BKKT

SEC source: 0002043681-25-000002 · primary_doc.xml · nonDerivative · entry 1

Baes Nicholas · CIK 0002043681 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,810

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date.

F1 · price: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date.

F2 · balance_after: Includes 105,789 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0002030505-25-000001 · primary_doc.xml · nonDerivative · entry 1

Henderson Joseph Sean-Walsh · CIK 0002030505 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,661

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date.

F1 · price: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date.

F2 · balance_after: Includes 13,661 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001886731-25-000003 · primary_doc.xml · nonDerivative · entry 1

Main Andrew A · CIK 0001886731 · Director · Co-CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,403

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date.

F1 · price: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date.

F2 · balance_after: Includes 338,744 shares of Class A Common Stock subject to RSUs and performance stock units awards that remain subject to vesting.

SEC source: 0001870910-25-000005 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,613

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date.

F1 · price: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date.

F2 · balance_after: Includes 65,107 shares of Class A Common Stock subject to RSUs and PSUs that remain subject to vesting.

SEC source: 0001871559-25-000004 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,308

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date.

F1 · price: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date.

F2 · balance_after: Includes 63,747 shares of Class A Common Stock subject to RSUs and PSUs that remain subject to vesting.

SEC source: 0002043681-25-000001 · primary_doc.xml · nonDerivative · entry 1

Baes Nicholas · CIK 0002043681 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,599

F1 · shares: In connection with the vesting of restricted stock units ("RSUs") on April 1, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 1, 2025.

F1 · price: In connection with the vesting of restricted stock units ("RSUs") on April 1, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 1, 2025.

F2 · balance_after: Includes 71,578 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001886731-25-000002 · primary_doc.xml · nonDerivative · entry 1

Main Andrew A · CIK 0001886731 · Director · Co-CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,138

F1 · shares: In connection with the vesting of restricted stock units ("RSUs") on March 26, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on March 26, 2025.

F1 · price: In connection with the vesting of restricted stock units ("RSUs") on March 26, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on March 26, 2025.

F2 · balance_after: Includes 280,479 shares of Class A Common Stock subject to RSUs and performance stock units awards that remain subject to vesting.

SEC source: 0001870910-25-000004 · primary_doc.xml · nonDerivative · entry 2

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,403

F3 · shares: In connection with the vesting of RSUs on February 13, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 13, 2025.

F3 · price: In connection with the vesting of RSUs on February 13, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 13, 2025.

F4 · balance_after: Includes 30,897 shares of Class A Common Stock subject to RSUs and PSUs that remain subject to vesting.

SEC source: 0001870910-25-000004 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,418

F1 · shares: In connection with the vesting of performance stock units ("PSUs") on February 13, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 13, 2025.

F1 · price: In connection with the vesting of performance stock units ("PSUs") on February 13, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 13, 2025.

F2 · balance_after: Includes 33,758 shares of Class A Common Stock subject to restricted stock units ("RSUs") and PSUs that remain subject to vesting.

SEC source: 0001871559-25-000003 · primary_doc.xml · nonDerivative · entry 2

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,098

F3 · shares: In connection with the vesting of RSUs on February 13, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 13, 2025.

F3 · price: In connection with the vesting of RSUs on February 13, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 13, 2025.

F4 · balance_after: Includes 29,537 shares of Class A Common Stock subject to RSUs and PSUs that remain subject to vesting.

SEC source: 0001871559-25-000003 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,950

F1 · shares: In connection with the vesting of performance stock units ("PSUs") on February 13, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 13, 2025.

F2 · balance_after: Includes 32,398 shares of Class A Common Stock subject to restricted stock units ("RSUs") and PSUs that remain subject to vesting.

