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BF-A

BROWN FORMAN CORP

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3449
SEC CIK
0000014693
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2018 Filed Feb 2, 2018 00:15 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 7,324 $0.00 Strike: $17.76 $0.00
Disclosure

SEC source: 0000014693-18-000012 · wf-form4_151753052750777.xml · derivative · entry 5

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,324

Underlying: Class B Common · 7,324 shares

Expires 2018-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 00:15 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 3,719 $68.65 $255,309.35
Disclosure

SEC source: 0000014693-18-000012 · wf-form4_151753052750777.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,189

F1 · price: The closing price of BF-B on January 30, 2018 was used to calculate the withholding obligation.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 00:15 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 7,324 $17.76 $130,037.62
Disclosure

SEC source: 0000014693-18-000012 · wf-form4_151753052750777.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2018 Filed Jun 14, 2018 00:21 UTC GiftClass B Common 362,302 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000090 · wf-form4_152893565102274.xml · nonDerivative · entry 4

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990,821

F1 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 420,830 additional shares in the February 2018 stock split and to correct a prior minor mathematical error. All transactions reported on this form that occurred before the stock split are presented on a pre-split basis.

Read SEC document
January 09, 2018 Filed Jun 14, 2018 00:21 UTC GiftClass A Common 701,650 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000090 · wf-form4_152893565102274.xml · nonDerivative · entry 2

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115,132

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:33 UTC
Hawley Kirsten MSVP, Chief HR Officer
Exercise / conversionStock Appreciation Right · Derivative 4,446 $0.00 Strike: $45.99 $0.00
Disclosure

SEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · derivative · entry 9

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 4,446 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:33 UTC
Hawley Kirsten MSVP, Chief HR Officer
Exercise / conversionStock Appreciation Right · Derivative 5,036 $0.00 Strike: $36.21 $0.00
Disclosure

SEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · derivative · entry 8

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 5,036 shares

Expires 2023-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:33 UTC
Hawley Kirsten MSVP, Chief HR Officer
Exercise / conversionStock Appreciation Right · Derivative 3,920 $0.00 Strike: $29.35 $0.00
Disclosure

SEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · derivative · entry 7

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 3,920 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:33 UTC
Hawley Kirsten MSVP, Chief HR Officer
SaleClass B Common 3,809 $67.82 $258,345.04
Disclosure

SEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · nonDerivative · entry 5

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.821 to $67.845, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:33 UTC
Hawley Kirsten MSVP, Chief HR Officer
Tax withholdingClass B Common 9,593 $68.11 $653,379.23
Disclosure

SEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · nonDerivative · entry 4

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,795

F1 · price: The closing price of BF-B on January 4, 2018 was used to calculate the withholding obligation.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:33 UTC
Hawley Kirsten MSVP, Chief HR Officer
Exercise / conversionClass B Common 4,446 $45.99 $204,449.31
Disclosure

SEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · nonDerivative · entry 3

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:33 UTC
Hawley Kirsten MSVP, Chief HR Officer
Exercise / conversionClass B Common 5,036 $36.21 $182,353.56
Disclosure

SEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · nonDerivative · entry 2

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:33 UTC
Hawley Kirsten MSVP, Chief HR Officer
Exercise / conversionClass B Common 3,920 $29.35 $115,052.00
Disclosure

SEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · nonDerivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:36 UTC
Masick Michael AndrewVP DIR CORP STRATEGY
Exercise / conversionStock Appreciation Right · Derivative 1,786 $0.00 Strike: $45.99 $0.00
Disclosure

SEC source: 0000014693-18-000010 · wf-form4_151552659224607.xml · derivative · entry 5

Masick Michael Andrew · CIK 0001719142 · VP DIR CORP STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 1,786 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:36 UTC
Masick Michael AndrewVP DIR CORP STRATEGY
SaleClass B Common 141 $68.03 $9,592.26
Disclosure

SEC source: 0000014693-18-000010 · wf-form4_151552659224607.xml · nonDerivative · entry 4

Masick Michael Andrew · CIK 0001719142 · VP DIR CORP STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.0301 to $68.031, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:36 UTC
Masick Michael AndrewVP DIR CORP STRATEGY
SaleClass B Common 343 $67.94 $23,303.52
Disclosure

SEC source: 0000014693-18-000010 · wf-form4_151552659224607.xml · nonDerivative · entry 3

Masick Michael Andrew · CIK 0001719142 · VP DIR CORP STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.94 to $67.941, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:36 UTC
Masick Michael AndrewVP DIR CORP STRATEGY
Tax withholdingClass B Common 1,443 $68.11 $98,282.73
Disclosure

SEC source: 0000014693-18-000010 · wf-form4_151552659224607.xml · nonDerivative · entry 2

Masick Michael Andrew · CIK 0001719142 · VP DIR CORP STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484

