Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2017 Filed Oct 19, 2018 17:56 UTC |
JOHNSON JENNIFER MPresident and COO
|
GiftCommon Stock, par value $.10 | 671 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030698 · form5.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,764.2402 F1 · price: Not applicable. Read SEC document |
| November 08, 2017 Filed Oct 23, 2018 20:15 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 17,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030848 · form5.xml · nonDerivative · entry 1 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,308,897 F1 · price: Not applicable. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 17:36 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 35.0549 | $42.79 | $1,500.00 |
DisclosureSEC source: 0001127602-17-031309 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,292.7545 Underlying: Common Stock, par value $.10 · 35.0549 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 17:31 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 35.0549 | $42.79 | $1,500.00 |
DisclosureSEC source: 0001127602-17-031308 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,207.6308 Underlying: Common Stock, par value $.10 · 35.0549 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:06 UTC |
LEWIS KENNETH AEVP and CFO
|
GrantCommon Stock, par value $.10 | 1,796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-031465 · form4.xml · nonDerivative · entry 2 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,552.517 F1 · shares: On November 4, 2014, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2017, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2017 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2017. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 35,988 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2017 as reported on Footnote 1.) Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:06 UTC |
LEWIS KENNETH AEVP and CFO
|
GrantCommon Stock, par value $.10 | 16,359 | $42.79 | $700,001.61 |
DisclosureSEC source: 0001127602-17-031465 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,756.517 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 19:28 UTC |
Sethi AlokReg. S-K Executive Officer
|
GrantCommon Stock, par value $.10 | 586 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031455 · form4.xml · nonDerivative · entry 2 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,391.668 F1 · shares: On November 4, 2014, November 3, 2015 and November 1, 2016 the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2017, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2017 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2017. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 5,726 shares represent unvested restricted stock awards and 14,385 shares represent unvested stock unit awards (which exclude the unvested restricted stock units scheduled to vest on December 1, 2017 as reported in Footnote 1). Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 19:28 UTC |
Sethi AlokReg. S-K Executive Officer
|
GrantCommon Stock, par value $.10 | 5,726 | $42.79 | $245,015.54 |
DisclosureSEC source: 0001127602-17-031455 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,805.668 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 19:18 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GrantCommon Stock, par value $.10 | 68,942 | $42.79 | $2,950,028.18 |
DisclosureSEC source: 0001127602-17-031453 · form4.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,116,215 F1 · balance_after: Of the amount of securities beneficially owned, 171,365 shares represent unvested restricted stock awards. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 19:09 UTC |
Tyle Craig StevenEVP and General Counsel
|
GrantCommon Stock, par value $.10 | 898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-031451 · form4.xml · nonDerivative · entry 2 Tyle Craig Steven · CIK 0001338014 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,059.042 F1 · shares: On November 4, 2014, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2017, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2017 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2017. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 23,113 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2017 as reported on Footnote 1). Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 19:09 UTC |
Tyle Craig StevenEVP and General Counsel
|
GrantCommon Stock, par value $.10 | 10,809 | $42.79 | $462,517.11 |
DisclosureSEC source: 0001127602-17-031451 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,161.042 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 19:13 UTC |
JOHNSON JENNIFER MPresident and COO
|
GrantCommon Stock, par value $.10 | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031452 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,552,280.8946 F1 · shares: On November 4, 2014 the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2017, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2017 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2017. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 81,489 shares represent unvested restricted stock awards (which exclude the unvested restricted stock units scheduled to vest on December 1, 2017 as reported in Footnote 1). Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 19:13 UTC |
JOHNSON JENNIFER MPresident and COO
|
GrantCommon Stock, par value $.10 | 43,235 | $42.79 | $1,850,025.65 |
DisclosureSEC source: 0001127602-17-031452 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550,335.8946 Read SEC document |
| October 30, 2017 Filed Oct 31, 2017 17:30 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
SaleCommon Stock, par value $.10 | 56,825 | $42.83 | $2,433,621.55 |
