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NYSE · USD

BBDC

Barings BDC, Inc.

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Tapewire entity
4971
SEC CIK
0001379785
Parsed reports
276

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2020 Filed Mar 13, 2020 18:43 UTC
Cary ChristopherHead of Stakeholder Relations
PurchaseCommon Stock ("Shares") 300 $8.00 $2,400.00
Disclosure

SEC source: 0001225208-20-005014 · doc4.xml · nonDerivative · entry 1

Cary Christopher · CIK 0001749204 · Head of Stakeholder Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Read SEC document
March 12, 2020 Filed Mar 13, 2020 15:48 UTC
Bock JonathanChief Financial Officer
PurchaseCommon Stock ("Shares") 5,875 $8.32 $48,878.83
Disclosure

SEC source: 0001225208-20-004983 · doc4.xml · nonDerivative · entry 1

Bock Jonathan · CIK 0001749227 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,075

Read SEC document
March 12, 2020 Filed Mar 13, 2020 17:08 UTC
Lloyd Eric JDirector · Trustee & CEO
PurchaseCommon Stock ("Shares") 14,000 $8.22 $115,094.00
Disclosure

SEC source: 0001225208-20-005006 · doc4.xml · nonDerivative · entry 1

Lloyd Eric J · CIK 0001589935 · Director · Trustee & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,448

F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 12, 2020 Filed Mar 17, 2020 15:47 UTC Amendment
Lloyd Eric JDirector · Trustee & CEO
PurchaseCommon Stock ("Shares") 13,480 $8.22 $110,819.08
Disclosure

SEC source: 0001225208-20-005177 · doc4a.xml · nonDerivative · entry 1

Lloyd Eric J · CIK 0001589935 · Director · Trustee & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,928

F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 16:36 UTC
Finke Thomas MDirector · Officer of Adviser
PurchaseCommon Stock ("Shares") 8,000 $10.30 $82,400.00
Disclosure

SEC source: 0001225208-19-014730 · doc4.xml · nonDerivative · entry 1

Finke Thomas F · CIK 0001363651 · Director · Officer of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
August 28, 2019 Filed Aug 28, 2019 17:11 UTC
Switzer JohnDirector
PurchaseCommon Stock ("Shares") 3,000 $9.88 $29,640.00
Disclosure

SEC source: 0001225208-19-011957 · doc4.xml · nonDerivative · entry 1

Switzer John · CIK 0001749223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
March 29, 2019 Filed Apr 2, 2019 14:16 UTC
Landsberg JonathanAssistant Director of Finance
PurchaseCommon Stock ("Shares") 15 $9.95 $149.25
Disclosure

SEC source: 0001225208-19-005967 · doc4.xml · nonDerivative · entry 4

Landsberg Jonathan · CIK 0001759651 · Assistant Director of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250.882

F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 14:16 UTC
Landsberg JonathanAssistant Director of Finance
PurchaseCommon Stock ("Shares") 200 $9.92 $1,984.00
Disclosure

SEC source: 0001225208-19-005967 · doc4.xml · nonDerivative · entry 3

Landsberg Jonathan · CIK 0001759651 · Assistant Director of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,235.882

F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 14:16 UTC
Landsberg JonathanAssistant Director of Finance
PurchaseCommon Stock ("Shares") 692 $9.91 $6,857.72
Disclosure

SEC source: 0001225208-19-005967 · doc4.xml · nonDerivative · entry 2

Landsberg Jonathan · CIK 0001759651 · Assistant Director of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,035.882

F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 14:16 UTC
Landsberg JonathanAssistant Director of Finance
PurchaseCommon Stock ("Shares") 2,133 $9.93 $21,180.69
Disclosure

SEC source: 0001225208-19-005967 · doc4.xml · nonDerivative · entry 1

Landsberg Jonathan · CIK 0001759651 · Assistant Director of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,343.882

F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 11:24 UTC
Craddock GeoffAdviser Board Member
PurchaseCommon Stock ("Shares") 100 $9.83 $983.00
Disclosure

