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Ukpong Uwem

Disclosed activity across 1 company

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130935
SEC CIK
0001727922

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Baker Hughes Co

Report date January 28, 2022 · Filed February 01, 2022

Section 16 reporting ended · disclosed 2022-02-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect62,902.8528 Reported balance After 2022-01-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-01-28 · Exercise / conversion · Acquired 16,181 · Balance 62,902.8528

F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Class A Common StockSEC Table I · non-derivativeDirect58,921.5521 Reported balance After 2022-01-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-01-28 · Tax withholding · Disposed 4,128 · Balance 58,921.5521

F2: Includes 146.6993 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

Class A Common StockSEC Table I · non-derivativeDirect137,413.5521 Reported balance After 2022-01-31 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2022-01-31 · Exercise / conversion · Acquired 78,492 · Balance 137,413.5521

Class A Common StockSEC Table I · non-derivativeDirect58,921.5521 Reported balance After 2022-01-31 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2022-01-31 · Sale · Disposed 78,492 · Balance 58,921.5521

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.57 to $27.77, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Restricted Stock Unit 01_21SEC Table II · derivative / convertible securityDirect32,362 Reported balance After 2022-01-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-01-28 · Exercise / conversion · Disposed 16,181 · Balance 32,362

F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F4: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.98 · Expires 2029-01-23Direct0 Reported balance After 2022-01-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-01-31 · Exercise / conversion · Disposed 78,492 · Balance 0

F5: The stock option vests in three equal annual installments beginning one year from the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2: Includes 146.6993 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.57 to $27.77, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

F4: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F5: The stock option vests in three equal annual installments beginning one year from the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2022 Filed Feb 1, 2022 22:41 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionStock Option (Right to Buy) · Derivative 78,492 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001701605-22-000039 · wf-form4_164375526567941.xml · derivative · entry 6

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 78,492 shares

Expires 2029-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:41 UTC Baker Hughes Co BKR · Entity 2993 SaleClass A Common Stock 78,492 $27.22 $2,136,552.24
Disclosure

SEC source: 0001701605-22-000039 · wf-form4_164375526567941.xml · nonDerivative · entry 4

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,921.5521

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.57 to $27.77, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:41 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 78,492 $22.98 $1,803,746.16
Disclosure

SEC source: 0001701605-22-000039 · wf-form4_164375526567941.xml · nonDerivative · entry 3

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,413.5521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:41 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_21 · Derivative 16,181 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000039 · wf-form4_164375526567941.xml · derivative · entry 5

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,362

Underlying: Class A Common Stock · 16,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:41 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 4,128 $27.16 $112,116.48
Disclosure

SEC source: 0001701605-22-000039 · wf-form4_164375526567941.xml · nonDerivative · entry 2

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,921.5521

F2 · balance_after: Includes 146.6993 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:41 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 16,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-22-000039 · wf-form4_164375526567941.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,902.8528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:29 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_20 · Derivative 14,697 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000025 · wf-form4_164324336907573.xml · derivative · entry 4

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,697

Underlying: Class A Common Stock · 14,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:29 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_19 · Derivative 7,253 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000025 · wf-form4_164324336907573.xml · derivative · entry 3

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:29 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 5,561 $27.07 $150,536.27
Disclosure

SEC source: 0001701605-22-000025 · wf-form4_164324336907573.xml · nonDerivative · entry 2

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,721.8528

F2 · balance_after: Includes 142.7212 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:29 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 21,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-22-000025 · wf-form4_164324336907573.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,140.1316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:13 UTC Baker Hughes Co BKR · Entity 2993 SaleClass A Common Stock 10,000 $23.12 $231,200.00
Disclosure

SEC source: 0001701605-21-000101 · wf-form4_163234160120261.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,190.1316

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2021.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 20:28 UTC Baker Hughes Co BKR · Entity 2993 SaleClass A Common Stock 10,000 $23.05 $230,500.00
Disclosure

SEC source: 0001701605-21-000100 · wf-form4_163113286566595.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,190.1316

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2021.