SEC source: 0001886731-25-000001 · primary_doc.xml · nonDerivative · entry 1

Main Andrew A · CIK 0001886731 · Director · Chief Exec Officer & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,285

F1 · shares: These securities are performance stock units ("PSUs") resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest in two equal annual installments on July 12, 2025 and July 12, 2026, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are performance stock units ("PSUs") resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest in two equal annual installments on July 12, 2025 and July 12, 2026, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 426,820 shares of Class A Common Stock subject to restricted stock units and PSU awards that remain subject to vesting.

SEC source: 0001870910-25-000003 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,959

F1 · shares: These securities are performance stock units ("PSUs") resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest in two equal annual installments on July 12, 2025 and July 12, 2026, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are performance stock units ("PSUs") resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest in two equal annual installments on July 12, 2025 and July 12, 2026, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 35,675 shares of Class A Common Stock subject to restricted stock units and PSU awards that remain subject to vesting.

SEC source: 0001871559-25-000002 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,124

F1 · shares: These securities are performance stock units ("PSUs") resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest in two equal annual installments on July 12, 2025 and July 12, 2026, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are performance stock units ("PSUs") resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest in two equal annual installments on July 12, 2025 and July 12, 2026, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 32,983 shares of Class A Common Stock subject to restricted stock units and PSU awards that remain subject to vesting.

SEC source: 0001870910-25-000001 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,464

F1 · shares: In connection with the vesting of restricted stock units on February 1, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 31, 2025.

F1 · price: In connection with the vesting of restricted stock units on February 1, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 31, 2025.

F2 · balance_after: Includes 32,180 shares of Class A Common Stock subject to RSUs and performance stock units that remain subject to vesting.

SEC source: 0001871559-25-000001 · primary_doc.xml · nonDerivative · entry 2

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,629

F3 · shares: In connection with the vesting of restricted stock units on February 1, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 31, 2025.

F3 · price: In connection with the vesting of restricted stock units on February 1, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 31, 2025.

F4 · balance_after: Includes 29,488 shares of Class A Common Stock subject to RSUs and performance stock units that remain subject to vesting.

SEC source: 0001871559-25-000001 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,976

F1 · shares: In connection with the vesting of restricted stock units on January 21, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 21, 2025.

F1 · price: In connection with the vesting of restricted stock units on January 21, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 21, 2025.

F2 · balance_after: Includes 30,654 shares of Class A Common Stock subject to RSUs and performance stock units that remain subject to vesting.

SEC source: 0002043681-24-000002 · primary_doc.xml · nonDerivative · entry 1

Baes Nicholas · CIK 0002043681 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,198

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. These RSUs shall vest over three years with one-third (1/3) of such RSUs vesting on each anniversary of October 7, 2024, provided that the reporting person continues to be employed by the issuer through such date.

F1 · price: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. These RSUs shall vest over three years with one-third (1/3) of such RSUs vesting on each anniversary of October 7, 2024, provided that the reporting person continues to be employed by the issuer through such date.

F2 · balance_after: Includes 73,888 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001870910-24-000007 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,637

F1 · shares: In connection with the vesting of restricted stock units on December 21, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on December 20, 2024.

F1 · price: In connection with the vesting of restricted stock units on December 21, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on December 20, 2024.

F2 · balance_after: Includes 32,666 shares of Class A Common Stock subject to RSUs and performance stock units that remain subject to vesting.

SEC source: 0002030505-24-000004 · primary_doc.xml · nonDerivative · entry 1

Henderson Joseph Sean-Walsh · CIK 0002030505 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,346

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on December 18, 2025, provided that the reporting person continues to be employed by the issuer through such date.

F1 · price: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on December 18, 2025, provided that the reporting person continues to be employed by the issuer through such date.

F2 · balance_after: Includes 7,346 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001871559-24-000010 · primary_doc.xml · nonDerivative · entry 1

BROWN COLLEEN B · CIK 0001098797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,956

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on May 31, 2025, provided that the Reporting Person continues to provide service to the Issuer through such date.

F1 · price: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on May 31, 2025, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 12,228 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001870910-25-000002 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,637

F1 · shares: In connection with the vesting of restricted stock units on August 26, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations.

