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BF-A

BROWN FORMAN CORP

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3449
SEC CIK
0000014693
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2020 Filed Jun 3, 2020 20:49 UTC
Morreau Jane CecilEVP, Chief Financial Officer
GrantClass B Common 1,986 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000036 · wf-form4_159121737697650.xml · nonDerivative · entry 3

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,517.8464

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

F2 · balance_after: Total updated to reflect dividend reinvestment.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:49 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Tax withholdingClass A Common 3,700 $56.72 $209,864.00
Disclosure

SEC source: 0000014693-20-000036 · wf-form4_159121737697650.xml · nonDerivative · entry 2

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,896.2324

F3 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 3,700 shares of Class A common stock.

F4 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:49 UTC
Morreau Jane CecilEVP, Chief Financial Officer
GrantClass A Common 7,945 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000036 · wf-form4_159121737697650.xml · nonDerivative · entry 1

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,596.2324

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

F2 · balance_after: Total updated to reflect dividend reinvestment.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 544 $62.20 $33,836.80
Disclosure

SEC source: 0000014693-20-000032 · wf-form4_159121700454791.xml · nonDerivative · entry 4

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,083

F4 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 544 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
GrantClass B Common 1,168 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000032 · wf-form4_159121700454791.xml · nonDerivative · entry 3

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,627

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass A Common 2,176 $56.72 $123,422.72
Disclosure

SEC source: 0000014693-20-000032 · wf-form4_159121700454791.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,823

F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 2,176 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
GrantClass A Common 4,672 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000032 · wf-form4_159121700454791.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,999

F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

Read SEC document
April 30, 2020 Filed Apr 30, 2020 20:49 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 16,032 $0.00 Strike: $15.09 $0.00
Disclosure

SEC source: 0000014693-20-000025 · wf-form4_158827977249593.xml · derivative · entry 6

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 16,032 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed Apr 30, 2020 20:49 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 9,179 $63.26 $580,663.54
Disclosure

SEC source: 0000014693-20-000025 · wf-form4_158827977249593.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,459

F1 · price: The closing price of BF-B on April 29, 2020 was used to calculate the withholding obligation.

Read SEC document
April 30, 2020 Filed Apr 30, 2020 20:49 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 16,032 $15.09 $241,890.82
Disclosure

SEC source: 0000014693-20-000025 · wf-form4_158827977249593.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 1, 2020 20:37 UTC Exercise / conversionStock Appreciation Right · Derivative 2,260 $0.00 Strike: $15.09 $0.00
Disclosure

SEC source: 0000014693-20-000027 · wf-form4_158836543796369.xml · derivative · entry 16

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 2,260 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 1, 2020 20:37 UTC Tax withholdingClass B Common 1,108 $63.26 $70,092.08
Disclosure

SEC source: 0000014693-20-000027 · wf-form4_158836543796369.xml · nonDerivative · entry 2

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,757

F2 · price: The closing price of BF-B on April 29, 2020 was used to calculate the withholding obligation.

Read SEC document
April 30, 2020 Filed May 1, 2020 20:37 UTC Exercise / conversionClass B Common 2,260 $15.09 $34,098.88
Disclosure

SEC source: 0000014693-20-000027 · wf-form4_158836543796369.xml · nonDerivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total adjusted to correct prior mathematical error.

Read SEC document
April 29, 2020 Filed Apr 29, 2020 21:21 UTC
Hayes John V.SVP/President, USA & Canada
Exercise / conversionStock Appreciation Right · Derivative 20,788 $0.00 Strike: $15.09 $0.00
Disclosure

SEC source: 0000014693-20-000023 · wf-form4_158819529368931.xml · derivative · entry 7

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 20,788 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2020 Filed Apr 29, 2020 21:21 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass B Common 10,918 $64.35 $702,573.30
Disclosure

SEC source: 0000014693-20-000023 · wf-form4_158819529368931.xml · nonDerivative · entry 2

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,101

F1 · price: The closing price of BF-B on April 28, 2020 was used to calculate the withholding obligation.

