Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENBRIDGE INCENB · Entity 2898 | Director | June 14, 2019 | June 18, 2019 |
| MOSAIC COMOS · Entity 3647 | Director | May 28, 2026 | June 01, 2026 |
| Spectra Energy Partners, LPSEP · Entity 161617 | Director · President & CEO | November 17, 2016 | November 18, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENBRIDGE INC
Report date June 14, 2019 · Filed June 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,917 |
Reported balance
After 2019-06-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-14 · Grant · Acquired 1,726 · Balance 17,917 F1: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represents notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2: Includes 234 DSUs acquired by the Reporting Person between March 23, 2019 and June 14, 2019 pursuant to a dividend reinvestment feature under the Enbridge Inc. Directors' Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represents notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date.
F2: Includes 234 DSUs acquired by the Reporting Person between March 23, 2019 and June 14, 2019 pursuant to a dividend reinvestment feature under the Enbridge Inc. Directors' Compensation Plan.
MOSAIC CO
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,310 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Exercise / conversion · Acquired 7,310 · Balance 7,310 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,910 |
Reported balance
After 2026-05-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-28 · Grant · Acquired 10,910 · Balance 10,910 F2: One-for-One F3: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2027 Annual Meeting of Stockholders. F4: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-05-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-28 · Exercise / conversion · Disposed 7,310 · Balance 0 F2: One-for-One F5: The restricted stock units vested on the date of the issuer's 2026 Annual Meeting of Stockholders. F4: Not Applicable |
| Common StockSEC Table I · non-derivative | Indirect2025 Annuity Trust I dated December 8, 2025 | 93,945 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 93,945 F1: Following an audit of the reporting persons holdings, 71 shares were added to the total position due to a discrepancy. |
| Common StockSEC Table I · non-derivative | Indirect2024 Annuity Trust I dated December 6, 2024 | 49,176 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 49,176 |
Filing footnotes · ownership attribution and instrument terms
F1: Following an audit of the reporting persons holdings, 71 shares were added to the total position due to a discrepancy.
F2: One-for-One
F3: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2027 Annual Meeting of Stockholders.
F4: Not Applicable
F5: The restricted stock units vested on the date of the issuer's 2026 Annual Meeting of Stockholders.
Spectra Energy Partners, LP
Report date November 17, 2016 · Filed November 18, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 22,295 |
Reported balance
After 2016-11-17 transaction · row 1
1 source rowRow 1 · 2016-11-17 · Purchase · Acquired 8,000 · Balance 22,295 F1: The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $41.45 to $41.78 per unit, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $41.45 to $41.78 per unit, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Baker Hughes Co
Report date December 30, 2022 · Filed January 04, 2023
Section 16 reporting ended · disclosed 2023-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 46,439 |
Ending reported balance
After 2022-12-30 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-12-30 · Exercise / conversion · Acquired 7,840 · Balance 21,990 Row 2 · 2022-12-30 · Exercise / conversion · Acquired 12,500 · Balance 34,490 Row 3 · 2022-12-30 · Exercise / conversion · Acquired 6,972 · Balance 41,462 Row 4 · 2022-12-30 · Exercise / conversion · Acquired 4,977 · Balance 46,439 |
| Restricted Stock Unit D 5 19SEC Table II · derivative / convertible security · Expires 2020-05-10 | Direct | 0 |
Reported balance
After 2022-12-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-12-30 · Exercise / conversion · Disposed 7,840 · Balance 0 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. |
| Restricted Stock Unit D 5_20SEC Table II · derivative / convertible security · Expires 2021-05-14 | Direct | 0 |
Reported balance
After 2022-12-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-12-30 · Exercise / conversion · Disposed 12,500 · Balance 0 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. |
| Restricted Stock Unit D 5_21SEC Table II · derivative / convertible security · Expires 2022-05-14 | Direct | 0 |
Reported balance
After 2022-12-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-12-30 · Exercise / conversion · Disposed 6,972 · Balance 0 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. |
| Restricted Stock Unit D 05_22SEC Table II · derivative / convertible security · Expires 2022-05-17 | Direct | 0 |
Reported balance
After 2022-12-30 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-12-30 · Exercise / conversion · Disposed 4,977 · Balance 0 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F3: This is a grant of restricted stock units that vests immediately on the date of grant. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
F2: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced.
F3: This is a grant of restricted stock units that vests immediately on the date of grant. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced.
Spectra Energy Corp.