F2 · balance_after: Includes 317.6307 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:15 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 8,862 $23.02 $204,003.24
Disclosure

SEC source: 0001701605-21-000033 · wf-form4_161610568728776.xml · nonDerivative · entry 2

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,872.5009

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:15 UTC Baker Hughes Co BKR · Entity 2993 GrantClass A Common Stock 22,517 $0.00 $0.00
Disclosure

SEC source: 0001701605-21-000033 · wf-form4_161610568728776.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,734.5009

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2018 for the three-year performance period ending December 31, 2020 as approved by the Compensation Committee of the Board of Directors on March 16, 2021.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 00:20 UTC Baker Hughes Co BKR · Entity 2993 GrantRestricted Stock Unit 01_21 · Derivative 48,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000019 · wf-form4_161222519496828.xml · derivative · entry 1

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,543

Underlying: Class A Common Stock · 48,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 21:17 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_19 · Derivative 7,253 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000009 · wf-form4_161169585814581.xml · derivative · entry 9

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,253

Underlying: Class A Common Stock · 7,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 21:17 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 1,767 $21.05 $37,195.35
Disclosure

SEC source: 0001701605-21-000009 · wf-form4_161169585814581.xml · nonDerivative · entry 6

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,217.5009

F2 · balance_after: Includes 434.7869 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 21:17 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 7,253 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000009 · wf-form4_161169585814581.xml · nonDerivative · entry 5

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,549.714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:17 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_20 · Derivative 14,697 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000009 · wf-form4_161169585814581.xml · derivative · entry 8

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,394

Underlying: Class A Common Stock · 14,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:17 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_18 · Derivative 4,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000009 · wf-form4_161169585814581.xml · derivative · entry 7

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:17 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 3,581 $22.17 $79,390.77
Disclosure

SEC source: 0001701605-21-000009 · wf-form4_161169585814581.xml · nonDerivative · entry 4

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,296.714

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:17 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 14,697 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000009 · wf-form4_161169585814581.xml · nonDerivative · entry 3

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,877.714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:17 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 1,390 $22.17 $30,816.30
Disclosure

SEC source: 0001701605-21-000009 · wf-form4_161169585814581.xml · nonDerivative · entry 2

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,180.714

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:17 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 4,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000009 · wf-form4_161169585814581.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,570.714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:24 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit · Derivative 9,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000075 · wf-form4_159648985476589.xml · derivative · entry 3

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:24 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 3,208 $15.49 $49,691.92
Disclosure

SEC source: 0001701605-20-000075 · wf-form4_159648985476589.xml · nonDerivative · entry 2

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,882.714

F2 · balance_after: Includes 565.304 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:24 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 9,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000075 · wf-form4_159648985476589.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,090.714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · balance_after: Includes 565.304 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:35 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_19 · Derivative 7,252 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000012 · wf-form4_157990169129378.xml · derivative · entry 7

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,506

Underlying: Class A Common Stock · 7,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:35 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 1,752 $22.96 $40,225.92
Disclosure

SEC source: 0001701605-20-000012 · wf-form4_157990169129378.xml · nonDerivative · entry 4

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,427.41

F2 · balance_after: Includes 289.81 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:35 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 7,252 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000012 · wf-form4_157990169129378.xml · nonDerivative · entry 3

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,889.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:35 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionRestricted Stock Unit 01_18 · Derivative 4,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000012 · wf-form4_157990169129378.xml · derivative · entry 6

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Class A Common Stock · 4,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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January 22, 2020 Filed Jan 24, 2020 21:35 UTC Baker Hughes Co BKR · Entity 2993 GrantRestricted Stock Unit 01_20 · Derivative 44,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000012 · wf-form4_157990169129378.xml · derivative · entry 5

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,091

Underlying: Class A Common Stock · 44,091 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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January 22, 2020 Filed Jan 24, 2020 21:35 UTC Baker Hughes Co BKR · Entity 2993 Tax withholdingClass A Common Stock 1,321 $22.68 $29,960.28
Disclosure

SEC source: 0001701605-20-000012 · wf-form4_157990169129378.xml · nonDerivative · entry 2