F1 · price: The closing price of BF-B on January 4, 2018 was used to calculate the withholding obligation.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 19:36 UTC
Masick Michael AndrewVP DIR CORP STRATEGY
Exercise / conversionClass B Common 1,786 $45.99 $82,129.21
Disclosure

SEC source: 0000014693-18-000010 · wf-form4_151552659224607.xml · nonDerivative · entry 1

Masick Michael Andrew · CIK 0001719142 · VP DIR CORP STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2018 Filed Jun 14, 2018 00:21 UTC GiftClass A Common 1,792 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000090 · wf-form4_152893565102274.xml · nonDerivative · entry 3

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,340

Read SEC document
January 04, 2018 Filed Jun 14, 2018 00:21 UTC GiftClass A Common 446 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000090 · wf-form4_152893565102274.xml · nonDerivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,482

Read SEC document
January 02, 2018 Filed Jan 5, 2018 02:52 UTC
Hayes John V.SVP, Chief Marketing Officer
Exercise / conversionStock Appreciation Right · Derivative 3,500 $0.00 Strike: $17.76 $0.00
Disclosure

SEC source: 0000014693-18-000006 · wf-form4_151512076127063.xml · derivative · entry 7

Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,426

Underlying: Class B Common · 3,500 shares

Expires 2018-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 02:52 UTC
Hayes John V.SVP, Chief Marketing Officer
SaleClass B Common 1,579 $67.71 $106,914.09
Disclosure

SEC source: 0000014693-18-000006 · wf-form4_151512076127063.xml · nonDerivative · entry 3

Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,609

Read SEC document
January 02, 2018 Filed Jan 5, 2018 02:52 UTC
Hayes John V.SVP, Chief Marketing Officer
Tax withholdingClass B Common 1,921 $68.67 $131,915.07
Disclosure

SEC source: 0000014693-18-000006 · wf-form4_151512076127063.xml · nonDerivative · entry 2

Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,188

F1 · price: The closing price of BF-B on December 29, 2017 was used to calculate the withholding obligation.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 02:52 UTC
Hayes John V.SVP, Chief Marketing Officer
Exercise / conversionClass B Common 3,500 $17.76 $62,142.50
Disclosure

SEC source: 0000014693-18-000006 · wf-form4_151512076127063.xml · nonDerivative · entry 1

Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:19 UTC
Cook John D.Director
Exercise / conversionStock Appreciation Right · Derivative 9,032 $0.00 Strike: $18.08 $0.00
Disclosure

SEC source: 0000014693-18-000004 · wf-form4_151510437015049.xml · derivative · entry 6

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 9,032 shares

Expires 2018-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:19 UTC
Cook John D.Director
Exercise / conversionStock Appreciation Right · Derivative 24,902 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0000014693-18-000004 · wf-form4_151510437015049.xml · derivative · entry 5

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 24,902 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:19 UTC
Cook John D.Director
SaleClass B Common 6,653 $67.71 $450,497.25
Disclosure

SEC source: 0000014693-18-000004 · wf-form4_151510437015049.xml · nonDerivative · entry 4

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,997

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.68 to $67.73, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:19 UTC
Cook John D.Director
Tax withholdingClass B Common 7,284 $68.67 $500,192.28
Disclosure

SEC source: 0000014693-18-000004 · wf-form4_151510437015049.xml · nonDerivative · entry 3

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,650

F1 · price: The closing price of BF-B on December 29, 2017 was used to calculate the withholding obligation.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:19 UTC
Cook John D.Director
Exercise / conversionClass B Common 9,032 $18.08 $163,298.56
Disclosure

SEC source: 0000014693-18-000004 · wf-form4_151510437015049.xml · nonDerivative · entry 2

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:19 UTC
Cook John D.Director
Exercise / conversionClass B Common 24,902 $13.53 $336,799.55
Disclosure

SEC source: 0000014693-18-000004 · wf-form4_151510437015049.xml · nonDerivative · entry 1

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:15 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Exercise / conversionStock Appreciation Right · Derivative 22,926 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0000014693-18-000002 · wf-form4_151510408822744.xml · derivative · entry 5

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 22,926 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:15 UTC
Morreau Jane CecilEVP, Chief Financial Officer
SaleClass B Common 11,214 $67.41 $755,885.28
Disclosure

SEC source: 0000014693-18-000002 · wf-form4_151510408822744.xml · nonDerivative · entry 3

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.16 to $67.56, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:15 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Tax withholdingClass B Common 11,712 $68.67 $804,263.04
Disclosure

SEC source: 0000014693-18-000002 · wf-form4_151510408822744.xml · nonDerivative · entry 2

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,318

F1 · price: The closing price of BF-B on December 29, 2017, was used to calculate the withholding obligation.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:15 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Exercise / conversionClass B Common 22,926 $13.53 $310,074.15
Disclosure

SEC source: 0000014693-18-000002 · wf-form4_151510408822744.xml · nonDerivative · entry 1

