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Sichak Stephen

Disclosed activity across 1 company

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173280
SEC CIK
0001532277

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BECTON DICKINSON & COBDX · Entity 2498Executive Vice PresidentSeptember 08, 2017September 11, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BECTON DICKINSON & CO

Report date September 08, 2017 · Filed September 11, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,953 Ending reported balance After 2017-09-08 transaction · row 12
12 source rows · reconciled sequence

Row 1 · 2017-09-08 · Exercise / conversion · Acquired 6,085 · Balance 14,038

Row 2 · 2017-09-08 · Disposition to issuer · Disposed 2,313 · Balance 11,725

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Row 3 · 2017-09-08 · Sale · Disposed 3,772 · Balance 7,953

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Row 4 · 2017-09-08 · Exercise / conversion · Acquired 11,094 · Balance 19,047

Row 5 · 2017-09-08 · Disposition to issuer · Disposed 6,027 · Balance 13,020

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Row 6 · 2017-09-08 · Sale · Disposed 5,067 · Balance 7,953

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Row 7 · 2017-09-08 · Exercise / conversion · Acquired 6,184 · Balance 14,137

Row 8 · 2017-09-08 · Disposition to issuer · Disposed 4,157 · Balance 9,980

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Row 9 · 2017-09-08 · Sale · Disposed 2,027 · Balance 7,953

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Row 10 · 2017-09-08 · Exercise / conversion · Acquired 3,670 · Balance 11,623

Row 11 · 2017-09-08 · Disposition to issuer · Disposed 2,749 · Balance 8,874

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Row 12 · 2017-09-08 · Sale · Disposed 921 · Balance 7,953

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $76.18 · Expires 2022-11-20Direct0 Reported balance After 2017-09-08 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-09-08 · Exercise / conversion · Disposed 6,085 · Balance 0

F2: The stock appreciation rights vest in four annual installments beginning November 20, 2013.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $108.89 · Expires 2023-11-26Direct3,698 Reported balance After 2017-09-08 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-09-08 · Exercise / conversion · Disposed 11,094 · Balance 3,698

F3: The stock appreciation rights vest in four annual installments beginning November 26, 2014.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $134.73 · Expires 2024-11-25Direct6,186 Reported balance After 2017-09-08 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-09-08 · Exercise / conversion · Disposed 6,184 · Balance 6,186

F4: The stock appreciation rights vest in four annual installments beginning November 25, 2015.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $150.12 · Expires 2025-11-26Direct11,010 Reported balance After 2017-09-08 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-09-08 · Exercise / conversion · Disposed 3,670 · Balance 11,010

F5: The stock appreciation rights vest in four annual installments beginning November 26, 2016.

Filing footnotes · ownership attribution and instrument terms

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

F2: The stock appreciation rights vest in four annual installments beginning November 20, 2013.

F3: The stock appreciation rights vest in four annual installments beginning November 26, 2014.

F4: The stock appreciation rights vest in four annual installments beginning November 25, 2015.

F5: The stock appreciation rights vest in four annual installments beginning November 26, 2016.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionStock Appreciation Rights · Derivative 3,670 $0.00 Strike: $150.12 $0.00
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · derivative · entry 16

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,010

Underlying: Common Stock · 3,670 shares

Expires 2025-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2016.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionStock Appreciation Rights · Derivative 6,184 $0.00 Strike: $134.73 $0.00
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · derivative · entry 15

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,186

Underlying: Common Stock · 6,184 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 25, 2015.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionStock Appreciation Rights · Derivative 11,094 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · derivative · entry 14

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,698

Underlying: Common Stock · 11,094 shares

Expires 2023-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2014.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionStock Appreciation Rights · Derivative 6,085 $0.00 Strike: $76.18 $0.00
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · derivative · entry 13

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,085 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 20, 2013.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 921 $200.46 $184,623.66
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · nonDerivative · entry 12

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,953

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 Disposition to issuerCommon Stock 2,749 $200.46 $551,064.54
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · nonDerivative · entry 11

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,874

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionCommon Stock 3,670 $150.12 $550,940.40
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · nonDerivative · entry 10

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 2,027 $200.46 $406,332.42
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · nonDerivative · entry 9

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,953

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 Disposition to issuerCommon Stock 4,157 $200.46 $833,312.22
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · nonDerivative · entry 8

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,980

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionCommon Stock 6,184 $134.73 $833,170.32
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · nonDerivative · entry 7

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 5,067 $200.46 $1,015,730.82
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · nonDerivative · entry 6

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,953

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 Disposition to issuerCommon Stock 6,027 $200.46 $1,208,172.42
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · nonDerivative · entry 5

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,020

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionCommon Stock 11,094 $108.89 $1,208,025.66
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · nonDerivative · entry 4

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 3,772 $200.46 $756,135.12
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · nonDerivative · entry 3

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,953

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 Disposition to issuerCommon Stock 2,313 $200.46 $463,663.98
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · nonDerivative · entry 2

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,725

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:17 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionCommon Stock 6,085 $76.18 $463,555.30
Disclosure

SEC source: 0001543407-17-000034 · edgar.xml · nonDerivative · entry 1

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 18:48 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 2,632 $164.44 $432,806.08
Disclosure

SEC source: 0001543407-16-000150 · edgar.xml · nonDerivative · entry 1

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,953

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:39 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantStock Appreciation Rights · Derivative 10,600 $0.00 Strike: $170.69 $0.00
Disclosure

SEC source: 0001543407-16-000141 · edgar.xml · derivative · entry 4

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

Underlying: Common Stock · 10,600 shares

Expires 2026-11-26

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:39 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 1,081 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000141 · edgar.xml · nonDerivative · entry 3

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,585

F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:39 UTC BECTON DICKINSON & CO BDX · Entity 2498 Tax withholdingCommon Stock 2,752 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000141 · edgar.xml · nonDerivative · entry 2

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,504

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 16:39 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 3,610 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000141 · edgar.xml · nonDerivative · entry 1

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,256

F1 · shares: Represents shares vesting under performance units granted on November 26, 2013.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 13:52 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionStock Appreciation Rights · Derivative 18,246 $0.00 Strike: $76.18 $0.00
Disclosure

SEC source: 0001543407-16-000136 · edgar.xml · derivative · entry 4

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,085

Underlying: Common Stock · 18,246 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 20, 2013.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 13:52 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 10,352 $176.10 $1,822,987.20
Disclosure

SEC source: 0001543407-16-000136 · edgar.xml · nonDerivative · entry 3

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,646

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $175.75 through $176.33. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 13:52 UTC BECTON DICKINSON & CO BDX · Entity 2498 Disposition to issuerCommon Stock 7,894 $176.10 $1,390,133.40
Disclosure

SEC source: 0001543407-16-000136 · edgar.xml · nonDerivative · entry 2

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,998

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $175.75 through $176.33. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 13:52 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionCommon Stock 18,246 $76.18 $1,389,980.28
Disclosure

SEC source: 0001543407-16-000136 · edgar.xml · nonDerivative · entry 1

Sichak Stephen · CIK 0001532277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.