SEC source: 0001225208-19-004846 · doc4.xml · nonDerivative · entry 2

Craddock Geoff · CIK 0001721770 · Adviser Board Member

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
March 06, 2019 Filed Mar 7, 2019 11:24 UTC
Craddock GeoffAdviser Board Member
PurchaseCommon Stock ("Shares") 4,900 $9.83 $48,163.08
Disclosure

SEC source: 0001225208-19-004846 · doc4.xml · nonDerivative · entry 1

Craddock Geoff · CIK 0001721770 · Adviser Board Member

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Read SEC document
February 11, 2019 Filed Feb 11, 2019 23:16 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 1 $9.71 $9.71
Disclosure

SEC source: 0001225208-19-002168 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,639,681.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 08, 2019 Filed Feb 9, 2019 01:13 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 30,441 $9.68 $294,665.84
Disclosure

SEC source: 0001225208-19-002127 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,639,680.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.65 to $9.73. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 15:04 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 30,500 $9.70 $295,886.60
Disclosure

SEC source: 0001225208-19-002004 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,609,239.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.65 to $9.78. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 01:37 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 29,330 $9.81 $287,794.76
Disclosure

SEC source: 0001225208-19-001920 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,578,739.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.795 to $9.84. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 14:48 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 35,700 $9.85 $351,673.56
Disclosure

SEC source: 0001225208-19-001844 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,549,409.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.82 to $9.87. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 04, 2019 Filed Feb 4, 2019 22:30 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 21,661 $9.87 $213,778.91
Disclosure

SEC source: 0001225208-19-001748 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,513,709.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.84 to $9.90. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 22:12 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 29,774 $9.87 $293,800.90
Disclosure

SEC source: 0001225208-19-001678 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,492,048.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.825 to $9.92. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 17:58 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 23,505 $9.88 $232,288.16
Disclosure

SEC source: 0001225208-19-001619 · doc4.xml · nonDerivative · entry 2

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,462,274.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.84 to $9.91. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 17:58 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 41,300 $9.86 $407,403.85
Disclosure

SEC source: 0001225208-19-001619 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,438,769.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.77 to $9.91. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 29, 2019 Filed Jan 29, 2019 21:58 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 41,300 $9.80 $404,562.41
Disclosure

SEC source: 0001225208-19-001434 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,397,469.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.73 to $9.80. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 28, 2019 Filed Jan 28, 2019 21:58 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 25,000 $9.73 $243,347.50
Disclosure

SEC source: 0001225208-19-001379 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,356,169.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.70 to $9.75. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2019 Filed Jan 25, 2019 21:25 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 34,600 $9.74 $336,997.08
Disclosure

SEC source: 0001225208-19-001280 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,331,169.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.72 to $9.77. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 24, 2019 Filed Jan 25, 2019 15:11 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 14,700 $9.73 $143,048.64
Disclosure

SEC source: 0001225208-19-001240 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,296,569.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.60 to $9.75. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 23, 2019 Filed Jan 23, 2019 21:43 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 30,000 $9.60 $288,027.00
Disclosure

SEC source: 0001225208-19-001129 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,281,869.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.56 to $9.65. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 22, 2019 Filed Jan 22, 2019 21:34 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 47,400 $9.60 $455,096.88
Disclosure

SEC source: 0001225208-19-001092 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,251,869.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.57 to $9.64. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 19:53 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 48,200 $9.61 $463,404.44
Disclosure

SEC source: 0001225208-19-001074 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,204,469.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.60 to $9.70. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 15:23 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 55,600 $9.68 $538,308.08
Disclosure

SEC source: 0001225208-19-000998 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,156,269.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.63 to $9.75. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 14:31 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 24,800 $9.69 $240,381.44
Disclosure

SEC source: 0001225208-19-000917 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,100,669.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.65 to $9.74. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 14:49 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 12,700 $9.65 $122,586.75
Disclosure

SEC source: 0001225208-19-000873 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,075,869.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.615 to $9.69. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 15:57 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 52,350 $9.71 $508,056.75
Disclosure

