BKKT

SEC source: 0001209191-23-055762 · doc4.xml · derivative · entry 6

Collins Sean Roberts · CIK 0001873512 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 156,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Common units of Bakkt Opco Holdings, LLC ("Bakkt Opco Units") and an equal number of shares of the Issuer's Class V Common Stock are, subject to certain limitations, exchangeable from time to time at the holder's option into shares of the Issuer's Class A Common Stock on a one-for-one basis (or, at the Issuer's option, for cash).

F6 · derivative.exercise_date: Common units of Bakkt Opco Holdings, LLC ("Bakkt Opco Units") and an equal number of shares of the Issuer's Class V Common Stock are, subject to certain limitations, exchangeable from time to time at the holder's option into shares of the Issuer's Class A Common Stock on a one-for-one basis (or, at the Issuer's option, for cash).

F6 · derivative.expiration_date: Common units of Bakkt Opco Holdings, LLC ("Bakkt Opco Units") and an equal number of shares of the Issuer's Class V Common Stock are, subject to certain limitations, exchangeable from time to time at the holder's option into shares of the Issuer's Class A Common Stock on a one-for-one basis (or, at the Issuer's option, for cash).

F2 · ownership.nature: The general partner of each of Goldfinch Co-Invest I LP, Goldfinch Co-Invest IB LP and Goldfinch Co-Invest IC LP is Goldfinch Co-Invest I GP LLC. The Reporting Person is a Managing Partner of Goldfinch Co-Invest I GP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Represents securities held directly by Goldfinch Co-Invest IB LP.

SEC source: 0001209191-23-055762 · doc4.xml · derivative · entry 5

Collins Sean Roberts · CIK 0001873512 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,751,943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Common units of Bakkt Opco Holdings, LLC ("Bakkt Opco Units") and an equal number of shares of the Issuer's Class V Common Stock are, subject to certain limitations, exchangeable from time to time at the holder's option into shares of the Issuer's Class A Common Stock on a one-for-one basis (or, at the Issuer's option, for cash).

F6 · derivative.exercise_date: Common units of Bakkt Opco Holdings, LLC ("Bakkt Opco Units") and an equal number of shares of the Issuer's Class V Common Stock are, subject to certain limitations, exchangeable from time to time at the holder's option into shares of the Issuer's Class A Common Stock on a one-for-one basis (or, at the Issuer's option, for cash).

F6 · derivative.expiration_date: Common units of Bakkt Opco Holdings, LLC ("Bakkt Opco Units") and an equal number of shares of the Issuer's Class V Common Stock are, subject to certain limitations, exchangeable from time to time at the holder's option into shares of the Issuer's Class A Common Stock on a one-for-one basis (or, at the Issuer's option, for cash).

F1 · ownership.nature: Represents securities held directly by Goldfinch Co-Invest I LP.

F2 · ownership.nature: The general partner of each of Goldfinch Co-Invest I LP, Goldfinch Co-Invest IB LP and Goldfinch Co-Invest IC LP is Goldfinch Co-Invest I GP LLC. The Reporting Person is a Managing Partner of Goldfinch Co-Invest I GP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-055762 · doc4.xml · nonDerivative · entry 2

Collins Sean Roberts · CIK 0001873512 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 156,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The general partner of each of Goldfinch Co-Invest I LP, Goldfinch Co-Invest IB LP and Goldfinch Co-Invest IC LP is Goldfinch Co-Invest I GP LLC. The Reporting Person is a Managing Partner of Goldfinch Co-Invest I GP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Represents securities held directly by Goldfinch Co-Invest IB LP.

SEC source: 0001209191-23-055762 · doc4.xml · nonDerivative · entry 1

Collins Sean Roberts · CIK 0001873512 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,751,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents securities held directly by Goldfinch Co-Invest I LP.

F2 · ownership.nature: The general partner of each of Goldfinch Co-Invest I LP, Goldfinch Co-Invest IB LP and Goldfinch Co-Invest IC LP is Goldfinch Co-Invest I GP LLC. The Reporting Person is a Managing Partner of Goldfinch Co-Invest I GP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

SEC source: 0001944926-24-000002 · primary_doc.xml · nonDerivative · entry 1

Goodroe Charles · CIK 0001944926 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,789

F1 · shares: In connection with the vesting of RSUs on September 22, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on September 22, 2023.

F1 · price: In connection with the vesting of RSUs on September 22, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on September 22, 2023.

F2 · balance_after: Includes 24,478 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

F3 · balance_after: Reflects the reporting person's holdings as of the date of the filing of this Form 4 on April 11, 2024.

SEC source: 0001870910-23-000008 · primary_doc.xml · nonDerivative · entry 2

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,970

F3 · shares: In connection with the vesting of performance stock units on August 26, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on August 25, 2023.

F3 · price: In connection with the vesting of performance stock units on August 26, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on August 25, 2023.

F4 · balance_after: Includes 332,546 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting.

