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Blin Emmanuel

Disclosed activity across 1 company

Tapewire entity
16222
SEC CIK
0001642115

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BRISTOL MYERS SQUIBB COBMY · Entity 1662SVP, Chief Strategy OfficerMarch 10, 2017March 15, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BRISTOL MYERS SQUIBB CO

Report date March 10, 2017 · Filed March 15, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.10 par valueSEC Table I · non-derivativeDirect20,137.783 Ending reported balance After 2017-03-10 transaction · row 14
14 source rows · reconciled sequence

Row 1 · 2017-03-10 · Exercise / conversion · Acquired 953 · Balance 13,250.783

F1: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Row 2 · 2017-03-10 · Other · Acquired 467 · Balance 13,717.783

F2: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Row 3 · 2017-03-10 · Tax withholding · Disposed 602 · Balance 13,115.783

F3: Shares withheld for payment of taxes upon vesting of awards.

Row 4 · 2017-03-10 · Exercise / conversion · Acquired 948 · Balance 14,063.783

F4: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Row 5 · 2017-03-10 · Other · Acquired 7 · Balance 14,070.783

F2: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Row 6 · 2017-03-10 · Tax withholding · Disposed 394 · Balance 13,676.783

F3: Shares withheld for payment of taxes upon vesting of awards.

Row 7 · 2017-03-10 · Exercise / conversion · Acquired 1,412 · Balance 15,088.783

F5: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Row 8 · 2017-03-10 · Other · Disposed 185 · Balance 14,903.783

F6: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Row 9 · 2017-03-10 · Tax withholding · Disposed 506 · Balance 14,397.783

F3: Shares withheld for payment of taxes upon vesting of awards.

Row 10 · 2017-03-10 · Exercise / conversion · Acquired 1,347 · Balance 15,744.783

F7: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Row 11 · 2017-03-10 · Other · Disposed 194 · Balance 15,550.783

F6: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Row 12 · 2017-03-10 · Tax withholding · Disposed 476 · Balance 15,074.783

F3: Shares withheld for payment of taxes upon vesting of awards.

Row 13 · 2017-03-10 · Exercise / conversion · Acquired 8,615 · Balance 23,689.783

F8: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Row 14 · 2017-03-10 · Tax withholding · Disposed 3,552 · Balance 20,137.783

F3: Shares withheld for payment of taxes upon vesting of awards.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2017-03-10Direct0 Reported balance After 2017-03-10 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-03-10 · Exercise / conversion · Disposed 953 · Balance 0

F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2018-03-10Direct949 Reported balance After 2017-03-10 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-03-10 · Exercise / conversion · Disposed 948 · Balance 949

F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2019-03-10Direct2,827 Reported balance After 2017-03-10 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2017-03-10 · Exercise / conversion · Disposed 1,412 · Balance 2,827

F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2020-03-10Direct4,044 Reported balance After 2017-03-10 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-03-10 · Exercise / conversion · Disposed 1,347 · Balance 4,044

F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2021-03-10Direct6,144 Reported balance After 2017-03-10 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2017-03-10 · Grant · Acquired 6,144 · Balance 6,144

F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F10: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Performance SharesSEC Table II · derivative / convertible security · Expires 2017-03-10Direct0 Reported balance After 2017-03-10 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2017-03-10 · Exercise / conversion · Disposed 8,615 · Balance 0

F11: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F8: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Performance SharesSEC Table II · derivative / convertible security · Expires 2020-03-10Direct9,216 Reported balance After 2017-03-10 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2017-03-10 · Grant · Acquired 9,216 · Balance 9,216

F12: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F2: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

F3: Shares withheld for payment of taxes upon vesting of awards.

F4: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F5: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F6: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

F7: Represents vesting of one-quarter of market share units granted on March 10, 2016.

F8: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F10: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F11: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F12: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 9,216 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 21

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,216

Underlying: Common Stock, $0.10 par value · 9,216 shares

Expires 2020-03-10

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020.