DisclosureSEC source: 0001127602-17-030581 · form4.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,047,273 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.70 to $42.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. Read SEC document |
| October 25, 2017 Filed Oct 25, 2017 23:12 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 33.9751 | $44.15 | $1,500.00 |
DisclosureSEC source: 0001127602-17-030311 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,151.7273 Underlying: Common Stock, par value $.10 · 33.9751 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 25, 2017 Filed Oct 25, 2017 23:09 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 33.9751 | $44.15 | $1,500.00 |
DisclosureSEC source: 0001127602-17-030310 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,632.2735 Underlying: Common Stock, par value $.10 · 33.9751 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 22:40 UTC |
Byerwalter Mariann HDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 33.9751 | $44.15 | $1,500.00 |
DisclosureSEC source: 0001127602-17-030350 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,716.2649 Underlying: Common Stock, par value $.10 · 33.9751 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 17:48 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 33.6776 | $44.54 | $1,500.00 |
DisclosureSEC source: 0001127602-17-030229 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,172.5759 Underlying: Common Stock, par value $.10 · 33.6776 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 17:42 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 33.6776 | $44.54 | $1,500.00 |
DisclosureSEC source: 0001127602-17-030228 · form4.xml · derivative · entry 2 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,257.6996 Underlying: Common Stock, par value $.10 · 33.6776 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 22, 2017 Filed Oct 24, 2017 21:06 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 33.6776 | $44.54 | $1,500.00 |
DisclosureSEC source: 0001127602-17-030247 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,598.2984 Underlying: Common Stock, par value $.10 · 33.6776 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 22, 2017 Filed Oct 24, 2017 17:58 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 33.6776 | $44.54 | $1,500.00 |
DisclosureSEC source: 0001127602-17-030230 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,117.7522 Underlying: Common Stock, par value $.10 · 33.6776 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 22, 2017 Filed Oct 24, 2017 17:42 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 33.6776 | $44.54 | $1,500.00 |
DisclosureSEC source: 0001127602-17-030228 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,224.022 Underlying: Common Stock, par value $.10 · 33.6776 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 18:35 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 642.7454 | $44.73 | $28,750.00 |
DisclosureSEC source: 0001127602-17-028857 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,083.1617 Underlying: Common Stock, par value $.10 · 642.7454 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 23:03 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 530.9636 | $44.73 | $23,750.00 |
DisclosureSEC source: 0001127602-17-029054 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,023.6237 Underlying: Common Stock, par value $.10 · 530.9636 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 18:30 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 475.0727 | $44.73 | $21,250.00 |
DisclosureSEC source: 0001127602-17-028852 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,044.4244 Underlying: Common Stock, par value $.10 · 475.0727 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 18:25 UTC |
Byerwalter Mariann HDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 475.0727 | $44.73 | $21,250.00 |
DisclosureSEC source: 0001127602-17-028848 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,632.3021 Underlying: Common Stock, par value $.10 · 475.0727 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 18:03 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 475.0727 | $44.73 | $21,250.00 |
DisclosureSEC source: 0001127602-17-028843 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,492.8565 Underlying: Common Stock, par value $.10 · 475.0727 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 21:13 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 35.7228 | $41.99 | $1,500.00 |
DisclosureSEC source: 0001127602-17-027437 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,569.3517 Underlying: Common Stock, par value $.10 · 35.7228 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 21:10 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 35.7228 | $41.99 | $1,500.00 |
DisclosureSEC source: 0001127602-17-027436 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,440.4163 Underlying: Common Stock, par value $.10 · 35.7228 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:05 UTC |
Tyle Craig StevenEVP and General Counsel
|
Tax withholdingCommon Stock, par value $.10 | 4,638 | $43.23 | $200,500.74 |
DisclosureSEC source: 0001127602-17-026951 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,352.042 F1 · balance_after: Of the amount of securities beneficially owned, 12,304 shares represent unvested restricted stock awards. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 18:27 UTC |
LEWIS KENNETH AEVP and CFO
|
Tax withholdingCommon Stock, par value $.10 | 7,623 | $43.23 | $329,542.29 |
DisclosureSEC source: 0001127602-17-026929 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,397.517 F1 · balance_after: Of the amount of securities beneficially owned, 19,629 shares represent unvested restricted stock awards. Read SEC document |
