Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 5, 2022 19:27 UTC |
King Karen MatsushimaDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 950.3143 | $33.41 | $31,750.00 |
DisclosureSEC source: 0001127602-22-000789 · form4.xml · derivative · entry 1 King Karen Matsushima · CIK 0001870975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,157.2735 Underlying: Common Stock, par value $.10 · 950.3143 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · derivative.expiration_date: Expiration Date is 01/20/2058. F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:24 UTC |
Kim John YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 927.866 | $33.41 | $31,000.00 |
DisclosureSEC source: 0001127602-22-000788 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,312.8806 Underlying: Common Stock, par value $.10 · 927.866 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 28, 2021 Filed Oct 31, 2022 19:50 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 965,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-024503 · form5.xml · nonDerivative · entry 2 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,562,490 F1 · price: Not applicable. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 20:51 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GrantCommon Stock, par value $.10 | 8,958 | $34.12 | $305,646.96 |
DisclosureSEC source: 0001127602-21-030911 · form4.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,310,884 F1 · shares: On December 13, 2021, the Reporting Person was granted a restricted stock unit award. F2 · balance_after: Of the amount of securities beneficially owned, 133,259 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 20:50 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GrantCommon Stock, par value $.10 | 5,429 | $34.12 | $185,237.48 |
DisclosureSEC source: 0001127602-21-030908 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,913,590.0315 F1 · shares: On December 13, 2021, the Reporting Person was granted a restricted stock unit award. F2 · balance_after: Of the amount of securities beneficially owned, 344,432 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 20:50 UTC |
Tyle Craig StevenEVP & General Counsel
|
GrantCommon Stock, par value $.10 | 950 | $34.12 | $32,414.00 |
DisclosureSEC source: 0001127602-21-030904 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,220.042 F1 · shares: On December 13, 2021, the Reporting Person was granted a restricted stock unit award. F2 · balance_after: Of the amount of securities beneficially owned, 38,997 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 20:48 UTC |
Sethi AlokEVP, Technology and Operations
|
GrantCommon Stock, par value $.10 | 1,629 | $34.12 | $55,581.48 |
DisclosureSEC source: 0001127602-21-030900 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,894 F1 · shares: On December 13, 2021, the Reporting Person was granted a restricted stock unit award. F2 · balance_after: Of the amount of securities beneficially owned, 62,088 shares represent unvested restricted stock unit awards. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 20:46 UTC |
Plafker Jed A.Executive Vice President
|
GrantCommon Stock, par value $.10 | 5,429 | $34.12 | $185,237.48 |
DisclosureSEC source: 0001127602-21-030898 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,624.786 F1 · shares: On December 13, 2021, the Reporting Person was granted a restricted stock unit award. F2 · balance_after: Of the amount of securities beneficially owned, 70,434 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 20:45 UTC |
Nicholls MatthewEVP and CFO
|
GrantCommon Stock, par value $.10 | 918 | $34.12 | $31,322.16 |
DisclosureSEC source: 0001127602-21-030897 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,396 F1 · shares: On December 13, 2021, the Reporting Person was granted a restricted stock unit award. F2 · price: Of the amount of securities beneficially owned, 131,692 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 20:44 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
GrantCommon Stock, par value $.10 | 597 | $34.12 | $20,369.64 |
DisclosureSEC source: 0001127602-21-030895 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,400.0115 F1 · shares: On December 13, 2021, the Reporting Person was granted a restricted stock unit award. F2 · balance_after: Of the amount of securities beneficially owned, 30,973 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| December 13, 2021 Filed Aug 18, 2022 16:40 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GiftCommon Stock, par value $.10 | 4,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-021273 · form4.xml · nonDerivative · entry 3 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 442,864 F2 · price: Not applicable. F3 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 13, 2021 Filed Aug 18, 2022 16:40 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GiftCommon Stock, par value $.10 | 884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-021273 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,176,642.8812 F2 · price: Not applicable. Read SEC document |
| December 13, 2021 Filed Oct 27, 2022 18:48 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 884 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-024428 · form5.xml · nonDerivative · entry 3 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 22,841 F2 · ownership.nature: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 13, 2021 Filed Oct 27, 2022 18:48 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 1,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-024428 · form5.xml · nonDerivative · entry 2 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 245,209 F1 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 13, 2021 Filed Oct 27, 2022 18:48 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 884 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-024428 · form5.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,311,768 Read SEC document |
| December 13, 2021 Filed Oct 31, 2022 19:50 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 20,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-024503 · form5.xml · nonDerivative · entry 1 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,562,490 F1 · price: Not applicable. Read SEC document |
| December 13, 2021 Filed Dec 21, 2023 19:20 UTC Amendment |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-030257 · form5a.xml · nonDerivative · entry 3 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 22,841 F1 · price: Not applicable. F3 · ownership.nature: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 13, 2021 Filed Dec 21, 2023 19:20 UTC Amendment |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 1,768 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-030257 · form5a.xml · nonDerivative · entry 2 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 245,209 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 13, 2021 Filed Dec 21, 2023 19:20 UTC Amendment |