F2 · balance_after: Includes 32,666 shares of Class A Common Stock subject to RSUs and performance stock units that remain subject to vesting.

SEC source: 0001873512-24-000001 · primary_doc.xml · nonDerivative · entry 1

Collins Sean Roberts · CIK 0001873512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,237

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F1 · price: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 21,875 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001424020-24-000001 · primary_doc.xml · nonDerivative · entry 2

Dow De'Ana · CIK 0001424020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,928

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F3 · shares: This grant of RSUs was for the Reporting Person's service on the board of managers of Bakkt Trust Company LLC.

F4 · balance_after: Includes 22,728 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001424020-24-000001 · primary_doc.xml · nonDerivative · entry 1

Dow De'Ana · CIK 0001424020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,564

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F1 · price: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 11,364 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001506719-24-000001 · primary_doc.xml · nonDerivative · entry 1

Lumb Richard · CIK 0001506719 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,065

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F1 · price: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 11,364 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001871559-24-000009 · primary_doc.xml · nonDerivative · entry 1

Simeone Jill · CIK 0001581731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,263

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F1 · price: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 11,364 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001871559-24-000008 · primary_doc.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,065

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F1 · price: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 11,364 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001825304-24-000001 · primary_doc.xml · nonDerivative · entry 1

Watson Gordon · CIK 0001825304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,231

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F1 · price: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 14,205 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001870910-24-000006 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,355

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of May 30, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of May 30, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 34,084 shares of Class A Common Stock subject to RSUs and performance stock units that remain subject to vesting.

SEC source: 0001871559-24-000007 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,789

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of May 30, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of May 30, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 37,211 shares of Class A Common Stock subject to restricted stock units and performance stock units that remain subject to vesting.

SEC source: 0000947871-24-000421 · ownership.xml · derivative · entry 3

Intercontinental Exchange, Inc. · CIK 0001571949 · 10% owner

Intercontinental Exchange Holdings, Inc. · CIK 0001174746 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 230,680

Underlying: Class A Common Stock · 175,440 shares

Expires 2029-09-04

F1 · kind: Acquired in a registered direct offering pursuant to the terms of the Securities Purchase Agreement (the "Purchase Agreement"), dated as of February 29, 2024, between the Issuer and Intercontinental Exchange Holdings, Inc. ("ICEH"). Under the Purchase Agreement, the purchase by ICEH of 350,880 shares of Class A Common Stock, Class 1 Warrants to purchase up to 175,440 shares of Class A Common Stock, and Class 2 Warrants to purchase up to 175,440 shares of Class A Common Stock, closed on April 25, 2024. All amounts of securities reflected in this Form 4 reflect the 1-for-25 reverse stock split effected by the Issuer in April 2024 (the "April 2024 Reverse Stock Split").

F2 · derivative.exercise_date: The Class 1 Warrants and Class 2 Warrants will generally be exercisable beginning September 4, 2024. The Class 1 Warrants and Class 2 Warrants have identical terms, except that the Class 2 Warrants also contain an alternative cashless exercise provision that will allow the holder of a Class 2 Warrant to exercise on a cashless basis and receive a number of shares of Class A Common Stock equal to 50% of the shares of Class A Common Stock then underlying the Class 2 Warrant if the closing trading price of shares of Class A Common Stock is lower than the exercise price of the Class 2 Warrants for three consecutive trading days. The exercise price of the previously reported Class 1 Warrants and Class 2 Warrants was increased to $25.50 per share as a result of the April 2024 Reverse Stock Split.

F3 · ownership.nature: ICEH is the direct holder of the securities reflected in this Form 4. ICEH is a wholly owned subsidiary of Intercontinental Exchange, Inc.

