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Saunders Neil

Disclosed activity across 1 company

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122523
SEC CIK
0001709933

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Baker Hughes CoBKR · Entity 2993EVP, Oilfield EquipmentNovember 08, 2022November 09, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Baker Hughes Co

Report date November 08, 2022 · Filed November 09, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect54,417 Ending reported balance After 2022-11-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-11-08 · Exercise / conversion · Acquired 78,492 · Balance 172,909

Row 2 · 2022-11-08 · Sale · Disposed 118,492 · Balance 54,417

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.895, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.98 · Expires 2029-01-23Direct0 Reported balance After 2022-11-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-11-08 · Exercise / conversion · Disposed 78,492 · Balance 0

F2: The stock option vests in three equal annual installments beginning one year from the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.895, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

F2: The stock option vests in three equal annual installments beginning one year from the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2022 Filed Nov 9, 2022 22:00 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionStock Option (Right to Buy) · Derivative 78,492 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001701605-22-000161 · wf-form4_166803122431063.xml · derivative · entry 3

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 78,492 shares

Expires 2029-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 22:00 UTC Baker Hughes Co BKR · Entity 2993 SaleClass A Common Stock 118,492 $30.64 $3,630,594.88
Disclosure

SEC source: 0001701605-22-000161 · wf-form4_166803122431063.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,417

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.895, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 22:00 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 78,492 $22.98 $1,803,746.16
Disclosure

SEC source: 0001701605-22-000161 · wf-form4_166803122431063.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:09 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 24,953 $34.87 $870,111.11
Disclosure

SEC source: 0001701605-22-000059 · wf-form4_164755136082895.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,417

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:09 UTC Baker Hughes Co BKR · Entity 2993 GrantClass A Common Stock 53,089 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000059 · wf-form4_164755136082895.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,370

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2019 for the three-year performance period ending December 31, 2021 as approved by the Human Capital and Compensation Committee of the Board of Directors on March 15, 2022.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 21:29 UTC Baker Hughes Co BKR · Entity 2993 SaleClass A Common Stock 16,812 $29.53 $496,458.36
Disclosure

SEC source: 0001701605-22-000052 · wf-form4_164513332742350.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,281

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.534 to $29.535, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:33 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_21 · Derivative 16,181 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000037 · wf-form4_164375477502058.xml · derivative · entry 3

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,362

Underlying: Class A Common Stock · 16,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:33 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 7,606 $27.16 $206,578.96
Disclosure

SEC source: 0001701605-22-000037 · wf-form4_164375477502058.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,093

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:33 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 16,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-22-000037 · wf-form4_164375477502058.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 00:24 UTC Baker Hughes Co BKR · Entity 2993 GrantRestricted Stock Unit 01_22 · Derivative 35,803 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000023 · wf-form4_164324303896399.xml · derivative · entry 5

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,803

Underlying: Class A Common Stock · 35,803 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:24 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_20 · Derivative 14,697 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000023 · wf-form4_164324303896399.xml · derivative · entry 4

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,697

Underlying: Class A Common Stock · 14,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:24 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_19 · Derivative 7,253 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000023 · wf-form4_164324303896399.xml · derivative · entry 3

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:24 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 10,317 $27.07 $279,281.19
Disclosure

SEC source: 0001701605-22-000023 · wf-form4_164324303896399.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,518

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:24 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 21,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-22-000023 · wf-form4_164324303896399.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:43 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 10,584 $23.02 $243,643.68
Disclosure

SEC source: 0001701605-21-000031 · wf-form4_161610379524224.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,885

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:43 UTC Baker Hughes Co BKR · Entity 2993 GrantClass A Common Stock 22,517 $0.00 $0.00
Disclosure

SEC source: 0001701605-21-000031 · wf-form4_161610379524224.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,469

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2018 for the three-year performance period ending December 31, 2020 as approved by the Compensation Committee of the Board of Directors on March 16, 2021.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 00:16 UTC Baker Hughes Co BKR · Entity 2993 GrantRestricted Stock Unit 01_21 · Derivative 48,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000017 · wf-form4_161222499883040.xml · derivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,543

Underlying: Class A Common Stock · 48,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 21:10 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_19 · Derivative 7,253 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000007 · wf-form4_161169541445958.xml · derivative · entry 9

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,253

Underlying: Class A Common Stock · 7,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 21:10 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 3,409 $21.05 $71,759.45
Disclosure

SEC source: 0001701605-21-000007 · wf-form4_161169541445958.xml · nonDerivative · entry 6

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,952

Read SEC document
January 25, 2021 Filed Jan 26, 2021 21:10 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 7,253 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000007 · wf-form4_161169541445958.xml · nonDerivative · entry 5

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:10 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_20 · Derivative 14,697 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000007 · wf-form4_161169541445958.xml · derivative · entry 8

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,394

Underlying: Class A Common Stock · 14,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:10 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_18 · Derivative 4,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000007 · wf-form4_161169541445958.xml · derivative · entry 7

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:10 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 6,908 $22.17 $153,150.36
Disclosure

SEC source: 0001701605-21-000007 · wf-form4_161169541445958.xml · nonDerivative · entry 4

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,108

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:10 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 14,697 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000007 · wf-form4_161169541445958.xml · nonDerivative · entry 3

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:10 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 2,204 $22.17 $48,862.68
Disclosure

SEC source: 0001701605-21-000007 · wf-form4_161169541445958.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,319

