Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Executive Vice President | September 11, 2017 | September 11, 2017 |
| PERRIGO Co plcPRGO · Entity 4516 | Director | November 14, 2018 | November 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date September 11, 2017 · Filed September 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,770 |
Ending reported balance
After 2017-09-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-09-11 · Exercise / conversion · Acquired 24,011 · Balance 95,781 Row 2 · 2017-09-11 · Disposition to issuer · Disposed 8,499 · Balance 87,282 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $203.00 through $204.56. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Row 3 · 2017-09-11 · Sale · Disposed 15,512 · Balance 71,770 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $203.00 through $204.56. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $72.12 · Expires 2021-11-22 | Direct | 0 |
Reported balance
After 2017-09-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-09-11 · Exercise / conversion · Disposed 24,011 · Balance 0 F3: The stock appreciation rights vest in four annual installments beginning November 22, 2012. |
| Common StockSEC Table I · non-derivative | IndirectBy children | 2,880 |
Reported balance
Holding disclosure · report date 2017-09-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,880 |
| Common StockSEC Table I · non-derivative | IndirectSIP Trust | 18,751 |
Reported balance
Holding disclosure · report date 2017-09-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 18,751 F2: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 31, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $203.00 through $204.56. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F2: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 31, 2017.
F3: The stock appreciation rights vest in four annual installments beginning November 22, 2012.
PERRIGO Co plc
Report date November 14, 2018 · Filed November 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 20,317 |
Reported balance
After 2018-11-14 transaction · row 1
1 source rowRow 1 · 2018-11-14 · Exercise / conversion · Acquired 3,053 · Balance 20,317 |
| Director Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $39.62 · Expires 2019-11-09 | Direct | 0 |
Reported balance
After 2018-11-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-11-14 · Exercise / conversion · Disposed 3,053 · Balance 0 F1: This option to purchase 3,053 New Perrigo ordinary shares for $39.62 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of an option to purchase 3,053 Perrigo common stock for $39.62 per share. This New Perrigo stock option has the same terms and conditions as the original Perrigo stock option. |
Filing footnotes · ownership attribution and instrument terms
F1: This option to purchase 3,053 New Perrigo ordinary shares for $39.62 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of an option to purchase 3,053 Perrigo common stock for $39.62 per share. This New Perrigo stock option has the same terms and conditions as the original Perrigo stock option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2018 Filed Nov 15, 2018 10:35 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionDirector Stock Option Right to Buy · Derivative | 3,053 | $0.00 Strike: $39.62 | $0.00 |
DisclosureSEC source: 0001585364-18-000099 · wf-form4_154229609463108.xml · derivative · entry 2 COHEN GARY M · CIK 0001223637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,053 shares Expires 2019-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option to purchase 3,053 New Perrigo ordinary shares for $39.62 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of an option to purchase 3,053 Perrigo common stock for $39.62 per share. This New Perrigo stock option has the same terms and conditions as the original Perrigo stock option. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 10:35 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionOrdinary Shares | 3,053 | $39.62 | $120,959.86 |
DisclosureSEC source: 0001585364-18-000099 · wf-form4_154229609463108.xml · nonDerivative · entry 1 COHEN GARY M · CIK 0001223637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 17:09 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionRestricted Stock Units · Derivative | 4,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-18-000042 · wf-form4_152849215350224.xml · derivative · entry 3 COHEN GARY M · CIK 0001223637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,265 shares Expires 2018-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 17:09 UTC | PERRIGO Co plc PRGO · Entity 4516 | Tax withholdingOrdinary Shares | 2,048 | $73.22 | $149,954.56 |
DisclosureSEC source: 0001585364-18-000042 · wf-form4_152849215350224.xml · nonDerivative · entry 2 COHEN GARY M · CIK 0001223637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,264 Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 17:09 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionOrdinary Shares | 4,265 | $73.22 | $312,283.30 |
DisclosureSEC source: 0001585364-18-000042 · wf-form4_152849215350224.xml · nonDerivative · entry 1 COHEN GARY M · CIK 0001223637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of service-based restricted stock units granted on June 6, 2017. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:14 UTC | PERRIGO Co plc PRGO · Entity 4516 | GrantRestricted Stock Units · Derivative | 3,971 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-18-000033 · wf-form4_152658801280968.xml · derivative · entry 2 COHEN GARY M · CIK 0001223637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,971 Underlying: Ordinary Shares · 3,971 shares Expires 2019-05-15 F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 18:48 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 24,011 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001543407-17-000035 · edgar.xml · derivative · entry 6 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,011 shares Expires 2021-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 22, 2012. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 18:48 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 15,512 | $203.77 | $3,160,880.24 |
DisclosureSEC source: 0001543407-17-000035 · edgar.xml · nonDerivative · entry 3 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,770 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $203.00 through $204.56. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 18:48 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 8,499 | $203.77 | $1,731,841.23 |