SEC source: 0000947871-24-000421 · ownership.xml · derivative · entry 2

Intercontinental Exchange, Inc. · CIK 0001571949 · 10% owner

Intercontinental Exchange Holdings, Inc. · CIK 0001174746 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 230,680

Underlying: Class A Common Stock · 175,440 shares

Expires 2029-09-04

F1 · kind: Acquired in a registered direct offering pursuant to the terms of the Securities Purchase Agreement (the "Purchase Agreement"), dated as of February 29, 2024, between the Issuer and Intercontinental Exchange Holdings, Inc. ("ICEH"). Under the Purchase Agreement, the purchase by ICEH of 350,880 shares of Class A Common Stock, Class 1 Warrants to purchase up to 175,440 shares of Class A Common Stock, and Class 2 Warrants to purchase up to 175,440 shares of Class A Common Stock, closed on April 25, 2024. All amounts of securities reflected in this Form 4 reflect the 1-for-25 reverse stock split effected by the Issuer in April 2024 (the "April 2024 Reverse Stock Split").

F2 · derivative.exercise_date: The Class 1 Warrants and Class 2 Warrants will generally be exercisable beginning September 4, 2024. The Class 1 Warrants and Class 2 Warrants have identical terms, except that the Class 2 Warrants also contain an alternative cashless exercise provision that will allow the holder of a Class 2 Warrant to exercise on a cashless basis and receive a number of shares of Class A Common Stock equal to 50% of the shares of Class A Common Stock then underlying the Class 2 Warrant if the closing trading price of shares of Class A Common Stock is lower than the exercise price of the Class 2 Warrants for three consecutive trading days. The exercise price of the previously reported Class 1 Warrants and Class 2 Warrants was increased to $25.50 per share as a result of the April 2024 Reverse Stock Split.

F3 · ownership.nature: ICEH is the direct holder of the securities reflected in this Form 4. ICEH is a wholly owned subsidiary of Intercontinental Exchange, Inc.

SEC source: 0000947871-24-000421 · ownership.xml · nonDerivative · entry 1

Intercontinental Exchange, Inc. · CIK 0001571949 · 10% owner

Intercontinental Exchange Holdings, Inc. · CIK 0001174746 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 649,934

F1 · kind: Acquired in a registered direct offering pursuant to the terms of the Securities Purchase Agreement (the "Purchase Agreement"), dated as of February 29, 2024, between the Issuer and Intercontinental Exchange Holdings, Inc. ("ICEH"). Under the Purchase Agreement, the purchase by ICEH of 350,880 shares of Class A Common Stock, Class 1 Warrants to purchase up to 175,440 shares of Class A Common Stock, and Class 2 Warrants to purchase up to 175,440 shares of Class A Common Stock, closed on April 25, 2024. All amounts of securities reflected in this Form 4 reflect the 1-for-25 reverse stock split effected by the Issuer in April 2024 (the "April 2024 Reverse Stock Split").

F3 · ownership.nature: ICEH is the direct holder of the securities reflected in this Form 4. ICEH is a wholly owned subsidiary of Intercontinental Exchange, Inc.

SEC source: 0001871559-24-000006 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 606,201

F1 · shares: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/22/2023.

F2 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $0.3909 to $0.4050, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes 341,760 shares of Class A Common Stock subject to restricted stock units and performance stock units that remain subject to vesting.

SEC source: 0001870910-24-000005 · primary_doc.xml · nonDerivative · entry 5

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 959,173

F9 · shares: In connection with the vesting of PSUs on March 18, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on March 18, 2024.

F9 · price: In connection with the vesting of PSUs on March 18, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on March 18, 2024.

F8 · balance_after: Includes 827,397 shares of Class A Common Stock subject to RSU and PSU awards that remain subject to vesting.

SEC source: 0001871559-24-000005 · primary_doc.xml · nonDerivative · entry 6

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190,521

F9 · shares: In connection with the vesting of PSUs on March 18, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on March 18, 2024.

F9 · price: In connection with the vesting of PSUs on March 18, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on March 18, 2024.