SEC source: 0001870910-23-000008 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,982

F1 · shares: In connection with the vesting of restricted stock units on August 26, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on August 25, 2023.

F1 · price: In connection with the vesting of restricted stock units on August 26, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on August 25, 2023.

F2 · balance_after: Includes 357,545 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting.

SEC source: 0000899243-23-017463 · doc4.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · See Remarks

Levy Richard N · CIK 0001413810 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,603,069

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0000950170-23-033210 · ownership.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · See Remarks

Levy Richard N · CIK 0001413810 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,603,669

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85-1.935, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0000950170-23-033072 · ownership.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · See Remarks

Levy Richard N · CIK 0001413810 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,644,254

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.88-2.18, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0000950170-23-032987 · ownership.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · See Remarks

Levy Richard N · CIK 0001413810 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,044,254

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.57-1.77, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0000950170-23-032674 · ownership.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · See Remarks

Levy Richard N · CIK 0001413810 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,444,254

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.54-1.6708, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0000899243-23-017352 · doc4.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · See Remarks

Levy Richard N · CIK 0001413810 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,844,254

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.55-1.7108, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001886731-23-000002 · primary_doc.xml · nonDerivative · entry 1

Main Andrew A · CIK 0001886731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,642

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 183,929 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001873512-23-000002 · primary_doc.xml · nonDerivative · entry 1

Collins Sean Roberts · CIK 0001873512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,646

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 275,000 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001424020-23-000003 · primary_doc.xml · nonDerivative · entry 2

Dow De'Ana · CIK 0001424020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,036

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F3 · shares: This grant of RSUs was for Reporting Person's service on the board of managers of Bakkt Trust Company LLC.

F4 · balance_after: Includes 285,716 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001424020-23-000003 · primary_doc.xml · nonDerivative · entry 1

Dow De'Ana · CIK 0001424020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,178

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 142,858 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001506719-23-000001 · primary_doc.xml · nonDerivative · entry 1

Lumb Richard · CIK 0001506719 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,544

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 142,858 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001424020-23-000004 · primary_doc.xml · nonDerivative · entry 1

Simeone Jill · CIK 0001581731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,492

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 142,858 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001424020-23-000005 · primary_doc.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,544

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 142,858 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001424020-23-000002 · primary_doc.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,544

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 99,686 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001825304-23-000001 · primary_doc.xml · nonDerivative · entry 1

Watson Gordon · CIK 0001825304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,680

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 178,572 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0000899243-23-013335 · doc4.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · See Remarks

Levy Richard N · CIK 0001413810 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,044,254

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40-1.435, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0000899243-23-011922 · doc4.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · See Remarks

Levy Richard N · CIK 0001413810 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,099,168

F1 · kind: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") distributed for no consideration to two of its members and equityholders of one of its members an aggregate of 1,357,389 shares of Class A common stock of the Issuer, in accordance with the provisions of the limited liability company agreement of VIH Sponsor.

F1 · price: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") distributed for no consideration to two of its members and equityholders of one of its members an aggregate of 1,357,389 shares of Class A common stock of the Issuer, in accordance with the provisions of the limited liability company agreement of VIH Sponsor.

F2 · ownership.direct: VIH Sponsor is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001871559-23-000006 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 754,956

F1 · shares: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/05/2022.

F2 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.40, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes 383,320 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock.

SEC source: 0001871559-23-000008 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 733,320

F1 · shares: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/05/2022.

F2 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.40, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes 383,320 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock.

SEC source: 0001870910-23-000007 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,879

F1 · shares: Represents shares of Class A common stock issuable to the reporting person based on the attainment of performance goals in respect of performance stock units granted on 08/26/2022 that remain subject to vesting.

F1 · price: Represents shares of Class A common stock issuable to the reporting person based on the attainment of performance goals in respect of performance stock units granted on 08/26/2022 that remain subject to vesting.

F2 · balance_after: Includes 390,545 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting.

SEC source: 0001871559-23-000005 · primary_doc.xml · nonDerivative · entry 2

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 805,193

F3 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units granted on 02/01/2022 and the attainment of performance goals.

F3 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units granted on 02/01/2022 and the attainment of performance goals.

F2 · balance_after: Includes 383,320 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock.

SEC source: 0001871559-23-000005 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 783,320

F1 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units granted on 01/21/2022 and the attainment of performance goals.

F1 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units granted on 01/21/2022 and the attainment of performance goals.

F2 · balance_after: Includes 383,320 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock.

SEC source: 0001871512-23-000006 · primary_doc.xml · nonDerivative · entry 2

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,155,051

F3 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units granted on 02/01/2022 and the attainment of performance goals.

F3 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units granted on 02/01/2022 and the attainment of performance goals.

F2 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting.

SEC source: 0001871512-23-000006 · primary_doc.xml · nonDerivative · entry 1

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,063,914

F1 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units granted on 01/21/2022 and the attainment of performance goals.

F1 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units granted on 01/21/2022 and the attainment of performance goals.

F2 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting.