DisclosureSEC source: 0001543407-17-000035 · edgar.xml · nonDerivative · entry 2 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,282 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $203.00 through $204.56. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 18:48 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 24,011 | $72.12 | $1,731,673.32 |
DisclosureSEC source: 0001543407-17-000035 · edgar.xml · nonDerivative · entry 1 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 21:11 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 23,500 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001543407-17-000031 · edgar.xml · derivative · entry 6 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,011 Underlying: Common Stock · 23,500 shares Expires 2021-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 22, 2012. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 21:11 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 15,044 | $200.43 | $3,015,268.92 |
DisclosureSEC source: 0001543407-17-000031 · edgar.xml · nonDerivative · entry 3 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,770 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $200.00 through $200.79. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 21:11 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 8,456 | $200.43 | $1,694,836.08 |
DisclosureSEC source: 0001543407-17-000031 · edgar.xml · nonDerivative · entry 2 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,814 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $200.00 through $200.79. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 21:11 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 23,500 | $72.12 | $1,694,820.00 |
DisclosureSEC source: 0001543407-17-000031 · edgar.xml · nonDerivative · entry 1 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 16:12 UTC | PERRIGO Co plc PRGO · Entity 4516 | GrantRestricted Stock Units · Derivative | 4,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-17-000101 · wf-form4_149695270030770.xml · derivative · entry 2 COHEN GARY M · CIK 0001223637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265 Underlying: Ordinary Shares · 4,265 shares Expires 2018-06-06 F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 12:30 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionRestricted Stock Units · Derivative | 3,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001585364-17-000087 · wf-form4_149642099737616.xml · derivative · entry 3 COHEN GARY M · CIK 0001223637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,263 shares Expires 2017-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F3 · derivative.exercise_date: The Reporting Person voluntarily agreed to postpone the vesting of this award until such time as the Issuer was current in its filings under the Securities Exchange Act of 1934. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 12:30 UTC | PERRIGO Co plc PRGO · Entity 4516 | Tax withholdingOrdinary Shares | 1,567 | $72.85 | $114,155.95 |
DisclosureSEC source: 0001585364-17-000087 · wf-form4_149642099737616.xml · nonDerivative · entry 2 COHEN GARY M · CIK 0001223637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,047 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 12:30 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionOrdinary Shares | 3,263 | $72.85 | $237,709.55 |
DisclosureSEC source: 0001585364-17-000087 · wf-form4_149642099737616.xml · nonDerivative · entry 1 COHEN GARY M · CIK 0001223637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of service-based restricted stock units granted on May 19, 2016. Read SEC document |
| December 13, 2016 Filed Jan 3, 2017 18:22 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000001 · edgar.xml · nonDerivative · entry 2 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,770 Read SEC document |
| December 06, 2016 Filed Jan 3, 2017 18:22 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000001 · edgar.xml · nonDerivative · entry 1 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,410 Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 17:54 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 10,689 | $0.00 Strike: $170.69 | $0.00 |
DisclosureSEC source: 0001543407-16-000148 · edgar.xml · derivative · entry 6 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,689 Underlying: Common Stock · 10,689 shares Expires 2026-11-26 F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 17:54 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 1,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000148 · edgar.xml · nonDerivative · entry 3 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,410 F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 17:54 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 3,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000148 · edgar.xml · nonDerivative · entry 2 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,320 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 17:54 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 5,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000148 · edgar.xml · nonDerivative · entry 1 COHEN GARY M · CIK 0001223637 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,193 F1 · shares: Represents shares vesting under performance units granted on November 26, 2013. Read SEC document |
| May 19, 2016 Filed May 19, 2017 14:00 UTC Amendment | PERRIGO Co plc PRGO · Entity 4516 | GrantRestricted Stock Units · Derivative | 3,263 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-17-000060 · wf-form4a_149521682679953.xml · derivative · entry 2 COHEN GARY M · CIK 0001223637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,263 Underlying: Ordinary Shares · 3,263 shares Expires 2017-05-19 F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F2 · derivative.exercise_date: The Reporting Person has voluntarily agreed to postpone the vesting of this award until such time as the Issuer is current in its filings under the Securities Exchange Act of 1934. F2 · derivative.expiration_date: The Reporting Person has voluntarily agreed to postpone the vesting of this award until such time as the Issuer is current in its filings under the Securities Exchange Act of 1934. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.