BMY

SEC source: 0001225208-12-006722 · doc4.xml · derivative · entry 11

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,639

Underlying: Common Stock, $0.10 par value · 33,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

SEC source: 0001225208-12-006722 · doc4.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,226

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

SEC source: 0001225208-12-006722 · doc4.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,725

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0001225208-12-006722 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

SEC source: 0001225208-12-006723 · doc4.xml · derivative · entry 11

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,214

Underlying: Common Stock, $0.10 par value · 9,747 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

SEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,453.25

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

SEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,956.25

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,316.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

SEC source: 0001225208-12-006724 · doc4.xml · derivative · entry 11

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,482

Underlying: Common Stock, $0.10 par value · 1,493 shares

Expires 2015-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

SEC source: 0001225208-12-006724 · doc4.xml · nonDerivative · entry 3

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,946.018

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

SEC source: 0001225208-12-006724 · doc4.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,636.018

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0001225208-12-006724 · doc4.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,232.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

SEC source: 0001225208-12-006725 · doc4.xml · derivative · entry 12

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,731

Underlying: Common Stock, $0.10 par value · 2,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F10 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

SEC source: 0001225208-12-006725 · doc4.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,598

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

SEC source: 0001225208-12-006725 · doc4.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,871

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0001225208-12-006725 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

SEC source: 0001225208-12-006726 · doc4.xml · derivative · entry 8

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,525

Underlying: Common Stock, $0.10 par value · 9,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F7 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

SEC source: 0001225208-12-006726 · doc4.xml · nonDerivative · entry 3

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,076.58

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

SEC source: 0001225208-12-006726 · doc4.xml · nonDerivative · entry 2

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,413.58

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0001225208-12-006726 · doc4.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,870.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

SEC source: 0001225208-12-006727 · doc4.xml · derivative · entry 11

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,205

Underlying: Common Stock, $0.10 par value · 3,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

SEC source: 0001225208-12-006727 · doc4.xml · nonDerivative · entry 3

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,752

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

SEC source: 0001225208-12-006727 · doc4.xml · nonDerivative · entry 2

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,968

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0001225208-12-006727 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

SEC source: 0001225208-12-006728 · doc4.xml · derivative · entry 11

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock, $0.10 par value · 3,702 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

SEC source: 0001225208-12-006728 · doc4.xml · nonDerivative · entry 3

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,865.82

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

SEC source: 0001225208-12-006728 · doc4.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,576.82

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0001225208-12-006728 · doc4.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,573.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

SEC source: 0001225208-12-006729 · doc4.xml · derivative · entry 11

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,547

Underlying: Common Stock, $0.10 par value · 3,702 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

SEC source: 0001225208-12-006729 · doc4.xml · nonDerivative · entry 3

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,561

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

SEC source: 0001225208-12-006729 · doc4.xml · nonDerivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,272

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0001225208-12-006729 · doc4.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

SEC source: 0001225208-12-006730 · doc4.xml · derivative · entry 12

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,319

Underlying: Common Stock, $0.10 par value · 7,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F10 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

SEC source: 0001225208-12-006730 · doc4.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,199

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

SEC source: 0001225208-12-006730 · doc4.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,614

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0001225208-12-006730 · doc4.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

SEC source: 0001225208-12-006731 · doc4.xml · derivative · entry 12

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,330

Underlying: Common Stock, $0.10 par value · 11,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F10 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

SEC source: 0001225208-12-006731 · doc4.xml · nonDerivative · entry 3

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,377

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

SEC source: 0001225208-12-006731 · doc4.xml · nonDerivative · entry 2

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,789

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0001225208-12-006731 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

SEC source: 0001225208-12-006732 · doc4.xml · derivative · entry 11

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,545

Underlying: Common Stock, $0.10 par value · 3,181 shares

Expires 2015-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

SEC source: 0001225208-12-006732 · doc4.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,244

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

SEC source: 0001225208-12-006732 · doc4.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,714

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0001225208-12-006732 · doc4.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

SEC source: 0001225208-12-003073 · doc4.xml · derivative · entry 1

FREEH LOUIS J · CIK 0001279230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,904.99

Underlying: Common Stock, $0.10 par value · 4,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001225208-12-003074 · doc4.xml · derivative · entry 1

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,042.18

Underlying: Common Stock, $0.10 par value · 4,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001225208-12-003075 · doc4.xml · derivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,488.46

Underlying: Common Stock, $0.10 par value · 4,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001225208-12-003077 · doc4.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,880.04

Underlying: Common Stock, $0.10 par value · 4,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001225208-12-003076 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,329.42

Underlying: Common Stock, $0.10 par value · 4,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001225208-12-003078 · doc4.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,313

Underlying: Common Stock, $0.10 par value · 4,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.