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BECTON DICKINSON & CO

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2498
SEC CIK
0000010795
Parsed reports
649

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202603
Feb 202602
Mar 202601
Apr 202601
May 202601
Jun 202604
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2017 Filed Jan 26, 2017 19:16 UTC GrantCommon Stock 1,181 $0.00 $0.00
Disclosure

SEC source: 0001543407-17-000009 · edgar.xml · nonDerivative · entry 1

Pomeroy Claire · CIK 0001603648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,221

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 19:14 UTC GrantCommon Stock 1,181 $0.00 $0.00
Disclosure

SEC source: 0001543407-17-000008 · edgar.xml · nonDerivative · entry 1

LARSEN MARSHALL O · CIK 0001024382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,514

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 19:12 UTC GrantCommon Stock 1,181 $0.00 $0.00
Disclosure

SEC source: 0001543407-17-000007 · edgar.xml · nonDerivative · entry 1

Jones Christopher Ian Montague · CIK 0001292762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,360

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes righs acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 19:10 UTC GrantCommon Stock 1,181 $0.00 $0.00
Disclosure

SEC source: 0001543407-17-000006 · edgar.xml · nonDerivative · entry 1

Fraser Claire · CIK 0001382031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,391

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 19:04 UTC GrantCommon Stock 1,181 $0.00 $0.00
Disclosure

SEC source: 0001543407-17-000005 · edgar.xml · nonDerivative · entry 1

Mecklenburg Gary A · CIK 0001310461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,148

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 18:55 UTC GrantCommon Stock 1,181 $0.00 $0.00
Disclosure

SEC source: 0001543407-17-000003 · edgar.xml · nonDerivative · entry 1

BURZIK CATHERINE M · CIK 0001261141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,318

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 18:51 UTC GrantCommon Stock 1,181 $0.00 $0.00
Disclosure

SEC source: 0001543407-17-000002 · edgar.xml · nonDerivative · entry 1

ECKERT R ANDREW · CIK 0001210525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
December 19, 2016 Filed Dec 23, 2016 21:26 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
GiftCommon Stock 149 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000153 · edgar.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,716

Read SEC document
December 15, 2016 Filed Dec 16, 2016 18:50 UTC
Gallagher John EVP, Corp Finance and Treasurer
SaleCommon Stock 1,793 $168.82 $302,694.26
Disclosure

SEC source: 0001543407-16-000151 · edgar.xml · nonDerivative · entry 1

Gallagher John E · CIK 0001628991 · VP, Corp Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,796

Read SEC document
December 13, 2016 Filed Jan 3, 2017 18:22 UTC
COHEN GARY MExecutive Vice President
GiftCommon Stock 1,640 $0.00 $0.00
Disclosure

SEC source: 0001543407-17-000001 · edgar.xml · nonDerivative · entry 2

COHEN GARY M · CIK 0001223637 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,770

Read SEC document
December 08, 2016 Filed Dec 19, 2016 15:05 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
GiftCommon Stock 920 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000152 · edgar.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,865

Read SEC document
December 06, 2016 Filed Jan 3, 2017 18:22 UTC
COHEN GARY MExecutive Vice President
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001543407-17-000001 · edgar.xml · nonDerivative · entry 1

COHEN GARY M · CIK 0001223637 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,410

Read SEC document
December 05, 2016 Filed Dec 6, 2016 18:48 UTC
Sichak StephenExecutive Vice President
SaleCommon Stock 2,632 $164.44 $432,806.08
Disclosure

SEC source: 0001543407-16-000150 · edgar.xml · nonDerivative · entry 1

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,953

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:12 UTC
Strahlman Ellen RSenior Vice President
GrantStock Appreciation Rights · Derivative 20,784 $0.00 Strike: $170.69 $0.00
Disclosure

SEC source: 0001543407-16-000139 · edgar.xml · derivative · entry 4

Strahlman Ellen R · CIK 0001575385 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,784

Underlying: Common Stock · 20,784 shares

Expires 2026-11-26

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:12 UTC
Strahlman Ellen RSenior Vice President
GrantCommon Stock 2,120 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000139 · edgar.xml · nonDerivative · entry 3

Strahlman Ellen R · CIK 0001575385 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,853

F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:12 UTC
Strahlman Ellen RSenior Vice President
Tax withholdingCommon Stock 5,188 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000139 · edgar.xml · nonDerivative · entry 2