SEC source: 0001871559-23-000007 · primary_doc.xml · nonDerivative · entry 4

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 783,557

F4 · shares: In connection with the vesting of PSUs on April 17, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 17, 2023.

F4 · price: In connection with the vesting of PSUs on April 17, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 17, 2023.

F2 · balance_after: Includes 383,320 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock.

SEC source: 0001871559-23-000007 · primary_doc.xml · nonDerivative · entry 3

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 790,142

F4 · shares: In connection with the vesting of PSUs on April 17, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 17, 2023.

F4 · price: In connection with the vesting of PSUs on April 17, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 17, 2023.

F2 · balance_after: Includes 383,320 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock.

SEC source: 0001871559-23-000007 · primary_doc.xml · nonDerivative · entry 2

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 805,193

F3 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals.

F3 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals.

F2 · balance_after: Includes 383,320 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock.

SEC source: 0001871559-23-000007 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 783,320

F1 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals.

F1 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals.

F2 · balance_after: Includes 383,320 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock.

SEC source: 0001871512-23-000007 · primary_doc.xml · nonDerivative · entry 4

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,816,813

F4 · shares: In connection with the vesting of PSUs on April 17, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 17, 2023.

F4 · price: In connection with the vesting of PSUs on April 17, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 17, 2023.

F2 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting.

SEC source: 0001871512-23-000007 · primary_doc.xml · nonDerivative · entry 3

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,867,213

F4 · shares: In connection with the vesting of PSUs on April 17, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 17, 2023.

F4 · price: In connection with the vesting of PSUs on April 17, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 17, 2023.

F2 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting.

SEC source: 0001871512-23-000007 · primary_doc.xml · nonDerivative · entry 2

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,155,051

F3 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals.

F3 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals.

F2 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting.

SEC source: 0001871512-23-000007 · primary_doc.xml · nonDerivative · entry 1

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,063,914

F1 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals.

F1 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals.

F2 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting.

SEC source: 0000899243-23-011371 · doc4.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · See Remarks

Levy Richard N · CIK 0001413810 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,456,557

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.530-1.535, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0000899243-23-010259 · doc4.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · See Remarks

Levy Richard N · CIK 0001413810 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,479,045

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.65-1.685, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0000899243-23-010228 · doc4.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · See Remarks

Levy Richard N · CIK 0001413810 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,499,045

F1 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0000899243-23-008452 · doc4.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · 10% owner · See Remarks

Levy Richard N · CIK 0001413810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,573,540

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30-1.40, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001871559-23-000004 · primary_doc.xml · derivative · entry 2

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204,712

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents incentive units of Bakkt Management LLC, which units are, subject to certain limitations, redeemable at the request of the reporting person in exchange for the indicated number of common units of Bakkt Opco Holdings, LLC "(Bakkt Opco Units") and an equal number of shares of the issuer's Class V Common Stock.

F3 · derivative.exercise_date: Pursuant to the terms of an Amended and Restated Exchange Agreement dated as of May 3, 2022, subject to certain conditions, Bakkt Opco Units together with an equal number of shares of the issuer's Class V Common Stock, are exchangeable by the Reporting Person for shares of the issuer's Class A Common Stock on a one-for-one basis.

F3 · derivative.expiration_date: Pursuant to the terms of an Amended and Restated Exchange Agreement dated as of May 3, 2022, subject to certain conditions, Bakkt Opco Units together with an equal number of shares of the issuer's Class V Common Stock, are exchangeable by the Reporting Person for shares of the issuer's Class A Common Stock on a one-for-one basis.

F2 · balance_after: Represents incentive units of Bakkt Management LLC, which units are, subject to certain limitations, redeemable at the request of the reporting person in exchange for the indicated number of common units of Bakkt Opco Holdings, LLC "(Bakkt Opco Units") and an equal number of shares of the issuer's Class V Common Stock.

SEC source: 0001871559-23-000004 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 383,320 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock.

SEC source: 0001873514-23-000005 · primary_doc.xml · nonDerivative · entry 2

Lewis Michael Leroy · CIK 0001873514 · Chief Engineering Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,125

F3 · shares: These securities are RSU. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F3 · price: These securities are RSU. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F4 · balance_after: Includes 383,320 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001873514-23-000005 · primary_doc.xml · nonDerivative · entry 1

Lewis Michael Leroy · CIK 0001873514 · Chief Engineering Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,125

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 333,320 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001873540-23-000004 · primary_doc.xml · nonDerivative · entry 2

O'Prey Daniel · CIK 0001873540 · Chief Product Officer, Crypto

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,238

F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F3 · price: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F4 · balance_after: Includes 383,320 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001873540-23-000004 · primary_doc.xml · nonDerivative · entry 1

O'Prey Daniel · CIK 0001873540 · Chief Product Officer, Crypto

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,238

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 333,320 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001870910-23-000006 · primary_doc.xml · nonDerivative · entry 2

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,880

F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F3 · price: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F4 · balance_after: Includes 365,546 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.