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:10 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 4,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000007 · wf-form4_161169541445958.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:21 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit · Derivative 17,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000074 · wf-form4_159648967775216.xml · derivative · entry 3

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:21 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 8,259 $15.49 $127,931.91
Disclosure

SEC source: 0001701605-20-000074 · wf-form4_159648967775216.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,835

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:21 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 17,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000074 · wf-form4_159648967775216.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:29 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_19 · Derivative 7,252 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000010 · wf-form4_157990137176608.xml · derivative · entry 7

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,506

Underlying: Class A Common Stock · 7,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:29 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 3,409 $22.96 $78,270.64
Disclosure

SEC source: 0001701605-20-000010 · wf-form4_157990137176608.xml · nonDerivative · entry 4

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,525

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:29 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 7,252 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000010 · wf-form4_157990137176608.xml · nonDerivative · entry 3

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:29 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_18 · Derivative 4,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000010 · wf-form4_157990137176608.xml · derivative · entry 6

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Class A Common Stock · 4,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:29 UTC Baker Hughes Co BKR · Entity 2993 GrantRestricted Stock Unit 01_20 · Derivative 44,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000010 · wf-form4_157990137176608.xml · derivative · entry 5

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,091

Underlying: Class A Common Stock · 44,091 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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January 22, 2020 Filed Jan 24, 2020 21:29 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 2,204 $22.68 $49,986.72
Disclosure

SEC source: 0001701605-20-000010 · wf-form4_157990137176608.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,682

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January 22, 2020 Filed Jan 24, 2020 21:29 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 4,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000010 · wf-form4_157990137176608.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

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July 31, 2019 Filed Aug 2, 2019 19:06 UTC Baker Hughes Co BHGE · Entity 2993 Exercise / conversionRestricted Stock Unit · Derivative 17,568 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000064 · wf-form4_156477274939157.xml · derivative · entry 3

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,569

Underlying: Class A Common Stock · 17,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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July 31, 2019 Filed Aug 2, 2019 19:06 UTC Baker Hughes Co BHGE · Entity 2993 Tax withholdingClass A Common Stock 8,258 $25.39 $209,670.62
Disclosure

SEC source: 0001701605-19-000064 · wf-form4_156477274939157.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,198

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:06 UTC Baker Hughes Co BHGE · Entity 2993 Exercise / conversionClass A Common Stock 17,568 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000064 · wf-form4_156477274939157.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 00:26 UTC Baker Hughes Co BHGE · Entity 2993 GrantStock Option (Right to Buy) · Derivative 78,492 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001701605-19-000008 · wf-form4_154837594355498.xml · derivative · entry 4

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,492

Underlying: Class A Common Stock · 78,492 shares

Expires 2029-01-23

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 00:26 UTC Baker Hughes Co BHGE · Entity 2993 GrantRestricted Stock Unit 01_19 · Derivative 21,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-19-000008 · wf-form4_154837594355498.xml · derivative · entry 3

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,758

Underlying: Class A Common Stock · 21,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:26 UTC Baker Hughes Co BHGE · Entity 2993 Exercise / conversionRestricted Stock Unit 01_18 · Derivative 4,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-19-000008 · wf-form4_154837594355498.xml · derivative · entry 5

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,376

Underlying: Class A Common Stock · 4,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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January 22, 2019 Filed Jan 25, 2019 00:26 UTC Baker Hughes Co BHGE · Entity 2993 Tax withholdingClass A Common Stock 2,110 $23.77 $50,154.70
Disclosure

SEC source: 0001701605-19-000008 · wf-form4_154837594355498.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,888

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:26 UTC Baker Hughes Co BHGE · Entity 2993 Exercise / conversionClass A Common Stock 4,688 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000008 · wf-form4_154837594355498.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 20:47 UTC Baker Hughes Co BHGE · Entity 2993 Exercise / conversionRestricted Stock Unit · Derivative 17,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000088 · wf-form4_153324282810239.xml · derivative · entry 3

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,137

Underlying: Class A Common Stock · 17,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 20:47 UTC Baker Hughes Co BHGE · Entity 2993 Tax withholdingClass A Common Stock 8,257 $34.58 $285,527.06
Disclosure

SEC source: 0001701605-18-000088 · wf-form4_153324282810239.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,310

Read SEC document
July 31, 2018 Filed Aug 2, 2018 20:47 UTC Baker Hughes Co BHGE · Entity 2993 Exercise / conversionClass A Common Stock 17,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000088 · wf-form4_153324282810239.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:49 UTC Baker Hughes Co BHGE · Entity 2993 GrantStock Option (Right to Buy) · Derivative 44,404 $0.00 Strike: $35.55 $0.00
Disclosure

SEC source: 0001701605-18-000016 · wf-form4_151682698180572.xml · derivative · entry 2

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,404

Underlying: Class A Common Stock · 44,404 shares

Expires 2028-01-22

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:49 UTC Baker Hughes Co BHGE · Entity 2993 GrantRestricted Stock Unit 01_18 · Derivative 14,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000016 · wf-form4_151682698180572.xml · derivative · entry 1

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,064

Underlying: Class A Common Stock · 14,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 19:47 UTC Baker Hughes Co BHGE · Entity 2993 GrantStock Option (Right to Buy) · Derivative 40,290 $0.00 Strike: $36.89 $0.00
Disclosure

SEC source: 0001701605-17-000075 · wf-form4_150170323882668.xml · derivative · entry 2

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,290

Underlying: Class A Common Stock · 40,290 shares

Expires 2027-07-31

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.