JOHNSON GREGORY EDirector · Executive Chairman
|
GiftCommon Stock, par value $.10 | 884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-030257 · form5a.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,311,768 F1 · price: Not applicable. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:26 UTC |
Nicholls MatthewEVP and CFO
|
Tax withholdingCommon Stock, par value $.10 | 10,477 | $31.82 | $333,378.14 |
DisclosureSEC source: 0001127602-21-030218 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,478 F1 · balance_after: Of the amount of securities beneficially owned, 130,774 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:24 UTC |
Plafker Jed A.Executive Vice President
|
Tax withholdingCommon Stock, par value $.10 | 8,901 | $31.82 | $283,229.82 |
DisclosureSEC source: 0001127602-21-030217 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,195.786 F1 · balance_after: Of the amount of securities beneficially owned, 65,005 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:23 UTC |
Sethi AlokEVP, Technology and Operations
|
Tax withholdingCommon Stock, par value $.10 | 4,670 | $31.82 | $148,599.40 |
DisclosureSEC source: 0001127602-21-030216 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,265 F1 · balance_after: Of the amount of securities beneficially owned, 60,459 shares represent unvested restricted stock unit awards. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:21 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
Tax withholdingCommon Stock, par value $.10 | 3,276 | $31.82 | $104,242.32 |
DisclosureSEC source: 0001127602-21-030215 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,803.0115 F1 · balance_after: Of the amount of securities beneficially owned, 30,376 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:20 UTC |
Tyle Craig StevenEVP & General Counsel
|
Tax withholdingCommon Stock, par value $.10 | 3,085 | $31.82 | $98,164.70 |
DisclosureSEC source: 0001127602-21-030214 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,270.042 F1 · balance_after: Of the amount of securities beneficially owned, 38,047 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 21:37 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
SaleCommon Stock, par value $.10 | 10,000 | $35.82 | $358,246.00 |
DisclosureSEC source: 0001127602-21-029335 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,079.0115 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.793 to $35.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:01 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GrantCommon Stock, par value $.10 | 30,245 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-028800 · form4.xml · nonDerivative · entry 2 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,301,926 F1 · shares: On November 1, 2019 and November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 8, 2021, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2021 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2021. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 124,301 shares represent unvested restricted stock and stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2021 as reported in Footnote 1). Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:01 UTC |
JOHNSON GREGORY EDirector · Executive Chairman
|
GrantCommon Stock, par value $.10 | 23,783 | $35.74 | $850,004.42 |
DisclosureSEC source: 0001127602-21-028800 · form4.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,271,681 Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:59 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GrantCommon Stock, par value $.10 | 36,723 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-028798 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,908,161.0315 F1 · shares: On November 1, 2019 and November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 8, 2021, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2021 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2021. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 339,003 shares represented unvested restricted stock and stock unit awards (excluding the unvested restricted stock units scheduled to vest on December 1, 2021 as reported in Footnote 1). Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:59 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
GrantCommon Stock, par value $.10 | 219,642 | $35.74 | $7,850,005.08 |
DisclosureSEC source: 0001127602-21-028798 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,871,438.0315 Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:58 UTC |
Tyle Craig StevenEVP & General Counsel
|
GrantCommon Stock, par value $.10 | 6,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-028797 · form4.xml · nonDerivative · entry 2 Tyle Craig Steven · CIK 0001338014 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,355.042 F1 · shares: On November 1, 2019 and November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 8, 2021, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2021 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2021. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 38,047 shares represent unvested restricted stock and stock unit awards (which excludes the restricted stock units scheduled to vest on December 1, 2021 as reported in Footnote 1). Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:58 UTC |
Tyle Craig StevenEVP & General Counsel
|
GrantCommon Stock, par value $.10 | 16,788 | $35.74 | $600,003.12 |
DisclosureSEC source: 0001127602-21-028797 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,135.042 Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:56 UTC |
Plafker Jed A.Executive Vice President
|
GrantCommon Stock, par value $.10 | 15,707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-028796 · form4.xml · nonDerivative · entry 2 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,096.786 F1 · shares: On November 1, 2019 and November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 8, 2021, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2021 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2021. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 67,999 shares represent unvested restricted stock and stock unit awards (which excludes the restricted stock units scheduled to vest on December 1, 2021 as reported in Footnote 1). Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:56 UTC |
Plafker Jed A.Executive Vice President
|
GrantCommon Stock, par value $.10 | 23,783 | $35.74 | $850,004.42 |
DisclosureSEC source: 0001127602-21-028796 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,389.786 Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:54 UTC |
Nicholls MatthewEVP and CFO
|