SEC source: 0001225208-19-000844 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,063,169.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.67 to $9.76. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 11, 2019 Filed Jan 11, 2019 21:43 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 24,326 $9.70 $235,898.95
Disclosure

SEC source: 0001225208-19-000815 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,010,819.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.655 to $9.73. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 14:42 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 42,900 $9.65 $414,169.47
Disclosure

SEC source: 0001225208-19-000809 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,986,493.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.60 to $9.69. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 21:54 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 50,990 $9.61 $489,978.21
Disclosure

SEC source: 0001225208-19-000777 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,943,593.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.56 to $9.75. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 09, 2019 Filed Jan 9, 2019 14:14 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 53,800 $9.73 $523,463.24
Disclosure

SEC source: 0001225208-19-000760 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,892,603.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.69 to $9.75. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 08, 2019 Filed Jan 9, 2019 21:30 UTC Amendment
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 53,800 $9.73 $523,463.24
Disclosure

SEC source: 0001225208-19-000772 · doc4a.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,892,603.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.69 to $9.75. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 07, 2019 Filed Jan 7, 2019 21:41 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 73,000 $9.77 $713,158.90
Disclosure

SEC source: 0001225208-19-000680 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,838,803.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.49 to $9.80. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 04, 2019 Filed Jan 4, 2019 21:20 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 73,400 $9.47 $694,943.86
Disclosure

SEC source: 0001225208-19-000587 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,765,803.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.38 to $9.53. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 03, 2019 Filed Jan 3, 2019 22:52 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 43,315 $9.32 $403,626.50
Disclosure

SEC source: 0001225208-19-000495 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,692,403.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.25 to $9.36. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 02, 2019 Filed Jan 2, 2019 22:18 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 48,461 $9.21 $446,204.66
Disclosure

SEC source: 0001225208-19-000113 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,649,088.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $8.96 to $9.31. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 31, 2018 Filed Dec 31, 2018 21:16 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 73,400 $9.03 $663,154.32
Disclosure

SEC source: 0001225208-18-017074 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600,627.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $8.92 to $9.17. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 28, 2018 Filed Dec 28, 2018 22:51 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 78,100 $9.09 $709,718.13
Disclosure

SEC source: 0001225208-18-017071 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,527,227.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.03 to $9.20. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 27, 2018 Filed Dec 27, 2018 21:33 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 78,100 $8.92 $697,019.07
Disclosure

SEC source: 0001225208-18-017045 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,449,127.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $8.85 to $8.99. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 26, 2018 Filed Dec 27, 2018 15:49 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 63,700 $8.96 $570,739.26
Disclosure

SEC source: 0001225208-18-017038 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,371,027.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $8.86 to $9.05. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 24, 2018 Filed Dec 27, 2018 15:43 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 48,600 $8.85 $430,207.20
Disclosure

SEC source: 0001225208-18-017037 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,307,327.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $8.71 to $8.96. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 21, 2018 Filed Dec 21, 2018 21:32 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 68,600 $8.94 $612,961.58
Disclosure

SEC source: 0001225208-18-016992 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,258,727.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $8.83 to $9.09. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 20, 2018 Filed Dec 20, 2018 14:37 UTC
Knox C. Robert Jr.Principal Accounting Officer
PurchaseCommon Stock ("Shares") 1,000 $8.83 $8,830.00
Disclosure

SEC source: 0001225208-18-016964 · doc4.xml · nonDerivative · entry 2

Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,281.98

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December 20, 2018 Filed Dec 20, 2018 14:37 UTC
Knox C. Robert Jr.Principal Accounting Officer
PurchaseCommon Stock ("Shares") 6,000 $8.84 $53,040.00
Disclosure

SEC source: 0001225208-18-016964 · doc4.xml · nonDerivative · entry 1

Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,281.98

Read SEC document
December 20, 2018 Filed Dec 21, 2018 14:19 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 68,600 $9.01 $617,880.20
Disclosure

SEC source: 0001225208-18-016984 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,190,127.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $8.75 to $9.1575. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.