Report date February 27, 2017 · Filed March 01, 2017
Section 16 reporting ended · disclosed 2017-03-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 1
1 source rowRow 1 · 2017-02-27 · Disposition to issuer · Disposed 463,573 · Balance 0 F1: Includes shares acquired pursuant to dividend reinvestment. F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2017-02-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-02-27 · Disposition to issuer · Disposed 1,572 · Balance 0 F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectRetirement Savings Plan | 0 |
Reported balance
After 2017-02-27 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-02-27 · Disposition to issuer · Disposed 3,819 · Balance 0 F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Option to Purchase Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-02-27 · Disposition to issuer · Disposed 412,000 · Balance 0 F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. |
| Performance Shares Feb 2015SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-02-27 · Disposition to issuer · Disposed 94,000 · Balance 0 F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. |
| Performance Shares Feb 2016SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-02-27 · Disposition to issuer · Disposed 99,800 · Balance 0 F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2015SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-02-27 · Disposition to issuer · Disposed 59,350 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-02-27 · Disposition to issuer · Disposed 62,550 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-02-27 · Disposition to issuer · Disposed 62,550 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
| Phantom Shares EspSEC Table II · derivative / convertible security | IndirectBy Trustee Executive Savings Plan | 0 |
Reported balance
After 2017-02-27 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-02-27 · Disposition to issuer · Disposed 1,541 · Balance 0 F7: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired pursuant to dividend reinvestment.
F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").
F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.
F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.
F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.
F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.
F7: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2026 Filed Jun 1, 2026 23:23 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 7,310 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001285785-26-000083 · wk-form4_1780356228.xml · derivative · entry 5 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: One-for-One F5 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2026 Annual Meeting of Stockholders. F4 · derivative.expiration_date: Not Applicable Read SEC document |
| May 28, 2026 Filed Jun 1, 2026 23:23 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 10,910 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001285785-26-000083 · wk-form4_1780356228.xml · derivative · entry 4 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,910 Underlying: Common Stock · 10,910 shares Expires not disclosed F2 · derivative.exercise_price: One-for-One F3 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2027 Annual Meeting of Stockholders. F4 · derivative.expiration_date: Not Applicable Read SEC document |
| May 28, 2026 Filed Jun 1, 2026 23:23 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 7,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001285785-26-000083 · wk-form4_1780356228.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 21:16 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 7,310 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001285785-25-000057 · wk-form4_1748898956.xml · derivative · entry 4 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,310 Underlying: Common Stock · 7,310 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F4 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2026 Annual Meeting of Stockholders. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 21:16 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 9,033 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001285785-25-000057 · wk-form4_1748898956.xml · derivative · entry 3 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2025 Annual Meeting of Stockholders. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 21:16 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 9,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001285785-25-000057 · wk-form4_1748898956.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 19:13 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 9,033 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-24-000040 · wk-form4_1717787595.xml · derivative · entry 5 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,033 Underlying: Common Stock · 9,033 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F4 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2025 Annual Meeting of Stockholders. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 19:13 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 7,682 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-24-000040 · wk-form4_1717787595.xml · derivative · entry 4 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2024 Annual Meeting of Stockholders and the shares are being issued to the reporting person. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 19:13 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 7,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-24-000040 · wk-form4_1717787595.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2024 Filed May 21, 2024 20:51 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 7,439 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-24-000016 · wk-form4_1716324657.xml · derivative · entry 4 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2022 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 20, 2024. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 20, 2024 Filed May 21, 2024 20:51 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 7,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-24-000016 · wk-form4_1716324657.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2023 Filed Dec 7, 2023 01:49 UTC | MOSAIC CO MOS · Entity 3647 | GiftCommon Stock | 20,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000154 · wk-form4_1701913751.xml · nonDerivative · entry 4 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2023 Annuity Trust I dated December 4, 2023 Disclosed balance after: 20,838 F2 · shares: This transaction involved a gift of issuer's common stock by the reporting person to a grantor retained annuity trust dated December 4, 2023, for the benefit of reporting person and his children ("2023 Annuity Trust I"). The reporting person serves as trustee of the 2023 Annuity Trust I. Read SEC document |
| December 04, 2023 Filed Dec 7, 2023 01:49 UTC | MOSAIC CO MOS · Entity 3647 | GiftCommon Stock | 20,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000154 · wk-form4_1701913751.xml · nonDerivative · entry 3 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,896 F2 · shares: This transaction involved a gift of issuer's common stock by the reporting person to a grantor retained annuity trust dated December 4, 2023, for the benefit of reporting person and his children ("2023 Annuity Trust I"). The reporting person serves as trustee of the 2023 Annuity Trust I. Read SEC document |