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2017 Filed Jun 14, 2018 21:40 UTC GiftClass A Common 211 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000092 · wf-form5_152901240056310.xml · nonDerivative · entry 6

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-3

Disclosed balance after: 5,978

Read SEC document
December 28, 2017 Filed Jun 14, 2018 21:40 UTC GiftClass A Common 211 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000092 · wf-form5_152901240056310.xml · nonDerivative · entry 5

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-2

Disclosed balance after: 5,978

Read SEC document
December 28, 2017 Filed Jun 14, 2018 21:40 UTC GiftClass A Common 211 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000092 · wf-form5_152901240056310.xml · nonDerivative · entry 4

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-1

Disclosed balance after: 8,060

Read SEC document
December 28, 2017 Filed Jun 14, 2018 21:40 UTC GiftClass A Common 211 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000092 · wf-form5_152901240056310.xml · nonDerivative · entry 3

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,244

Read SEC document
December 28, 2017 Filed Jun 14, 2018 21:40 UTC GiftClass A Common 211 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000092 · wf-form5_152901240056310.xml · nonDerivative · entry 2

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,335

Read SEC document
December 14, 2017 Filed Dec 14, 2017 23:29 UTC
VARGA PAUL CDirector · Chairman & CEO
Exercise / conversionStock Appreciation Right · Derivative 191,522 $0.00 Strike: $23.20 $0.00
Disclosure

SEC source: 0000014693-17-000201 · wf-form4_151329413839303.xml · derivative · entry 6

VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 191,522 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2017 Filed Dec 14, 2017 23:29 UTC
VARGA PAUL CDirector · Chairman & CEO
Tax withholdingClass B Common 129,948 $65.34 $8,490,802.32
Disclosure

SEC source: 0000014693-17-000201 · wf-form4_151329413839303.xml · nonDerivative · entry 2

VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,574

F1 · price: The closing price of BF-B on December 13, 2017 was used to calculate the withholding obligation.

Read SEC document
December 14, 2017 Filed Dec 14, 2017 23:29 UTC
VARGA PAUL CDirector · Chairman & CEO
Exercise / conversionClass B Common 191,522 $23.20 $4,443,310.40
Disclosure

SEC source: 0000014693-17-000201 · wf-form4_151329413839303.xml · nonDerivative · entry 1

VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2017 Filed Jun 14, 2018 00:21 UTC GiftClass B Common 420 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000090 · wf-form4_152893565102274.xml · nonDerivative · entry 6

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 9,097

F2 · balance_after: Total has been updated to reflect the acquisition of 1,819 additional shares in the February 2018 stock split.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:09 UTC
McCallum Mark IEVP/Pres. Jack Daniel's Brands
Exercise / conversionStock Appreciation Right · Derivative 40,910 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0000014693-17-000199 · wf-form4_151320657904093.xml · derivative · entry 7

McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 40,910 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 11, 2017 Filed Dec 13, 2017 23:09 UTC
McCallum Mark IEVP/Pres. Jack Daniel's Brands
Exercise / conversionStock Appreciation Right · Derivative 46,874 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0000014693-17-000199 · wf-form4_151320657904093.xml · derivative · entry 6

McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 46,874 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 11, 2017 Filed Dec 13, 2017 23:09 UTC
McCallum Mark IEVP/Pres. Jack Daniel's Brands
SaleClass B Common 33,111 $65.85 $2,180,289.82
Disclosure

SEC source: 0000014693-17-000199 · wf-form4_151320657904093.xml · nonDerivative · entry 4

McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,714

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.70 to $66.08, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 11, 2017 Filed Dec 13, 2017 23:09 UTC
McCallum Mark IEVP/Pres. Jack Daniel's Brands
Tax withholdingClass B Common 54,673 $66.48 $3,634,661.04
Disclosure

SEC source: 0000014693-17-000199 · wf-form4_151320657904093.xml · nonDerivative · entry 3

McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,825

F1 · price: The closing price of BF-B on December 8, 2017 was used to calculate the withholding obligation.

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December 11, 2017 Filed Dec 13, 2017 23:09 UTC
McCallum Mark IEVP/Pres. Jack Daniel's Brands
Exercise / conversionClass B Common 40,910 $19.22 $786,085.65
Disclosure

SEC source: 0000014693-17-000199 · wf-form4_151320657904093.xml · nonDerivative · entry 2

McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:09 UTC
McCallum Mark IEVP/Pres. Jack Daniel's Brands
Exercise / conversionClass B Common 46,874 $13.53 $633,970.85
Disclosure

SEC source: 0000014693-17-000199 · wf-form4_151320657904093.xml · nonDerivative · entry 1

McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 31, 2017 Filed Nov 1, 2017 20:53 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 7,323 $0.00 Strike: $17.76 $0.00
Disclosure

SEC source: 0000014693-17-000191 · wf-form4_150956961648335.xml · derivative · entry 5

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,648

Underlying: Class B Common · 7,323 shares

Expires 2018-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.