Read SEC document
April 29, 2020 Filed Apr 29, 2020 21:21 UTC
Hayes John V.SVP/President, USA & Canada
Exercise / conversionClass B Common 20,788 $15.09 $313,649.34
Disclosure

SEC source: 0000014693-20-000023 · wf-form4_158819529368931.xml · nonDerivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 20:25 UTC Exercise / conversionStock Appreciation Right · Derivative 9,027 $0.00 Strike: $15.09 $0.00
Disclosure

SEC source: 0000014693-20-000021 · wf-form4_158767347889298.xml · derivative · entry 3

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 9,027 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 20:25 UTC Tax withholdingClass B Common 4,425 $60.29 $266,783.25
Disclosure

SEC source: 0000014693-20-000021 · wf-form4_158767347889298.xml · nonDerivative · entry 2

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,936

F1 · price: The closing price of BF-B on April 21, 2020 was used to calculate the withholding obligation.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 20:25 UTC Exercise / conversionClass B Common 9,027 $15.09 $136,199.38
Disclosure

SEC source: 0000014693-20-000021 · wf-form4_158767347889298.xml · nonDerivative · entry 1

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2020 Filed Jun 3, 2021 21:20 UTC GiftClass B Common 4,814 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000069 · wf-form4_162275519098286.xml · nonDerivative · entry 1

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,848

Read SEC document
January 31, 2020 Filed Jan 31, 2020 21:42 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 16,032 $0.00 Strike: $15.09 $0.00
Disclosure

SEC source: 0000014693-20-000012 · wf-form4_158050691010973.xml · derivative · entry 6

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,032

Underlying: Class B Common · 16,032 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Jan 31, 2020 21:42 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 7,527 $68.62 $516,502.74
Disclosure

SEC source: 0000014693-20-000012 · wf-form4_158050691010973.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,606

F1 · price: The closing price of BF-B on January 30, 2020 was used to calculate the withholding obligation.

Read SEC document
January 31, 2020 Filed Jan 31, 2020 21:42 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 16,032 $15.09 $241,890.82
Disclosure

SEC source: 0000014693-20-000012 · wf-form4_158050691010973.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 21:45 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Exercise / conversionStock Appreciation Right · Derivative 1,300 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-20-000010 · wf-form4_157895192959278.xml · derivative · entry 4

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

Underlying: Class B Common · 1,300 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 21:45 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
SaleClass B Common 598 $67.70 $40,484.60
Disclosure

SEC source: 0000014693-20-000010 · wf-form4_157895192959278.xml · nonDerivative · entry 3

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,858.188

Read SEC document
January 10, 2020 Filed Jan 13, 2020 21:45 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Tax withholdingClass B Common 702 $67.38 $47,300.76
Disclosure

SEC source: 0000014693-20-000010 · wf-form4_157895192959278.xml · nonDerivative · entry 2

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,456.188

F2 · price: The closing price of BF-B on January 9, 2020 was used to calculate the withholding obligation.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 21:45 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Exercise / conversionClass B Common 1,300 $18.22 $23,682.10
Disclosure

SEC source: 0000014693-20-000010 · wf-form4_157895192959278.xml · nonDerivative · entry 1

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,158.188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total has been updated to reflect dividend reinvestment.

Read SEC document
January 10, 2020 Filed Jun 3, 2020 21:21 UTC GiftClass A Common 1,908 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000054 · wf-form4_159121924548112.xml · nonDerivative · entry 2

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,012

F1 · balance_after: On April 6, 2020, the reporting person transferred 900,000 shares to three grantor retained annuity trusts.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 23:53 UTC
Cook John D.Director
Exercise / conversionStock Appreciation Right · Derivative 12,188 $0.00 Strike: $15.09 $0.00
Disclosure

SEC source: 0000014693-20-000008 · wf-form4_157870037425978.xml · derivative · entry 4

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 12,188 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 23:53 UTC
Cook John D.Director
SaleClass B Common 3,400 $67.31 $228,850.26
Disclosure

SEC source: 0000014693-20-000008 · wf-form4_157870037425978.xml · nonDerivative · entry 3

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,046

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.2977 to $67.3186, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 23:53 UTC
Cook John D.Director
Tax withholdingClass B Common 2,739 $67.14 $183,896.46
Disclosure

SEC source: 0000014693-20-000008 · wf-form4_157870037425978.xml · nonDerivative · entry 2

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,446

F1 · price: The closing price of BF-B on January 8, 2020 was used to calculate the withholding obligation.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 23:53 UTC
Cook John D.Director
Exercise / conversionClass B Common 12,188 $15.09 $183,892.54
Disclosure

SEC source: 0000014693-20-000008 · wf-form4_157870037425978.xml · nonDerivative · entry 1

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 23:35 UTC
Hayes John V.SVP/President, USA & Canada
Exercise / conversionStock Appreciation Right · Derivative 7,000 $0.00 Strike: $15.09 $0.00
Disclosure

SEC source: 0000014693-20-000006 · wf-form4_157869933421587.xml · derivative · entry 8

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,788

Underlying: Class B Common · 7,000 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 23:35 UTC
Hayes John V.SVP/President, USA & Canada
SaleClass B Common 3,628 $67.32 $244,230.07
Disclosure