F8 · balance_after: Includes 809,743 shares of Class A Common Stock subject to RSUs and PSUs that remain subject to vesting.

SEC source: 0001415889-24-009128 · form4-03262024_080343.xml · nonDerivative · entry 1

Main Andrew A · CIK 0001886731 · Director · CHIEF EXEC OFFICER & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,457,983

F1 · shares: These securities are Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. 40% of the RSUs shall vest on the one year anniversary of the grant date and 30% of the RSUs shall vest on each of the second and third year anniversaries of the grant date, provided that the Reporting Person continues to provide services to the Issuer through each such date.

F2 · balance_after: Includes 9,146,341 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001870910-24-000004 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,385

F1 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of performance stock units ("PSUs") granted on 02/13/2023 and the attainment of performance goals.

F1 · price: Represents the issuance of shares of Class A common stock resulting from vesting of performance stock units ("PSUs") granted on 02/13/2023 and the attainment of performance goals.

F2 · balance_after: Includes 224,118 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting.

SEC source: 0001871559-24-000004 · primary_doc.xml · nonDerivative · entry 4

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,203,616

F5 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F5 · price: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F6 · balance_after: Includes 780,446 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001871559-24-000004 · primary_doc.xml · nonDerivative · entry 3

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,800

F4 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of PSUs granted on 02/13/2023 and the attainment of performance goals.

F4 · price: Represents the issuance of shares of Class A common stock resulting from vesting of PSUs granted on 02/13/2023 and the attainment of performance goals.

F2 · balance_after: Includes 216,630 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001871559-24-000004 · primary_doc.xml · nonDerivative · entry 2

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,858

F3 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 02/01/2022 and the attainment of performance goals.

F3 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 02/01/2022 and the attainment of performance goals.

F2 · balance_after: Includes 216,630 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001871559-24-000004 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,964

F1 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals.

F1 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals.

F2 · balance_after: Includes 216,630 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001871512-24-000004 · primary_doc.xml · nonDerivative · entry 4

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,218,666

F5 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F5 · price: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F6 · balance_after: Includes 2,464,256 shares of Class A Common Stock subject to RSUs awards that remain subject to vesting.

SEC source: 0001871512-24-000004 · primary_doc.xml · nonDerivative · entry 3

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,886,210

F4 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of PSUs granted on 02/13/2023 and the attainment of performance goals.

F4 · price: Represents the issuance of shares of Class A common stock resulting from vesting of PSUs granted on 02/13/2023 and the attainment of performance goals.

F2 · balance_after: Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting.

SEC source: 0001871512-24-000004 · primary_doc.xml · nonDerivative · entry 2

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,520,022

F3 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals.

F3 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals.

F2 · balance_after: Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting.

SEC source: 0001871512-24-000004 · primary_doc.xml · nonDerivative · entry 1

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,482,960

F1 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals.

F1 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals.

F2 · balance_after: Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting.

SEC source: 0001870910-24-000005 · primary_doc.xml · nonDerivative · entry 4

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 964,367

F7 · shares: These securities are PSUs resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest on August 26, 2024, provided that the reporting person continues to be employed by the issuer as of such vesting date.

F8 · balance_after: Includes 827,397 shares of Class A Common Stock subject to RSU and PSU awards that remain subject to vesting.

SEC source: 0001870910-24-000005 · primary_doc.xml · nonDerivative · entry 3

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 954,201

F5 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F5 · price: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F6 · balance_after: Includes 817,231 shares of Class A Common Stock subject to RSU and PSU awards that remain subject to vesting.

SEC source: 0001870910-24-000005 · primary_doc.xml · nonDerivative · entry 2

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,385

F3 · shares: These securities are PSUs resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest in two equal annual installments on each anniversary of February 23, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F3 · price: These securities are PSUs resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest in two equal annual installments on each anniversary of February 23, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F4 · balance_after: Includes 253,415 shares of Class A Common Stock subject to RSU and PSU awards that remain subject to vesting.