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BRISTOL MYERS SQUIBB CO

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SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2010 Filed May 4, 2010 16:54 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 1,037 $24.93 $25,852.41
Disclosure

SEC source: 0001225208-10-011789 · doc4.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,804

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

Read SEC document
April 05, 2010 Filed Apr 7, 2010 19:35 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Exercise / conversionRestricted Stock Units · Derivative 2,214 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-010092 · doc4.xml · derivative · entry 4

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,854

Underlying: Common Stock, $0.10 par value · 2,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

F3 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
April 05, 2010 Filed Apr 7, 2010 19:35 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Tax withholdingCommon Stock, $0.10 par value 510 $26.76 $13,647.60
Disclosure

SEC source: 0001225208-10-010092 · doc4.xml · nonDerivative · entry 2

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,519.58

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
April 05, 2010 Filed Apr 7, 2010 19:35 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Exercise / conversionCommon Stock, $0.10 par value 2,214 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-010092 · doc4.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,029.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2010 Filed Apr 2, 2010 18:23 UTC GrantDeferred Share Units · Derivative 294.26 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-009606 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,526.17

Underlying: Common Stock, $0.10 par value · 294.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2010 Filed Apr 2, 2010 18:23 UTC GrantDeferred Share Units · Derivative 84.35 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-009607 · doc4.xml · derivative · entry 1

WEST TOGO D JR · CIK 0001117026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,606.42

Underlying: Common Stock, $0.10 par value · 84.35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2010 Filed Apr 2, 2010 18:23 UTC GrantDeferred Share Units · Derivative 506.12 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-009609 · doc4.xml · derivative · entry 1

Williams R Sanders · CIK 0001375347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,383.09

Underlying: Common Stock, $0.10 par value · 506.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 17, 2010 Filed Mar 18, 2010 13:31 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
SaleCommon Stock, $0.10 par value 6,800 $25.89 $176,052.00
Disclosure

SEC source: 0001225208-10-008506 · doc4.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,841

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 15, 2010 Filed Mar 17, 2010 16:25 UTC
SIGAL ELLIOTEVP, CSO & President R&D
SaleCommon Stock, $0.10 par value 47,563 $25.94 $1,233,784.22
Disclosure

SEC source: 0001225208-10-008430 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,222

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 12, 2010 Filed Mar 17, 2010 16:25 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Exercise / conversionRestricted Stock Units · Derivative 2,681 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-008429 · doc4.xml · derivative · entry 4

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,068

Underlying: Common Stock, $0.10 par value · 2,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F4 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

F4 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 12, 2010 Filed Mar 17, 2010 16:25 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Tax withholdingCommon Stock, $0.10 par value 617 $25.12 $15,499.04
Disclosure

SEC source: 0001225208-10-008429 · doc4.xml · nonDerivative · entry 2

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,815.58

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 12, 2010 Filed Mar 17, 2010 16:25 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Exercise / conversionCommon Stock, $0.10 par value 2,681 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-008429 · doc4.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,432.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2010 Filed Mar 11, 2010 21:00 UTC
CORNELIUS JAMES MDirector · Chairman & CEO
GiftCommon Stock, $0.10 par value 170,000 $25.65 $4,360,500.00
Disclosure

SEC source: 0001225208-10-007917 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,054

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:21 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Exercise / conversionRestricted Stock Units · Derivative 4,027 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007594 · doc4.xml · derivative · entry 7

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,749

Underlying: Common Stock, $0.10 par value · 4,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F4 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F4 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:21 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Tax withholdingCommon Stock, $0.10 par value 927 $24.60 $22,804.20
Disclosure

SEC source: 0001225208-10-007594 · doc4.xml · nonDerivative · entry 4

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,751.58

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:21 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Exercise / conversionCommon Stock, $0.10 par value 4,027 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007594 · doc4.xml · nonDerivative · entry 3

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,678.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:21 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 1,285 $24.60 $31,611.00
Disclosure

SEC source: 0001225208-10-007595 · doc4.xml · nonDerivative · entry 3

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,433

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:22 UTC
HOOPER ANTHONY CPresident Americas
Tax withholdingCommon Stock, $0.10 par value 2,921 $24.60 $71,856.60
Disclosure

SEC source: 0001225208-10-007596 · doc4.xml · nonDerivative · entry 3

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,382

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:23 UTC
ANDREOTTI LAMBERTODirector · Pres, COO & CEO Designate
Tax withholdingCommon Stock, $0.10 par value 4,356 $24.60 $107,157.60
Disclosure

SEC source: 0001225208-10-007597 · doc4.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Pres, COO & CEO Designate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,815

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:26 UTC Tax withholdingCommon Stock, $0.10 par value 426 $24.60 $10,479.60
Disclosure

SEC source: 0001225208-10-007598 · doc4.xml · nonDerivative · entry 3

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,119.25

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:27 UTC
Caldarella Joseph CVP & Financial Controller
Tax withholdingCommon Stock, $0.10 par value 446 $24.60 $10,971.60
Disclosure

SEC source: 0001225208-10-007599 · doc4.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,277

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:28 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
Tax withholdingCommon Stock, $0.10 par value 994 $24.60 $24,452.40
Disclosure

SEC source: 0001225208-10-007600 · doc4.xml · nonDerivative · entry 3

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,341

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:30 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 523 $24.60 $12,865.80
Disclosure

SEC source: 0001225208-10-007601 · doc4.xml · nonDerivative · entry 3

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,641

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:31 UTC
LEUNG SANDRASVP and General Counsel
Tax withholdingCommon Stock, $0.10 par value 417 $24.60 $10,258.20
Disclosure