| December 04, 2023 Filed Dec 7, 2023 01:49 UTC | MOSAIC CO MOS · Entity 3647 | GiftCommon Stock | 20,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000154 · wk-form4_1701913751.xml · nonDerivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,734 F1 · shares: On December 4, 2023, the reporting person indirectly held 30,000 shares of MOS common stock in a grantor retained annuity trust for the benefit of reporting person and his children ("2022 Annuity Trust I dated September 13, 2022"). On that date, 20,838 of the shares were distributed by 2022 Annuity Trust I dated September 13, 2022 to the reporting person in satisfaction of an annuity due to the reporting person. Read SEC document |
| December 04, 2023 Filed Dec 7, 2023 01:49 UTC | MOSAIC CO MOS · Entity 3647 | GiftCommon Stock | 20,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000154 · wk-form4_1701913751.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2022 Annuity Trust I dated September 13, 2022 Disclosed balance after: 9,162 F1 · shares: On December 4, 2023, the reporting person indirectly held 30,000 shares of MOS common stock in a grantor retained annuity trust for the benefit of reporting person and his children ("2022 Annuity Trust I dated September 13, 2022"). On that date, 20,838 of the shares were distributed by 2022 Annuity Trust I dated September 13, 2022 to the reporting person in satisfaction of an annuity due to the reporting person. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:34 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 7,682 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000110 · wf-form4_168513317613486.xml · derivative · entry 5 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,682 Underlying: Common Stock · 7,682 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F5 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2024 Annual Meeting of Stockholders. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:34 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 4,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000110 · wf-form4_168513317613486.xml · derivative · entry 4 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-One F4 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the later of (i) the date of the issuer's 2023 Annual Meeting of Stockholders; or (ii) the date that is at 50 weeks after the issuer's immediately preceding year's annual meeting. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:34 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 4,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000110 · wf-form4_168513317613486.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2023 Filed May 23, 2023 14:46 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 22,511 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000085 · wf-form4_168485316569366.xml · derivative · entry 3 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,511 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2021 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 21, 2023. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 21, 2023 Filed May 23, 2023 14:46 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 22,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000085 · wf-form4_168485316569366.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 00:56 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit D 05_22 · Derivative | 4,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-23-000002 · wf-form4_167279375374841.xml · derivative · entry 8 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,977 shares Expires 2022-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This is a grant of restricted stock units that vests immediately on the date of grant. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. F3 · derivative.expiration_date: This is a grant of restricted stock units that vests immediately on the date of grant. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 00:56 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit D 5_21 · Derivative | 6,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-23-000002 · wf-form4_167279375374841.xml · derivative · entry 7 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,972 shares Expires 2022-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 00:56 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit D 5_20 · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-23-000002 · wf-form4_167279375374841.xml · derivative · entry 6 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,500 shares Expires 2021-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 00:56 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit D 5 19 · Derivative | 7,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-23-000002 · wf-form4_167279375374841.xml · derivative · entry 5 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,840 shares Expires 2020-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 00:56 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 4,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-23-000002 · wf-form4_167279375374841.xml · nonDerivative · entry 4 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 00:56 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 6,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-23-000002 · wf-form4_167279375374841.xml · nonDerivative · entry 3 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 00:56 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-23-000002 · wf-form4_167279375374841.xml · nonDerivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 00:56 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 7,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-23-000002 · wf-form4_167279375374841.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 14:52 UTC | MOSAIC CO MOS · Entity 3647 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-22-000148 · wf-form4_166316716159329.xml · nonDerivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 2022 Annuity Trust I dated September 13, 2022 Disclosed balance after: 30,000 F1 · kind: This transaction involved a gift of issuer's common stock by the reporting person to a grantor retained annuity trust dated September 13, 2022, for the benefit of reporting person and his children ("2022 Annuity Trust I"). The reporting person serves as trustee of the 2022 Annuity Trust I. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 14:52 UTC | MOSAIC CO MOS · Entity 3647 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-22-000148 · wf-form4_166316716159329.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,094 F1 · kind: This transaction involved a gift of issuer's common stock by the reporting person to a grantor retained annuity trust dated September 13, 2022, for the benefit of reporting person and his children ("2022 Annuity Trust I"). The reporting person serves as trustee of the 2022 Annuity Trust I. Read SEC document |
