anniversaries of the grant date. Row 2 · 2017-09-03 · Tax withholding · Disposed 837 · Balance 37,973.789 F2: Shares withheld for payment of taxes upon vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-09-03 | Direct | 1,594 |
Reported balance
After 2017-09-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-09-03 · Exercise / conversion · Disposed 1,594 · Balance 1,594 F3: Each restricted stock unit converts into one share of common stock upon vesting. F1: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest on the fifth anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest on the fifth anniversaries of the grant date.
F2: Shares withheld for payment of taxes upon vesting of restricted stock units.
F3: Each restricted stock unit converts into one share of common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2017 Filed Sep 6, 2017 20:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,594 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000171 · wf-form4_150473074778999.xml · derivative · entry 3 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,594 Underlying: Common Stock, $0.10 par value · 1,594 shares Expires 2018-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · shares: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest on the fifth anniversaries of the grant date. F1 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest on the fifth anniversaries of the grant date. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 837 | $59.81 | $50,060.97 |
DisclosureSEC source: 0000014272-17-000171 · wf-form4_150473074778999.xml · nonDerivative · entry 2 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,973.789 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,594 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000171 · wf-form4_150473074778999.xml · nonDerivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,810.789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest on the fifth anniversaries of the grant date. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 6,521 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · derivative · entry 21 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,521 Underlying: Common Stock, $0.10 par value · 6,521 shares Expires 2020-03-10 F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 9,988 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · derivative · entry 20 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 9,988 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 4,347 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · derivative · entry 19 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,347 Underlying: Common Stock, $0.10 par value · 4,347 shares Expires 2021-03-10 F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F10 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · derivative · entry 18 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,916 Underlying: Common Stock, $0.10 par value · 971 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F7 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · derivative · entry 17 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,898 Underlying: Common Stock, $0.10 par value · 948 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · derivative · entry 16 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common Stock, $0.10 par value · 1,100 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 689 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · derivative · entry 15 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 689 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,998 | $58.32 | $233,163.36 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 14 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,216.789 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 9,988 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 13 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,214.789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 315 | $58.32 | $18,370.80 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 12 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,226.789 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 11 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,541.789 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 10 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,681.789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 312 | $58.32 | $18,195.84 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 9 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,710.789 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 8 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,022.789 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 7 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,146.789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 420 | $58.32 | $24,494.40 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 6 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,198.789 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 5 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,618.789 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 4 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,610.789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 389 | $58.32 | $22,686.48 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 3 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,510.789 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 2 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,899.789 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 689 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000083 · wf-form4_148953781598205.xml · nonDerivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,561.789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,596 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000467 · wf-form4_147328039257811.xml · derivative · entry 3 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,188 Underlying: Common Stock, $0.10 par value · 1,596 shares Expires 2018-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · shares: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date. F1 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 849 | $56.96 | $48,359.04 |
DisclosureSEC source: 0000014272-16-000467 · wf-form4_147328039257811.xml · nonDerivative · entry 2 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,872.789 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,596 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000467 · wf-form4_147328039257811.xml · nonDerivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,721.789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date. Read SEC document |
| May 02, 2016 Filed May 4, 2016 21:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 28,451 | $71.88 | $2,045,171.68 |
DisclosureSEC source: 0000014272-16-000407 · wf-form4_146239734949231.xml · nonDerivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,125.789 F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.85 to $71.97, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 6,069.458 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 19 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 6,069.458 shares Expires 2016-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 139.148 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 18 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,069.458 Underlying: Common Stock, $0.10 par value · 139.148 shares Expires 2016-03-10 F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F14 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 2,308.15 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 17 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,930.31 Underlying: Common Stock, $0.10 par value · 2,308.15 shares Expires 2016-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F12 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 5,830 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 16 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,830 Underlying: Common Stock, $0.10 par value · 5,830 shares Expires 2019-03-10 F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 3,887 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 15 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,887 Underlying: Common Stock, $0.10 par value · 3,887 shares Expires 2020-03-10 F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 14 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846 Underlying: Common Stock, $0.10 par value · 948 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 13 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock, $0.10 par value · 1,100 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 689 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 12 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689 Underlying: Common Stock, $0.10 par value · 689 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,514 | $64.94 | $163,259.16 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 11 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,576.789 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 6,069.458 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 10 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,090.789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 361 | $64.94 | $23,443.34 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 9 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,021.331 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 8 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,382.331 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 7 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,397.331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 485 | $64.94 | $31,495.90 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 6 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,449.331 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 156 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 5 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,934.331 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 4 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,778.331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 449 | $64.94 | $29,158.06 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 3 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,678.331 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 474 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 2 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,127.331 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 689 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,653.331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 06, 2016 Filed Mar 8, 2016 21:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 724 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000340 · wf-form4_145747339362220.xml · derivative · entry 4 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 724 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 06, 2016 Filed Mar 8, 2016 21:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 546 | $64.71 | $35,331.66 |
DisclosureSEC source: 0000014272-16-000340 · wf-form4_145747339362220.xml · nonDerivative · entry 3 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,964.331 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 06, 2016 Filed Mar 8, 2016 21:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 689 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000340 · wf-form4_145747339362220.xml · nonDerivative · entry 2 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,510.331 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.