SEC source: 0001225208-10-007602 · doc4.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,090

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:32 UTC
MCBRIDE ANTHONY ASVP Human Resources
Tax withholdingCommon Stock, $0.10 par value 426 $24.60 $10,479.60
Disclosure

SEC source: 0001225208-10-007603 · doc4.xml · nonDerivative · entry 3

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,786.29

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:33 UTC
SIGAL ELLIOTEVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 3,554 $24.60 $87,428.40
Disclosure

SEC source: 0001225208-10-007604 · doc4.xml · nonDerivative · entry 3

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,785

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 07, 2010 Filed Mar 10, 2010 01:34 UTC
Zito Robert TSVP & Chief Comm Officer
Tax withholdingCommon Stock, $0.10 par value 933 $24.60 $22,951.80
Disclosure

SEC source: 0001225208-10-007605 · doc4.xml · nonDerivative · entry 3

Zito Robert T · CIK 0001298694 · SVP & Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,584

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:21 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Exercise / conversionRestricted Stock Units · Derivative 3,594 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007594 · doc4.xml · derivative · entry 6

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,776

Underlying: Common Stock, $0.10 par value · 3,594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F4 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F4 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:21 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Tax withholdingCommon Stock, $0.10 par value 827 $24.60 $20,344.20
Disclosure

SEC source: 0001225208-10-007594 · doc4.xml · nonDerivative · entry 2

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,651.58

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:21 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Exercise / conversionCommon Stock, $0.10 par value 3,594 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007594 · doc4.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,478.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:21 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionRestricted Stock Units · Derivative 4,895 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007595 · doc4.xml · derivative · entry 5

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,791

Underlying: Common Stock, $0.10 par value · 4,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F6 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:21 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 1,780 $24.60 $43,788.00
Disclosure

SEC source: 0001225208-10-007595 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,718

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:21 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionCommon Stock, $0.10 par value 4,895 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007595 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:22 UTC
HOOPER ANTHONY CPresident Americas
Exercise / conversionRestricted Stock Units · Derivative 8,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007596 · doc4.xml · derivative · entry 6

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,899

Underlying: Common Stock, $0.10 par value · 8,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F6 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F6 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:22 UTC
HOOPER ANTHONY CPresident Americas
Tax withholdingCommon Stock, $0.10 par value 4,041 $24.60 $99,408.60
Disclosure

SEC source: 0001225208-10-007596 · doc4.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,303

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:22 UTC
HOOPER ANTHONY CPresident Americas
Exercise / conversionCommon Stock, $0.10 par value 8,717 $24.60 $214,438.20
Disclosure

SEC source: 0001225208-10-007596 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:23 UTC
ANDREOTTI LAMBERTODirector · Pres, COO & CEO Designate
Exercise / conversionRestricted Stock Units · Derivative 6,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007597 · doc4.xml · derivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Pres, COO & CEO Designate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,432

Underlying: Common Stock, $0.10 par value · 6,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F5 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:23 UTC
ANDREOTTI LAMBERTODirector · Pres, COO & CEO Designate
Tax withholdingCommon Stock, $0.10 par value 3,125 $24.60 $76,875.00
Disclosure

SEC source: 0001225208-10-007597 · doc4.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Pres, COO & CEO Designate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,171

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:23 UTC
ANDREOTTI LAMBERTODirector · Pres, COO & CEO Designate
Exercise / conversionCommon Stock, $0.10 par value 6,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007597 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Pres, COO & CEO Designate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:26 UTC Exercise / conversionRestricted Stock Units · Derivative 1,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007598 · doc4.xml · derivative · entry 4

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412

Underlying: Common Stock, $0.10 par value · 1,412 shares

Expires 2011-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F4 · derivative.exercise_date: Consists of restricted stock units with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date.

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March 06, 2010 Filed Mar 10, 2010 01:26 UTC Tax withholdingCommon Stock, $0.10 par value 514 $24.60 $12,644.40
Disclosure

SEC source: 0001225208-10-007598 · doc4.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,545.25

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:26 UTC Exercise / conversionCommon Stock, $0.10 par value 1,412 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007598 · doc4.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,059.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:27 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionRestricted Stock Units · Derivative 1,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007599 · doc4.xml · derivative · entry 5

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,103

Underlying: Common Stock, $0.10 par value · 1,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

F5 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:27 UTC
Caldarella Joseph CVP & Financial Controller
Tax withholdingCommon Stock, $0.10 par value 586 $24.60 $14,415.60
Disclosure

SEC source: 0001225208-10-007599 · doc4.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,723

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:27 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionCommon Stock, $0.10 par value 1,412 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007599 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:28 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
Exercise / conversionRestricted Stock Units · Derivative 4,256 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007600 · doc4.xml · derivative · entry 5

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,624

Underlying: Common Stock, $0.10 par value · 4,256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F6 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F6 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:28 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
Tax withholdingCommon Stock, $0.10 par value 1,257 $24.60 $30,922.20
Disclosure

SEC source: 0001225208-10-007600 · doc4.xml · nonDerivative · entry 2

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,335

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:28 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
Exercise / conversionCommon Stock, $0.10 par value 4,256 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007600 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:30 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionRestricted Stock Units · Derivative 2,366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007601 · doc4.xml · derivative · entry 4

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,707

Underlying: Common Stock, $0.10 par value · 2,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F5 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 06, 2010 Filed Mar 10, 2010 01:30 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 861 $24.60 $21,180.60
Disclosure

SEC source: 0001225208-10-007601 · doc4.xml · nonDerivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,164

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.