| August 31, 2017 Filed Oct 30, 2017 19:06 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 2,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030448 · form5.xml · nonDerivative · entry 8 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,104,098 F1 · price: Not applicable. Read SEC document |
| August 17, 2017 Filed Oct 30, 2017 19:06 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030448 · form5.xml · nonDerivative · entry 7 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,104,098 F1 · price: Not applicable. Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 19:43 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 32.6797 | $45.90 | $1,500.00 |
DisclosureSEC source: 0001127602-17-024306 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,492.6601 Underlying: Common Stock, par value $.10 · 32.6797 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 17:28 UTC |
Byerwalter Mariann HDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 32.6797 | $45.90 | $1,500.00 |
DisclosureSEC source: 0001127602-17-024298 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,157.2294 Underlying: Common Stock, par value $.10 · 32.6797 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 17:26 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 32.6797 | $45.90 | $1,500.00 |
DisclosureSEC source: 0001127602-17-024296 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,017.7838 Underlying: Common Stock, par value $.10 · 32.6797 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 22:27 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 471.4888 | $45.07 | $21,250.00 |
DisclosureSEC source: 0001127602-17-022586 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,918.4821 Underlying: Common Stock, par value $.10 · 471.4888 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 22:13 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 637.8966 | $45.07 | $28,750.00 |
DisclosureSEC source: 0001127602-17-022583 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,354.051 Underlying: Common Stock, par value $.10 · 637.8966 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 22:10 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 471.4888 | $45.07 | $21,250.00 |
DisclosureSEC source: 0001127602-17-022581 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,395.6382 Underlying: Common Stock, par value $.10 · 471.4888 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 22:06 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 526.9581 | $45.07 | $23,750.00 |
DisclosureSEC source: 0001127602-17-022579 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,404.3186 Underlying: Common Stock, par value $.10 · 526.9581 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 22:04 UTC |
Byerwalter Mariann HDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 471.4888 | $45.07 | $21,250.00 |
DisclosureSEC source: 0001127602-17-022577 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,078.7006 Underlying: Common Stock, par value $.10 · 471.4888 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 22, 2017 Filed Jun 22, 2017 22:55 UTC |
LEWIS KENNETH AEVP and CFO
|
SaleCommon Stock, par value $.10 | 17,141 | $44.51 | $762,894.49 |
DisclosureSEC source: 0001127602-17-022054 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,020.517 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.4600 to $44.5900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 18:55 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 67.9656 | $44.14 | $3,000.00 |
DisclosureSEC source: 0001127602-17-021411 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,877.3605 Underlying: Common Stock, par value $.10 · 67.9656 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 18:51 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 67.9656 | $44.14 | $3,000.00 |
DisclosureSEC source: 0001127602-17-021409 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,924.1494 Underlying: Common Stock, par value $.10 · 67.9656 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 18:42 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 33.9828 | $44.14 | $1,500.00 |
DisclosureSEC source: 0001127602-17-021404 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,716.1544 Underlying: Common Stock, par value $.10 · 33.9828 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 18:47 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 67.9656 | $44.14 | $3,000.00 |
DisclosureSEC source: 0001127602-17-021408 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,446.9933 Underlying: Common Stock, par value $.10 · 67.9656 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 17:57 UTC |
Byerwalter Mariann HDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 33.9828 | $44.14 | $1,500.00 |
DisclosureSEC source: 0001127602-17-021482 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,607.2118 Underlying: Common Stock, par value $.10 · 33.9828 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| May 30, 2017 Filed Nov 1, 2017 20:22 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 18,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030765 · form5.xml · nonDerivative · entry 4 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,968,918 F1 · price: Not applicable. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 16:36 UTC |
Byerwalter Mariann HDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 35.4778 | $42.28 | $1,500.00 |
DisclosureSEC source: 0001127602-17-015813 · form4.xml · derivative · entry 1 Byerwalter Mariann H · CIK 0001233561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,573.229 Underlying: Common Stock, par value $.10 · 35.4778 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 27, 2017 Filed May 1, 2017 17:18 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 35.4778 | $42.28 | $1,500.00 |
DisclosureSEC source: 0001127602-17-015930 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,809.3949 Underlying: Common Stock, par value $.10 · 35.4778 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.