SEC source: 0000014693-20-000006 · wf-form4_157869933421587.xml · nonDerivative · entry 3

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,231

Read SEC document
January 09, 2020 Filed Jan 10, 2020 23:35 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass B Common 3,372 $67.14 $226,396.08
Disclosure

SEC source: 0000014693-20-000006 · wf-form4_157869933421587.xml · nonDerivative · entry 2

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,859

F1 · price: The closing price of BF-B on January 8, 2020 was used to calculate the withholding obligation.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 23:35 UTC
Hayes John V.SVP/President, USA & Canada
Exercise / conversionClass B Common 7,000 $15.09 $105,616.00
Disclosure

SEC source: 0000014693-20-000006 · wf-form4_157869933421587.xml · nonDerivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2020 Filed Jun 3, 2020 21:13 UTC Amendment
Cook John D.Director
SaleClass B Common 3,400 $67.31 $228,850.26
Disclosure

SEC source: 0000014693-20-000050 · wf-form4a_159121876206138.xml · nonDerivative · entry 1

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,045

F1 · balance_after: Total adjusted to reflect shares acquired in the issuer's 2018 stock split.

Read SEC document
January 03, 2020 Filed Jun 3, 2020 21:21 UTC GiftClass A Common 478 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000054 · wf-form4_159121924548112.xml · nonDerivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,920

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:17 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Exercise / conversionStock Appreciation Right · Derivative 36,588 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-20-000002 · wf-form4_157834544668742.xml · derivative · entry 5

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 36,588 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:17 UTC
Morreau Jane CecilEVP, Chief Financial Officer
SaleClass B Common 16,405 $67.30 $1,103,999.08
Disclosure

SEC source: 0000014693-20-000002 · wf-form4_157834544668742.xml · nonDerivative · entry 3

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,489.16

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.67, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:17 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Tax withholdingClass B Common 20,183 $67.60 $1,364,370.80
Disclosure

SEC source: 0000014693-20-000002 · wf-form4_157834544668742.xml · nonDerivative · entry 2

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,894.16

F2 · price: The closing price of BF-B on December 31, 2019 was used to calculate the withholding obligation.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:17 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Exercise / conversionClass B Common 36,588 $18.22 $666,523.60
Disclosure

SEC source: 0000014693-20-000002 · wf-form4_157834544668742.xml · nonDerivative · entry 1

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,077.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total has been updated to reflect dividend reinvestment.

Read SEC document
December 18, 2019 Filed Jun 3, 2020 21:21 UTC GiftClass B Common 460 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000054 · wf-form4_159121924548112.xml · nonDerivative · entry 5

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 10,199

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December 10, 2019 Filed Dec 11, 2019 21:48 UTC OtherClass B Common 5,495 $63.59 $349,399.58
Disclosure

SEC source: 0000014693-19-000191 · wf-form4_157610087593451.xml · nonDerivative · entry 2

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,034

F2 · kind: On December 10, 2019, the reporting person exchanged Class B shares for other assets held by a family trust.

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November 25, 2019 Filed Jun 3, 2020 21:23 UTC GiftClass A Common 240 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000056 · wf-form4_159121941539147.xml · nonDerivative · entry 3

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,799

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November 25, 2019 Filed Jun 3, 2020 21:23 UTC GiftClass A Common 240 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000056 · wf-form4_159121941539147.xml · nonDerivative · entry 2

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,440

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October 31, 2019 Filed Nov 4, 2019 21:04 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 16,031 $0.00 Strike: $15.09 $0.00
Disclosure

SEC source: 0000014693-19-000177 · wf-form4_157290145913924.xml · derivative · entry 6

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,064

Underlying: Class B Common · 16,031 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 31, 2019 Filed Nov 4, 2019 21:04 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 9,455 $64.89 $613,534.95
Disclosure

SEC source: 0000014693-19-000177 · wf-form4_157290145913924.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,101

F1 · price: The closing price of BF-B on October 30, 2019 was used to calculate the withholding obligation.

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October 31, 2019 Filed Nov 4, 2019 21:04 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 16,031 $15.09 $241,875.73
Disclosure

SEC source: 0000014693-19-000177 · wf-form4_157290145913924.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2019 Filed Dec 11, 2019 21:48 UTC GiftClass B Common 3,350 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000191 · wf-form4_157610087593451.xml · nonDerivative · entry 1

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,529

F1 · balance_after: Total has been updated to reflect the acquisition of 195,120 shares from a pro rata distribution by a limited liability company on July 26, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.