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Lim James C

Disclosed activity across 1 company

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125892
SEC CIK
0001551804

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BECTON DICKINSON & COBDX · Entity 2498Executive Vice PresidentJune 17, 2022June 24, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BECTON DICKINSON & CO

Report date June 17, 2022 · Filed June 24, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,941 Reported balance After 2022-06-17 transaction · row 1
1 source row

Row 1 · 2022-06-17 · Grant · Acquired 3,280 · Balance 23,941

F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Empolyee and Director Equity-Based Compensation Plan.

Common StockSEC Table I · non-derivativeIndirectGSIP Trust959 Reported balance Holding disclosure · report date 2022-06-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 959

F2: Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of June 15, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Empolyee and Director Equity-Based Compensation Plan.

F2: Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of June 15, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2022 Filed Jun 24, 2022 12:52 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 3,280 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015385 · form4.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,941

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Empolyee and Director Equity-Based Compensation Plan.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 17:29 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 893 $0.00 $0.00
Disclosure

SEC source: 0001543407-21-000047 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,661

F1 · shares: Represents shares vesting under performance units granted on November 26, 2018.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 13:46 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionStock Appreciation Rights · Derivative 14,584 $0.00 Strike: $134.73 $0.00
Disclosure

SEC source: 0001543407-21-000036 · edgar.xml · derivative · entry 5

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,584 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 25, 2015.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 13:46 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 6,956 $257.44 $1,790,752.64
Disclosure

SEC source: 0001543407-21-000036 · edgar.xml · nonDerivative · entry 3

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,768

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $257.35 through $257.64. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 13:46 UTC BECTON DICKINSON & CO BDX · Entity 2498 Disposition to issuerCommon Stock 7,628 $257.44 $1,963,752.32
Disclosure

SEC source: 0001543407-21-000036 · edgar.xml · nonDerivative · entry 2

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,724

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $257.35 through $257.64. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 13:46 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionCommon Stock 14,584 $134.73 $1,964,902.32
Disclosure

SEC source: 0001543407-21-000036 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 12:50 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 3,429 $241.68 $828,720.72
Disclosure

SEC source: 0001543407-21-000027 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · GSIP Trust

Disclosed balance after: 801

F1 · balance_after: Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of May 28, 2021.

Read SEC document
November 26, 2020 Filed Nov 30, 2020 22:04 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantStock Appreciation Rights · Derivative 3,745 $0.00 Strike: $227.47 $0.00
Disclosure

SEC source: 0001543407-20-000054 · edgar.xml · derivative · entry 4

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,745

Underlying: Common Stock · 3,745 shares

Expires 2030-11-26

F4 · derivative.exercise_date: The stock appreciation rights vest in three annual installments beginning November 26, 2021.

Read SEC document
November 26, 2020 Filed Nov 30, 2020 22:04 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantStock Appreciation Rights · Derivative 10,919 $0.00 Strike: $227.47 $0.00
Disclosure

SEC source: 0001543407-20-000054 · edgar.xml · derivative · entry 3

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,919

Underlying: Common Stock · 10,919 shares

Expires 2030-11-26

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2021.

Read SEC document
November 26, 2020 Filed Nov 30, 2020 22:04 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0001543407-20-000054 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,768

F1 · shares: Represents shares vesting under performance units granted on November 26, 2016.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:49 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantStock Appreciation Rights · Derivative 10,102 $0.00 Strike: $255.22 $0.00
Disclosure

SEC source: 0001543407-19-000059 · edgar.xml · derivative · entry 3

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,102

Underlying: Common Stock · 10,102 shares

Expires 2029-11-26

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2020.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:49 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 1,773 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000059 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,966

F1 · shares: Represents shares vesting under performance units granted on November 26, 2016.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 14:55 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionStock Appreciation Rights · Derivative 15,848 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001543407-19-000047 · edgar.xml · derivative · entry 5

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,848 shares

Expires 2023-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2014.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 14:55 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 9,299 $263.53 $2,450,565.47
Disclosure

SEC source: 0001543407-19-000047 · edgar.xml · nonDerivative · entry 3

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $262.74 through $264.56. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 14:55 UTC BECTON DICKINSON & CO BDX · Entity 2498 Disposition to issuerCommon Stock 6,549 $263.53 $1,725,857.97
Disclosure

SEC source: 0001543407-19-000047 · edgar.xml · nonDerivative · entry 2

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,492

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $262.74 through $264.56. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 14:55 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionCommon Stock 15,848 $108.89 $1,725,688.72
Disclosure

SEC source: 0001543407-19-000047 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionStock Appreciation Rights · Derivative 22,709 $0.00 Strike: $76.18 $0.00
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · derivative · entry 13

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,709 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 20, 2013.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionStock Appreciation Rights · Derivative 8,402 $0.00 Strike: $72.12 $0.00
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · derivative · entry 12

