person · Reporting owner

Henderson Joseph Sean-Walsh

Disclosed activity across 1 company

Tapewire entity: 29799
SEC CIK: 0002030505

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Bakkt, Inc.BKKT · Entity 5873	Chief Accounting Officer	September 30, 2026	October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bakkt, Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	32,672	Reported balance After 2026-09-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-09-30 · Grant · Acquired 20,000 · Balance 32,672 F1: Represents 20,000 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026 ("Grant Date"), under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall fully vest on the one-year anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Company. Each RSU represents a contingent right to receive one share of the Company's Class A common stock. F2: Includes 21,851 Restricted Stock Units that remain subject to certain vesting conditions.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 20,000 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026 ("Grant Date"), under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall fully vest on the one-year anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Company. Each RSU represents a contingent right to receive one share of the Company's Class A common stock.

F2: Includes 21,851 Restricted Stock Units that remain subject to certain vesting conditions.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 30, 2026 Filed Oct 2, 2026 21:30 UTC	Bakkt, Inc. BKKT · Entity 5873	GrantClass A Common Stock	20,000	$0.00	$0.00	Disclosure SEC source: 0001628280-26-064667 · wk-form4_1790976609.xml · nonDerivative · entry 1 Henderson Joseph Sean-Walsh · CIK 0002030505 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,672 F1 · shares: Represents 20,000 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026 ("Grant Date"), under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall fully vest on the one-year anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Company. Each RSU represents a contingent right to receive one share of the Company's Class A common stock. F2 · balance_after: Includes 21,851 Restricted Stock Units that remain subject to certain vesting conditions. Read SEC document
September 23, 2026 Filed Sep 25, 2026 22:11 UTC	Bakkt, Inc. BKKT · Entity 5873	SaleClass A Common Stock	282	$8.61	$2,428.02	Disclosure SEC source: 0001628280-26-063638 · wk-form4_1790374280.xml · nonDerivative · entry 1 Henderson Joseph Sean-Walsh · CIK 0002030505 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,672 F1 · kind: Represents sale to cover tax obligations associated with the vesting of restricted stock units. F2 · balance_after: Includes 1,851 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. Read SEC document
July 15, 2026 Filed Jul 17, 2026 17:21 UTC	Bakkt, Inc. BKKT · Entity 5873	SaleClass A Common Stock	94	$8.33	$783.02	Disclosure SEC source: 0001628280-26-048605 · wk-form4_1784308874.xml · nonDerivative · entry 1 Henderson Joseph Sean-Walsh · CIK 0002030505 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,954 F1 · shares: Represents sale to cover tax obligations associated with the vesting of restricted stock units. F2 · balance_after: Includes 2,640 shares of Class A Common Stock subject to restricted stock units and performance stock units that remain subject to vesting. Read SEC document
June 25, 2026 Filed Jun 29, 2026 22:19 UTC	Bakkt, Inc. BKKT · Entity 5873	SaleClass A Common Stock	349	$7.93	$2,767.57	Disclosure SEC source: 0001628280-26-046110 · wk-form4_1782771550.xml · nonDerivative · entry 1 Henderson Joseph Sean-Walsh · CIK 0002030505 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,048 F1 · shares: Represents sale to cover tax obligations associated with the vesting of restricted stock units. F2 · balance_after: Includes 2,904 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. Read SEC document
December 19, 2025 Filed Dec 23, 2025 22:06 UTC	Bakkt, Inc. BKKT · Entity 5873	SaleClass A Common Stock	2,461	$10.01	$24,634.61	Disclosure SEC source: 0002030505-25-000005 · primary_doc.xml · nonDerivative · entry 1 Henderson Joseph Sean-Walsh · CIK 0002030505 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,936 F1 · shares: Represents sale to cover tax obligations associated with the vesting of restricted stock units ("RSUs"). F2 · balance_after: Includes 6,851 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. Read SEC document
November 12, 2025 Filed Nov 13, 2025 23:56 UTC	Bakkt, Inc. BKKT · Entity 5873	SaleClass A Common Stock	169	$21.50	$3,633.50	Disclosure SEC source: 0002030505-25-000004 · primary_doc.xml · nonDerivative · entry 2 Henderson Joseph Sean-Walsh · CIK 0002030505 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,397 F2 · balance_after: Includes 13,397 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. Read SEC document
July 15, 2025 Filed Nov 13, 2025 23:56 UTC	Bakkt, Inc. BKKT · Entity 5873	SaleClass A Common Stock	95	$18.75	$1,781.25	Disclosure SEC source: 0002030505-25-000004 · primary_doc.xml · nonDerivative · entry 1 Henderson Joseph Sean-Walsh · CIK 0002030505 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,566 F1 · shares: Represents sale to cover tax obligations associated with the vesting of restricted stock units ("RSUs"). F2 · balance_after: Includes 13,397 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. Read SEC document
April 11, 2025 Filed Apr 15, 2025 23:35 UTC	Bakkt, Inc. BKKT · Entity 5873	GrantClass A Common Stock	6,315	$0.00	$0.00	Disclosure SEC source: 0002030505-25-000001 · primary_doc.xml · nonDerivative · entry 1 Henderson Joseph Sean-Walsh · CIK 0002030505 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,661 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date. F1 · price: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date. F2 · balance_after: Includes 13,661 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. Read SEC document
December 17, 2024 Filed Dec 20, 2024 00:40 UTC	Bakkt, Inc. BKKT · Entity 5873	GrantClass A Common Stock	6,546	$0.00	$0.00	Disclosure SEC source: 0002030505-24-000004 · primary_doc.xml · nonDerivative · entry 1 Henderson Joseph Sean-Walsh · CIK 0002030505 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,346 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on December 18, 2025, provided that the reporting person continues to be employed by the issuer through such date. F1 · price: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on December 18, 2025, provided that the reporting person continues to be employed by the issuer through such date. F2 · balance_after: Includes 7,346 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.