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Baker Hughes Co

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2993
SEC CIK
0001701605
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202608
Mar 202604
Apr 202600
May 202601
Jun 202605
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2020 Filed Dec 16, 2020 22:38 UTC
RICE JOHN GDirector
Exercise / conversionClass A Common Stock 4,893 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000093 · wf-form4_160815830706413.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2020.

F2 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 13:07 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionCommon Unit · Derivative 5,974,924 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000894 · ownership.xml · derivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 311,432,660

Underlying: Class A Common Stock · 5,974,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 13:07 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass A Common Stock 5,974,924 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000894 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 38,007,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 13:07 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass B Common Stock 5,974,924 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000894 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 311,432,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 10:44 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionCommon Unit · Derivative 32,032,117 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000826 · ownership.xml · derivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 317,407,584

Underlying: Class A Common Stock · 32,032,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 10:44 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass A Common Stock 32,032,117 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000826 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 32,032,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 10:44 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass B Common Stock 32,032,117 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000826 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 317,407,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 12:05 UTC
GENERAL ELECTRIC CODirector · 10% owner
SaleClass A Common Stock 27,988,183 $14.91 $417,303,808.53
Disclosure

SEC source: 0000947871-20-000809 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: The reporting person sold the shares of Class A Common Stock of the Issuer to an unaffiliated financial institution at a price based on the volume weighted average price of Class A Common Stock of the Issuer over the financial institution's hedging period undertaken pursuant to a post-paid forward transaction.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
September 02, 2020 Filed Sep 2, 2020 21:04 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
PurchaseClass A Common Stock 71,275 $14.12 $1,006,103.65
Disclosure

SEC source: 0001701605-20-000079 · wf-form4_159908062499413.xml · nonDerivative · entry 1

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,096

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.08 to $14.185, inclusive. Details on the number of shares purchased at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 18:26 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 60,547 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000078 · wf-form4_159656549851012.xml · derivative · entry 3

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 60,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 18:26 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Tax withholdingClass A Common Stock 23,826 $15.63 $372,400.38
Disclosure

SEC source: 0001701605-20-000078 · wf-form4_159656549851012.xml · nonDerivative · entry 2

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,821

Read SEC document
August 01, 2020 Filed Aug 4, 2020 18:26 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Exercise / conversionClass A Common Stock 60,547 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000078 · wf-form4_159656549851012.xml · nonDerivative · entry 1

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 17:09 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
Exercise / conversionRestricted Stock Unit · Derivative 4,745 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000070 · wf-form4_159648893599044.xml · derivative · entry 3

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 17:09 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
Tax withholdingClass A Common Stock 2,231 $15.49 $34,558.19
Disclosure

SEC source: 0001701605-20-000070 · wf-form4_159648893599044.xml · nonDerivative · entry 2

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,692

Read SEC document
July 31, 2020 Filed Aug 3, 2020 17:09 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
Exercise / conversionClass A Common Stock 4,745 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000070 · wf-form4_159648893599044.xml · nonDerivative · entry 1

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:14 UTC
Christie RoderickEVP, Turbomachinery
Exercise / conversionRestricted Stock Unit · Derivative 18,907 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000072 · wf-form4_159648925756012.xml · derivative · entry 3

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:14 UTC
Christie RoderickEVP, Turbomachinery
Tax withholdingClass A Common Stock 6,618 $15.49 $102,512.82
Disclosure

SEC source: 0001701605-20-000072 · wf-form4_159648925756012.xml · nonDerivative · entry 2

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,654

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:14 UTC
Christie RoderickEVP, Turbomachinery
Exercise / conversionClass A Common Stock 18,907 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000072 · wf-form4_159648925756012.xml · nonDerivative · entry 1

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:31 UTC
BORRAS MARIA CEVP, Oilfield Services
Exercise / conversionRestricted Stock Unit · Derivative 22,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000077 · wf-form4_159649026782809.xml · derivative · entry 3

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:31 UTC
BORRAS MARIA CEVP, Oilfield Services
Tax withholdingClass A Common Stock 8,525 $15.49 $132,052.25
Disclosure

SEC source: 0001701605-20-000077 · wf-form4_159649026782809.xml · nonDerivative · entry 2

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,097

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:31 UTC
BORRAS MARIA CEVP, Oilfield Services
Exercise / conversionClass A Common Stock 22,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000077 · wf-form4_159649026782809.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:24 UTC
Ukpong UwemEVP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 9,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000075 · wf-form4_159648985476589.xml · derivative · entry 3

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:24 UTC
Ukpong UwemEVP, Global Operations
Tax withholdingClass A Common Stock 3,208 $15.49 $49,691.92
Disclosure

SEC source: 0001701605-20-000075 · wf-form4_159648985476589.xml · nonDerivative · entry 2

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,882.714

F2 · balance_after: Includes 565.304 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:24 UTC
Ukpong UwemEVP, Global Operations
Exercise / conversionClass A Common Stock 9,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000075 · wf-form4_159648985476589.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,090.714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · balance_after: Includes 565.304 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:28 UTC
Worrell BrianChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 33,087 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000076 · wf-form4_159649007823455.xml · derivative · entry 3

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:28 UTC
Worrell BrianChief Financial Officer
Tax withholdingClass A Common Stock 12,244 $15.49 $189,659.56
Disclosure

SEC source: 0001701605-20-000076 · wf-form4_159649007823455.xml · nonDerivative · entry 2