F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionPerformance Shares · Derivative 8,615 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 20

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 8,615 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantMarket Share Units · Derivative 6,144 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 19

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,144

Underlying: Common Stock, $0.10 par value · 6,144 shares

Expires 2021-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F10 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,347 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 18

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,044

Underlying: Common Stock, $0.10 par value · 1,347 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

F7 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,412 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 17

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,827

Underlying: Common Stock, $0.10 par value · 1,412 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 948 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 16

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949

Underlying: Common Stock, $0.10 par value · 948 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 953 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 15

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 953 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 3,552 $58.32 $207,152.64
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 14

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,137.783

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 8,615 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 13

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,689.783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 476 $58.32 $27,760.32
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 12

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,074.783

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 194 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 11

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,550.783

F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 1,347 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 10

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,744.783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 506 $58.32 $29,509.92
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 9

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,397.783

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 185 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 8

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,903.783

F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 1,412 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 7

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,088.783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 394 $58.32 $22,978.08
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 6

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,676.783

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 7 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 5

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,070.783

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 948 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 4

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,063.783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 602 $58.32 $35,108.64
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 3

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,115.783

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 467 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 2

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,717.783

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 953 $0.00 $0.00
Disclosure

SEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 1

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250.783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
July 02, 2016 Filed Jul 6, 2016 21:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 951 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000450 · wf-form4_146784229404844.xml · derivative · entry 3

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951

Underlying: Common Stock, $0.10 par value · 951 shares

Expires 2017-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · shares: Represents vesting of one-third of restricted stock units granted on July 2, 2012. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on July 2, 2012. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
July 02, 2016 Filed Jul 6, 2016 21:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 219 $73.78 $16,157.82
Disclosure

SEC source: 0000014272-16-000450 · wf-form4_146784229404844.xml · nonDerivative · entry 2

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,297.2053

F1 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
July 02, 2016 Filed Jul 6, 2016 21:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 951 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000450 · wf-form4_146784229404844.xml · nonDerivative · entry 1

Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,516.2053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionPerformance Shares · Derivative 8,394.4228 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 19

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 8,394.4228 shares

Expires 2016-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherPerformance Shares · Derivative 385.2308 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 18

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,394.4228

Underlying: Common Stock, $0.10 par value · 385.2308 shares

Expires 2016-03-10

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F14 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 3,190.875 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 17

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,009.192

Underlying: Common Stock, $0.10 par value · 3,190.875 shares

Expires 2016-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F12 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 8,087 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 16

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,087

Underlying: Common Stock, $0.10 par value · 8,087 shares

Expires 2019-03-10

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantMarket Share Units · Derivative 5,391 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 15

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,391

Underlying: Common Stock, $0.10 par value · 5,391 shares

Expires 2020-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of theaverage of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must beachieved to earn a payout is 60% and the maximum payout factor is 200%.

F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,412 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 14

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,239

Underlying: Common Stock, $0.10 par value · 1,412 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of theaverage of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must beachieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 949 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 13

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,897

Underlying: Common Stock, $0.10 par value · 949 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of theaverage of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must beachieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 952 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 12

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 953

Underlying: Common Stock, $0.10 par value · 952 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of theaverage of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must beachieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 1,933 $64.94 $125,529.02
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 11

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,565.2053

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 8,394.4228 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 10

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,498.2053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 320 $64.94 $20,780.80
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 9

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,103.7825

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 22 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 8

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,423.7825

F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 1,412 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 7

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,445.7825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 250 $64.94 $16,235.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 6

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,033.7825

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 134 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 5

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,283.7825

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 949 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 4

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,149.7825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 370 $64.94 $24,027.80
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 3

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200.7825

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 655 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 2

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,570.7825

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 952 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 1

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915.7825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 819 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000334 · wf-form4_145747325876994.xml · derivative · entry 4

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 819 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 368 $64.71 $23,813.28
Disclosure

SEC source: 0000014272-16-000334 · wf-form4_145747325876994.xml · nonDerivative · entry 3

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,963.7825

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 779 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000334 · wf-form4_145747325876994.xml · nonDerivative · entry 2

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331.7825

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 819 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000334 · wf-form4_145747325876994.xml · nonDerivative · entry 1

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552.7825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:39 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 14,198.975 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000308 · wf-form4_145739038372487.xml · derivative · entry 1

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,198.975

Underlying: Common Stock, $0.10 par value · 14,198.975 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
July 02, 2015 Filed Jul 7, 2015 21:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 951 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000207 · wf-form4_143630359143340.xml · derivative · entry 3

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,902

Underlying: Common Stock, $0.10 par value · 951 shares

Expires 2017-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on July 2, 2012. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on July 2, 2012. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

Read SEC document
July 02, 2015 Filed Jul 7, 2015 21:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 219 $67.48 $14,778.12
Disclosure

SEC source: 0000014272-15-000207 · wf-form4_143630359143340.xml · nonDerivative · entry 2

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733.7825

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.