Strahlman Ellen R · CIK 0001575385 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,733

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:12 UTC
Strahlman Ellen RSenior Vice President
GrantCommon Stock 6,703 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000139 · edgar.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,921

F1 · shares: Represents shares vesting under performance units granted on November 26, 2013.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:19 UTC
Gallagher John EVP, Corp Finance and Treasurer
GrantStock Appreciation Rights · Derivative 5,404 $0.00 Strike: $170.69 $0.00
Disclosure

SEC source: 0001543407-16-000146 · edgar.xml · derivative · entry 4

Gallagher John E · CIK 0001628991 · VP, Corp Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,404

Underlying: Common Stock · 5,404 shares

Expires 2026-11-26

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:19 UTC
Gallagher John EVP, Corp Finance and Treasurer
GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000146 · edgar.xml · nonDerivative · entry 3

Gallagher John E · CIK 0001628991 · VP, Corp Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,589

F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:19 UTC
Gallagher John EVP, Corp Finance and Treasurer
Tax withholdingCommon Stock 1,284 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000146 · edgar.xml · nonDerivative · entry 2

Gallagher John E · CIK 0001628991 · VP, Corp Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,038

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:19 UTC
Gallagher John EVP, Corp Finance and Treasurer
GrantCommon Stock 2,064 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000146 · edgar.xml · nonDerivative · entry 1

Gallagher John E · CIK 0001628991 · VP, Corp Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,322

F1 · shares: Represents shares vesting under performance units granted on November 26, 2013.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:04 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
GrantStock Appreciation Rights · Derivative 10,096 $0.00 Strike: $170.69 $0.00
Disclosure

SEC source: 0001543407-16-000144 · edgar.xml · derivative · entry 6

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,096

Underlying: Common Stock · 10,096 shares

Expires 2026-11-26

F6 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:04 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
GrantCommon Stock 1,030 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000144 · edgar.xml · nonDerivative · entry 3

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,320

F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:04 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
Tax withholdingCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000144 · edgar.xml · nonDerivative · entry 2

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,290

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:04 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
GrantCommon Stock 2,038 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000144 · edgar.xml · nonDerivative · entry 1

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,816

F1 · shares: Represents shares vesting under performance units granted on November 26, 2013.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 18:36 UTC
Conroy AlexandreExecutive Vice President
GrantStock Appreciation Rights · Derivative 18,706 $0.00 Strike: $170.69 $0.00
Disclosure

SEC source: 0001543407-16-000149 · edgar.xml · derivative · entry 5

Conroy Alexandre · CIK 0001551713 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,706

Underlying: Common Stock · 18,706 shares

Expires 2026-11-26

F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 18:36 UTC
Conroy AlexandreExecutive Vice President
GrantCommon Stock 1,908 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000149 · edgar.xml · nonDerivative · entry 3

Conroy Alexandre · CIK 0001551713 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,176

F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 18:36 UTC
Conroy AlexandreExecutive Vice President
Tax withholdingCommon Stock 758 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000149 · edgar.xml · nonDerivative · entry 2

Conroy Alexandre · CIK 0001551713 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,268

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 18:36 UTC
Conroy AlexandreExecutive Vice President
GrantCommon Stock 5,415 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000149 · edgar.xml · nonDerivative · entry 1

Conroy Alexandre · CIK 0001551713 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,026

F1 · shares: Represents shares vesting under performance units granted on November 26, 2013.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:54 UTC
COHEN GARY MExecutive Vice President
GrantStock Appreciation Rights · Derivative 10,689 $0.00 Strike: $170.69 $0.00
Disclosure

SEC source: 0001543407-16-000148 · edgar.xml · derivative · entry 6

COHEN GARY M · CIK 0001223637 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,689

Underlying: Common Stock · 10,689 shares

Expires 2026-11-26

F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:54 UTC
COHEN GARY MExecutive Vice President
GrantCommon Stock 1,090 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000148 · edgar.xml · nonDerivative · entry 3

COHEN GARY M · CIK 0001223637 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,410

F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:54 UTC
COHEN GARY MExecutive Vice President
Tax withholdingCommon Stock 3,873 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000148 · edgar.xml · nonDerivative · entry 2

COHEN GARY M · CIK 0001223637 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,320

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:54 UTC
COHEN GARY MExecutive Vice President
GrantCommon Stock 5,156 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000148 · edgar.xml · nonDerivative · entry 1