GrantCommon Stock, par value $.10 | 6,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-028795 · form4.xml · nonDerivative · entry 2 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,955 F1 · shares: On November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 8, 2021, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2021 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2021. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 145,462 shares represent unvested restricted stock and stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2021 as reported in Footnote 1). Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:54 UTC |
Nicholls MatthewEVP and CFO
|
GrantCommon Stock, par value $.10 | 72,398 | $35.74 | $2,587,504.52 |
DisclosureSEC source: 0001127602-21-028795 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,745 Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:52 UTC |
Spector Adam BenjaminEVP, Global Advisory Services
|
GrantCommon Stock, par value $.10 | 51,763 | $35.74 | $1,850,009.62 |
DisclosureSEC source: 0001127602-21-028794 · form4.xml · nonDerivative · entry 1 Spector Adam Benjamin · CIK 0001679191 · EVP, Global Advisory Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,777 F1 · balance_after: Of the amount of securities beneficially owned, 183,551 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:50 UTC |
Sethi AlokEVP, Technology and Operations
|
GrantCommon Stock, par value $.10 | 23,783 | $35.74 | $850,004.42 |
DisclosureSEC source: 0001127602-21-028793 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · EVP, Technology and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,935 F1 · balance_after: Of the amount of securities beneficially owned, 74,681 shares represent unvested restricted stock unit awards. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:49 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
GrantCommon Stock, par value $.10 | 14,095 | $35.74 | $503,755.30 |
DisclosureSEC source: 0001127602-21-028792 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,079.0115 F1 · balance_after: Of the amount of securities beneficially owned, 40,664 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 20:57 UTC |
Plafker Jed A.Executive Vice President
|
SaleCommon Stock, par value $.10 | 21,705 | $35.86 | $778,363.01 |
DisclosureSEC source: 0001127602-21-028559 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,606.786 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.845 to $35.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:57 UTC |
King Karen MatsushimaDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 158.7806 | $31.49 | $5,000.00 |
DisclosureSEC source: 0001127602-21-028137 · form4.xml · derivative · entry 1 King Karen Matsushima · CIK 0001870975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,197.7888 Underlying: Common Stock, par value $.10 · 158.7806 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · derivative.expiration_date: Expiration Date is 01/20/2058. F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:22 UTC |
Kim John YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 158.7806 | $31.49 | $5,000.00 |
DisclosureSEC source: 0001127602-21-028089 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,309.3477 Underlying: Common Stock, par value $.10 · 158.7806 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:21 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 158.7806 | $31.49 | $5,000.00 |
DisclosureSEC source: 0001127602-21-028086 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,478.2463 Underlying: Common Stock, par value $.10 · 158.7806 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:56 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,154.4851 | $30.10 | $34,750.00 |
DisclosureSEC source: 0001127602-21-026464 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,319.4657 Underlying: Common Stock, par value $.10 · 1,154.4851 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:54 UTC |
King Karen MatsushimaDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,054.8173 | $30.10 | $31,750.00 |
DisclosureSEC source: 0001127602-21-026460 · form4.xml · derivative · entry 1 King Karen Matsushima · CIK 0001870975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,039.0082 Underlying: Common Stock, par value $.10 · 1,054.8173 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · derivative.expiration_date: Expiration Date is 01/20/2058. F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:50 UTC |
Kim John YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,029.9004 | $30.10 | $31,000.00 |
DisclosureSEC source: 0001127602-21-026459 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,150.5671 Underlying: Common Stock, par value $.10 · 1,029.9004 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:44 UTC |
Plafker Jed A.Executive Vice President
|
Tax withholdingCommon Stock, par value $.10 | 14,255 | $32.44 | $462,432.20 |
DisclosureSEC source: 0001127602-21-024753 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,311.786 F1 · balance_after: Of the amount of securities beneficially owned, 41,222 shares represent unvested restricted stock awards and 2,994 shares represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:47 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
Tax withholdingCommon Stock, par value $.10 | 2,086 | $32.44 | $67,669.84 |
DisclosureSEC source: 0001127602-21-024755 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,984.0115 F1 · balance_after: Of the amount of securities beneficially owned, 12,290 shares represent unvested restricted stock awards and 14,279 shares represent unvested restricted stock unit awards. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:46 UTC |
Nicholls MatthewEVP and CFO
|
Tax withholdingCommon Stock, par value $.10 | 13,877 | $32.44 | $450,169.88 |
DisclosureSEC source: 0001127602-21-024754 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,347 F1 · balance_after: Of the amount of securities beneficially owned, 73,064 shares represent unvested restricted stock awards. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:42 UTC |
Tyle Craig StevenEVP & General Counsel
|
Tax withholdingCommon Stock, par value $.10 | 6,628 | $32.44 | $215,012.32 |
DisclosureSEC source: 0001127602-21-024752 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,347.042 F1 · balance_after: Of the amount of securities beneficially owned, 21,259 shares represent unvested restricted stock awards. Read SEC document |
| August 19, 2021 Filed Aug 19, 2021 23:13 UTC |
JOHNSON JENNIFER MDirector · President and CEO
|
SaleCommon Stock, par value $.10 | 52,789 | $30.37 | $1,603,201.93 |
DisclosureSEC source: 0001127602-21-024062 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,897,836.0315 F1 · price: The price reposted in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.4450, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.