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,637.6

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:35 UTC Baker Hughes Co BKR · Entity 2993 Exercise / conversionClass A Common Stock 4,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-20-000012 · wf-form4_157990169129378.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,958.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 15:53 UTC Baker Hughes Co BHGE · Entity 2993 SaleClass A Common Stock 16,686 $23.62 $394,123.32
Disclosure

SEC source: 0001701605-19-000068 · wf-form4_156579798244736.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270.6

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.55 to $23.695, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

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July 31, 2019 Filed Aug 2, 2019 19:09 UTC Baker Hughes Co BHGE · Entity 2993 Exercise / conversionRestricted Stock Unit · Derivative 9,097 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000065 · wf-form4_156477293962717.xml · derivative · entry 3

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,098

Underlying: Class A Common Stock · 9,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:09 UTC Baker Hughes Co BHGE · Entity 2993 Tax withholdingClass A Common Stock 2,596 $25.39 $65,912.44
Disclosure

SEC source: 0001701605-19-000065 · wf-form4_156477293962717.xml · nonDerivative · entry 2

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,956.6

F1 · balance_after: Includes 270.60 shares purchased in 2019 through the Baker Hughes, a GE company Employee Stock Purchase Plan.

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July 31, 2019 Filed Aug 2, 2019 19:09 UTC Baker Hughes Co BHGE · Entity 2993 Exercise / conversionClass A Common Stock 9,097 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000065 · wf-form4_156477293962717.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 00:30 UTC Baker Hughes Co BHGE · Entity 2993 GrantStock Option (Right to Buy) · Derivative 78,492 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001701605-19-000010 · wf-form4_154837623520936.xml · derivative · entry 4

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,492

Underlying: Class A Common Stock · 78,492 shares

Expires 2029-01-23

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 00:30 UTC Baker Hughes Co BHGE · Entity 2993 GrantRestricted Stock Unit 01_19 · Derivative 21,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-19-000010 · wf-form4_154837623520936.xml · derivative · entry 3

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,758

Underlying: Class A Common Stock · 21,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:30 UTC Baker Hughes Co BHGE · Entity 2993 Exercise / conversionRestricted Stock Unit 01_18 · Derivative 4,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-19-000010 · wf-form4_154837623520936.xml · derivative · entry 5

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,376

Underlying: Class A Common Stock · 4,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:30 UTC Baker Hughes Co BHGE · Entity 2993 Tax withholdingClass A Common Stock 1,383 $23.77 $32,873.91
Disclosure

SEC source: 0001701605-19-000010 · wf-form4_154837623520936.xml · nonDerivative · entry 2

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,185

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:30 UTC Baker Hughes Co BHGE · Entity 2993 Exercise / conversionClass A Common Stock 4,688 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000010 · wf-form4_154837623520936.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 20:49 UTC Baker Hughes Co BHGE · Entity 2993 Exercise / conversionRestricted Stock Unit · Derivative 9,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000089 · wf-form4_153324297405482.xml · derivative · entry 3

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,195

Underlying: Class A Common Stock · 9,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 20:49 UTC Baker Hughes Co BHGE · Entity 2993 Tax withholdingClass A Common Stock 2,216 $34.58 $76,629.28
Disclosure

SEC source: 0001701605-18-000089 · wf-form4_153324297405482.xml · nonDerivative · entry 2

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,880

Read SEC document
July 31, 2018 Filed Aug 2, 2018 20:49 UTC Baker Hughes Co BHGE · Entity 2993 Exercise / conversionClass A Common Stock 9,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000089 · wf-form4_153324297405482.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:54 UTC Baker Hughes Co BHGE · Entity 2993 GrantStock Option (Right to Buy) · Derivative 44,404 $0.00 Strike: $35.55 $0.00
Disclosure

SEC source: 0001701605-18-000018 · wf-form4_151682723232168.xml · derivative · entry 2

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,404

Underlying: Class A Common Stock · 44,404 shares

Expires 2028-01-22

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:54 UTC Baker Hughes Co BHGE · Entity 2993 GrantRestricted Stock Unit 01_18 · Derivative 14,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000018 · wf-form4_151682723232168.xml · derivative · entry 1

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,064

Underlying: Class A Common Stock · 14,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.