COHEN GARY M · CIK 0001223637 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,193

F1 · shares: Represents shares vesting under performance units granted on November 26, 2013.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:28 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
GrantStock Appreciation Rights · Derivative 112,233 $0.00 Strike: $170.69 $0.00
Disclosure

SEC source: 0001543407-16-000147 · edgar.xml · derivative · entry 6

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,233

Underlying: Common Stock · 112,233 shares

Expires 2026-11-26

F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:28 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
GrantCommon Stock 11,444 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000147 · edgar.xml · nonDerivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,785

F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:28 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Tax withholdingCommon Stock 29,560 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000147 · edgar.xml · nonDerivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,341

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:28 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
GrantCommon Stock 38,666 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000147 · edgar.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,901

F1 · shares: Represents shares vesting under performance units granted on November 26, 2013.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:39 UTC
Sichak StephenExecutive Vice President
GrantStock Appreciation Rights · Derivative 10,600 $0.00 Strike: $170.69 $0.00
Disclosure

SEC source: 0001543407-16-000141 · edgar.xml · derivative · entry 4

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

Underlying: Common Stock · 10,600 shares

Expires 2026-11-26

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:39 UTC
Sichak StephenExecutive Vice President
GrantCommon Stock 1,081 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000141 · edgar.xml · nonDerivative · entry 3

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,585

F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:39 UTC
Sichak StephenExecutive Vice President
Tax withholdingCommon Stock 2,752 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000141 · edgar.xml · nonDerivative · entry 2

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,504

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:39 UTC
Sichak StephenExecutive Vice President
GrantCommon Stock 3,610 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000141 · edgar.xml · nonDerivative · entry 1

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,256

F1 · shares: Represents shares vesting under performance units granted on November 26, 2013.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:12 UTC
Lim James CExecutive Vice President
GrantStock Appreciation Rights · Derivative 11,877 $0.00 Strike: $170.69 $0.00
Disclosure

SEC source: 0001543407-16-000145 · edgar.xml · derivative · entry 4

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,877

Underlying: Common Stock · 11,877 shares

Expires 2026-11-26

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:12 UTC
Lim James CExecutive Vice President
GrantCommon Stock 1,211 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000145 · edgar.xml · nonDerivative · entry 2

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,635

F2 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 17:12 UTC
Lim James CExecutive Vice President
GrantCommon Stock 3,868 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000145 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,424

F1 · shares: Represents shares vesting under performance units granted on November 26, 2013.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:55 UTC
Polen Thomas E JrExecutive Vice President
GrantStock Appreciation Rights · Derivative 29,692 $0.00 Strike: $170.69 $0.00
Disclosure

SEC source: 0001543407-16-000143 · edgar.xml · derivative · entry 4

Polen Thomas E Jr · CIK 0001621793 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,692

Underlying: Common Stock · 29,692 shares

Expires 2026-11-26

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:55 UTC
Polen Thomas E JrExecutive Vice President
GrantCommon Stock 3,028 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000143 · edgar.xml · nonDerivative · entry 3

Polen Thomas E Jr · CIK 0001621793 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,209

F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:55 UTC
Polen Thomas E JrExecutive Vice President
Tax withholdingCommon Stock 2,316 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000143 · edgar.xml · nonDerivative · entry 2

Polen Thomas E Jr · CIK 0001621793 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,181

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:55 UTC
Polen Thomas E JrExecutive Vice President
GrantCommon Stock 2,708 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000143 · edgar.xml · nonDerivative · entry 1

Polen Thomas E Jr · CIK 0001621793 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,497

F1 · shares: Represents shares vesting under performance units granted on November 26, 2013.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:47 UTC
Shabshab NabilExecutive Vice President
GrantStock Appreciation Rights · Derivative 12,471 $0.00 Strike: $170.69 $0.00
Disclosure

SEC source: 0001543407-16-000142 · edgar.xml · derivative · entry 4

Shabshab Nabil · CIK 0001568903 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,471

Underlying: Common Stock · 12,471 shares

Expires 2026-11-26

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

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November 26, 2016 Filed Nov 29, 2016 16:47 UTC
Shabshab NabilExecutive Vice President
GrantCommon Stock 1,272 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000142 · edgar.xml · nonDerivative · entry 3

Shabshab Nabil · CIK 0001568903 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,704

F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.