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,402 shares

Expires 2021-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 22, 2012.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionStock Appreciation Rights · Derivative 2,855 $0.00 Strike: $76.64 $0.00
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · derivative · entry 11

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,855 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 15,879 $253.31 $4,022,309.49
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 9

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC BECTON DICKINSON & CO BDX · Entity 2498 Disposition to issuerCommon Stock 6,830 $253.31 $1,730,107.30
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 8

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,072

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionCommon Stock 22,709 $76.18 $1,729,971.62
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 7

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 6,009 $253.31 $1,522,139.79
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 6

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC BECTON DICKINSON & CO BDX · Entity 2498 Disposition to issuerCommon Stock 2,393 $253.31 $606,170.83
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 5

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,202

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionCommon Stock 8,402 $72.12 $605,952.24
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 4

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 1,991 $253.31 $504,340.21
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 3

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC BECTON DICKINSON & CO BDX · Entity 2498 Disposition to issuerCommon Stock 864 $253.31 $218,859.84
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 2

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,184

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionCommon Stock 2,855 $76.64 $218,807.20
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 14:09 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionStock Appreciation Rights · Derivative 2,773 $0.00 Strike: $76.64 $0.00
Disclosure

SEC source: 0001543407-19-000040 · edgar.xml · derivative · entry 5

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

Underlying: Common Stock · 2,773 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 14:09 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 1,929 $252.01 $486,127.29
Disclosure

SEC source: 0001543407-19-000040 · edgar.xml · nonDerivative · entry 3

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.00 through $252.04. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 14:09 UTC BECTON DICKINSON & CO BDX · Entity 2498 Disposition to issuerCommon Stock 844 $252.01 $212,696.44
Disclosure

SEC source: 0001543407-19-000040 · edgar.xml · nonDerivative · entry 2

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,122

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.00 through $252.04. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 14:09 UTC BECTON DICKINSON & CO BDX · Entity 2498 Exercise / conversionCommon Stock 2,773 $76.64 $212,522.72
Disclosure

SEC source: 0001543407-19-000040 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 19:40 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantStock Appreciation Rights · Derivative 9,582 $0.00 Strike: $242.10 $0.00
Disclosure

SEC source: 0001543407-18-000078 · edgar.xml · derivative · entry 4

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,582

Underlying: Common Stock · 9,582 shares

Expires 2028-11-26

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2019.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 19:40 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 1,053 $0.00 $0.00
Disclosure

SEC source: 0001543407-18-000078 · edgar.xml · nonDerivative · entry 2

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

F2 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 19:40 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 2,822 $0.00 $0.00
Disclosure

SEC source: 0001543407-18-000078 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,140

F1 · shares: Represents shares vesting under performance units granted on November 26, 2015.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 19:08 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 5,189 $242.36 $1,257,606.04
Disclosure

SEC source: 0001543407-18-000068 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,318

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $240.96 through $244.07. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
November 26, 2017 Filed Nov 27, 2017 22:50 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantStock Appreciation Rights · Derivative 9,651 $0.00 Strike: $226.28 $0.00
Disclosure

SEC source: 0001543407-17-000043 · edgar.xml · derivative · entry 4

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,651

Underlying: Common Stock · 9,651 shares

Expires 2027-11-26

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2018.

Read SEC document
November 26, 2017 Filed Nov 27, 2017 22:50 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 1,007 $0.00 $0.00
Disclosure

SEC source: 0001543407-17-000043 · edgar.xml · nonDerivative · entry 2

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,507

F2 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
November 25, 2017 Filed Nov 27, 2017 22:50 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 3,365 $0.00 $0.00
Disclosure

SEC source: 0001543407-17-000043 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · shares: Represents shares vesting under performance units granted on November 25, 2014.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:10 UTC BECTON DICKINSON & CO BDX · Entity 2498 SaleCommon Stock 3,500 $204.06 $714,210.00
Disclosure

SEC source: 0001543407-17-000033 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,135

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $204.01 through $204.21. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

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November 26, 2016 Filed Nov 29, 2016 17:12 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantStock Appreciation Rights · Derivative 11,877 $0.00 Strike: $170.69 $0.00
Disclosure

SEC source: 0001543407-16-000145 · edgar.xml · derivative · entry 4

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,877

Underlying: Common Stock · 11,877 shares

Expires 2026-11-26

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

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November 26, 2016 Filed Nov 29, 2016 17:12 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 1,211 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000145 · edgar.xml · nonDerivative · entry 2

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,635

F2 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

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November 26, 2016 Filed Nov 29, 2016 17:12 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 3,868 $0.00 $0.00
Disclosure

SEC source: 0001543407-16-000145 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,424

F1 · shares: Represents shares vesting under performance units granted on November 26, 2013.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.