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,719

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:28 UTC
Worrell BrianChief Financial Officer
Exercise / conversionClass A Common Stock 33,087 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000076 · wf-form4_159649007823455.xml · nonDerivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:21 UTC
Saunders NeilEVP, Oilfield Equipment
Exercise / conversionRestricted Stock Unit · Derivative 17,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000074 · wf-form4_159648967775216.xml · derivative · entry 3

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:21 UTC
Saunders NeilEVP, Oilfield Equipment
Tax withholdingClass A Common Stock 8,259 $15.49 $127,931.91
Disclosure

SEC source: 0001701605-20-000074 · wf-form4_159648967775216.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,835

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:21 UTC
Saunders NeilEVP, Oilfield Equipment
Exercise / conversionClass A Common Stock 17,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000074 · wf-form4_159648967775216.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:18 UTC
Qasem RamiEVP, Digital Solutions
Exercise / conversionRestricted Stock Unit · Derivative 9,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000073 · wf-form4_159648947869539.xml · derivative · entry 2

Qasem Rami · CIK 0001814959 · EVP, Digital Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:18 UTC
Qasem RamiEVP, Digital Solutions
Exercise / conversionClass A Common Stock 9,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000073 · wf-form4_159648947869539.xml · nonDerivative · entry 1

Qasem Rami · CIK 0001814959 · EVP, Digital Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
July 28, 2020 Filed Jul 29, 2020 11:06 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionCommon Unit · Derivative 27,988,183 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000646 · ownership.xml · derivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 349,439,701

Underlying: Class A Common Stock · 27,988,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

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July 28, 2020 Filed Jul 29, 2020 11:06 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass A Common Stock 27,988,183 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000646 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 27,988,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

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July 28, 2020 Filed Jul 29, 2020 11:06 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass B Common Stock 27,988,183 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000646 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 349,439,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

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May 18, 2020 Filed May 19, 2020 14:14 UTC
Fiorentino MicheleEVP, Strategy & Business Dev
GrantRestricted Stock Unit 01_20 · Derivative 44,826 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000058 · wf-form4_158991203564186.xml · derivative · entry 1

Fiorentino Michele · CIK 0001812412 · EVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,826

Underlying: Class A Common Stock · 44,826 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
May 14, 2020 Filed May 18, 2020 21:01 UTC GrantRestricted Stock Unit D 5_20 · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000048 · wf-form4_158983566375166.xml · derivative · entry 1

BRENNEMAN GREGORY D · CIK 0001164027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires 2021-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
May 14, 2020 Filed May 18, 2020 17:06 UTC GrantRestricted Stock Unit D 5_20 · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000050 · wf-form4_158983598792806.xml · derivative · entry 1

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires 2021-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2020 Filed May 18, 2020 21:10 UTC GrantRestricted Stock Unit D 5_20 · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000051 · wf-form4_158983618856128.xml · derivative · entry 1

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires 2021-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:59 UTC GrantRestricted Stock Unit D 5_20 · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000047 · wf-form4_158983553683124.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires 2021-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
May 14, 2020 Filed May 18, 2020 21:17 UTC
RICE JOHN GDirector
GrantRestricted Stock Unit D 5_20 · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000054 · wf-form4_158983662349771.xml · derivative · entry 1

RICE JOHN G · CIK 0001232377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires 2021-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2021.

Read SEC document
May 14, 2020 Filed May 18, 2020 21:12 UTC GrantRestricted Stock Unit D 5_20 · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000052 · wf-form4_158983633794805.xml · derivative · entry 1

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires 2021-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
May 14, 2020 Filed May 18, 2020 21:03 UTC GrantRestricted Stock Unit D 5_20 · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000049 · wf-form4_158983578766823.xml · derivative · entry 1

Carroll Cynthia B · CIK 0001367862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires 2021-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2020 Filed May 18, 2020 21:15 UTC GrantRestricted Stock Unit D 5_20 · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000053 · wf-form4_158983653259838.xml · derivative · entry 1

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires 2021-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 11, 2020 Filed May 11, 2020 16:16 UTC Exercise / conversionRestricted Stock Unit D 5 19 · Derivative 7,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000040 · wf-form4_158922816359493.xml · derivative · entry 2

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,840 shares

Expires 2020-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date.

Read SEC document
May 11, 2020 Filed May 11, 2020 16:16 UTC Exercise / conversionClass A Common Stock 7,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000040 · wf-form4_158922816359493.xml · nonDerivative · entry 1

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 11, 2020 Filed May 11, 2020 20:25 UTC Exercise / conversionRestricted Stock Unit D 5 19 · Derivative 7,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000041 · wf-form4_158922869522901.xml · derivative · entry 2

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,840 shares

Expires 2020-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date.

Read SEC document
May 11, 2020 Filed May 11, 2020 20:25 UTC Exercise / conversionClass A Common Stock 7,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000041 · wf-form4_158922869522901.xml · nonDerivative · entry 1

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 20:52 UTC
Jones ReginaChief Legal Officer
GrantRestricted Stock Unit 01_20 · Derivative 59,193 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000033 · wf-form4_158750232927121.xml · derivative · entry 1

Jones Regina · CIK 0001742205 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,193

Underlying: Class A Common Stock · 59,193 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
February 26, 2020 Filed Feb 26, 2020 21:41 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
PurchaseClass A Common Stock 11,254 $17.74 $199,672.97
Disclosure

SEC source: 0001701605-20-000021 · wf-form4_158275324770002.xml · nonDerivative · entry 1

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,100

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.71 to $17.76, inclusive. Details on the number of shares purchased at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.