| May 23, 2022 Filed May 25, 2022 21:55 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 12,026 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-22-000119 · wf-form4_165351568655185.xml · derivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,026 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2020 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 23, 2022. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 23, 2022 Filed May 25, 2022 21:55 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 12,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-22-000119 · wf-form4_165351568655185.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:00 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 4,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-22-000102 · wf-form4_165334322472831.xml · derivative · entry 5 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,291 Underlying: Common Stock · 4,291 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F6 · derivative.exercise_date: The restricted stock units will vest and be delivered to the reporting person on the later of (i) the date of the issuer's 2023 Annual Meeting of Stockholders; or (ii) the date that is at 50 weeks after the issuer's immediately preceding year's annual meeting. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 17, 2022 Filed May 18, 2022 21:25 UTC | Baker Hughes Co BKR · Entity 2993 | GrantRestricted Stock Unit D 05_22 · Derivative | 4,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-22-000089 · wf-form4_165290902799035.xml · derivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,977 Underlying: Class A Common Stock · 4,977 shares Expires 2022-05-17 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This is a grant of restricted stock units that vests immediately on the date of grant. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. F2 · derivative.expiration_date: This is a grant of restricted stock units that vests immediately on the date of grant. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document |
| May 06, 2022 Filed May 9, 2022 20:14 UTC | MOSAIC CO MOS · Entity 3647 | PurchaseCommon Stock | 15,600 | $63.49 | $990,501.72 |
DisclosureSEC source: 0001243786-22-000083 · wf-form4_165212723277314.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,068 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.18 to $63.99, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4. Read SEC document |
| May 06, 2022 Filed May 12, 2022 20:07 UTC Amendment | MOSAIC CO MOS · Entity 3647 | PurchaseCommon Stock | 15,600 | $63.49 | $990,501.72 |
DisclosureSEC source: 0001243786-22-000085 · wf-form4a_165238597892564.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,068 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $63.18 to $63.99, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1 to this Form 4.This amended Form 4 is being filed for the sole purpose of correcting the foregoing footnote. The original filing inadvertently referred to a sale of shares and the footnote has been corrected to refer to a purchase of shares, consistent with the code that was correctly reported in the table. Read SEC document |
| May 20, 2021 Filed May 24, 2021 14:53 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 7,439 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000089 · wf-form4_162186800998878.xml · derivative · entry 4 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,439 Underlying: Common Stock · 7,439 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2022 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 20, 2024. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:42 UTC | Baker Hughes Co BKR · Entity 2993 | GrantRestricted Stock Unit D 5_21 · Derivative | 6,972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000066 · wf-form4_162137044101519.xml · derivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,972 Underlying: Class A Common Stock · 6,972 shares Expires 2022-05-14 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document |
| May 10, 2021 Filed May 12, 2021 15:50 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 9,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000066 · wf-form4_162083459649828.xml · derivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 10, 2021. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 10, 2021 Filed May 12, 2021 15:50 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 9,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000066 · wf-form4_162083459649828.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:18 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 22,511 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-20-000082 · wf-form4_159017870457938.xml · derivative · entry 4 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,511 Underlying: Common Stock · 22,511 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2021 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 21, 2023. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 18, 2020 Filed May 19, 2020 17:16 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 6,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-20-000057 · wf-form4_158990858787931.xml · derivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 18, 2020. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 18, 2020 Filed May 19, 2020 17:16 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 6,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-20-000057 · wf-form4_158990858787931.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2020 Filed May 18, 2020 21:12 UTC | Baker Hughes Co BKR · Entity 2993 | GrantRestricted Stock Unit D 5_20 · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000052 · wf-form4_158983633794805.xml · derivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 12,500 shares Expires 2021-05-14 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 15:28 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseClass A Common Stock | 1,200 | $20.85 | $25,020.00 |
DisclosureSEC source: 0001701605-19-000070 · wf-form4_156596927504882.xml · nonDerivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,150 Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 15:28 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseClass A Common Stock | 3,800 | $20.85 | $79,211.00 |
DisclosureSEC source: 0001701605-19-000070 · wf-form4_156596927504882.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,950 Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 22:50 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantDeferred Stock Units · Derivative | 1,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000895728-19-000121 · wf-form4_156089823920402.xml · derivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,917 Underlying: Common Shares · 1,726 shares Expires not disclosed F1 · derivative.exercise_price: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represents notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.exercise_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represents notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.expiration_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represents notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2 · balance_after: Includes 234 DSUs acquired by the Reporting Person between March 23, 2019 and June 14, 2019 pursuant to a dividend reinvestment feature under the Enbridge Inc. Directors' Compensation Plan. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:16 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 12,026 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-19-000092 · wf-form4_155906016406564.xml · derivative · entry 4 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,026 Underlying: Common Stock · 12,026 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2020 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 23, 2022. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 19, 2019 Filed May 21, 2019 11:54 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 6,038 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-19-000065 · wf-form4_155843966084215.xml · derivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,038 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 19, 2019 Filed May 21, 2019 11:54 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 6,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-19-000065 · wf-form4_155843966084215.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.