Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARINGS CORPORATE INVESTORSMCI · Entity 2765 | Adviser Board Member | March 20, 2026 | March 24, 2026 |
| BARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDBGH · Entity 8993 | Adviser Board Member | October 25, 2017 | November 06, 2017 |
| BARINGS PARTICIPATION INVESTORSMPV · Entity 6389 | Adviser Board Member | October 25, 2017 | November 06, 2017 |
| Barings BDC, Inc.BBDC · Entity 4971 | Adviser Board Member | April 10, 2023 | April 10, 2023 |
| Barings Capital Investment CorpNONE · Entity 70260 | Adviser Board Member | August 24, 2020 | August 24, 2020 |
| Barings Private Credit CorpBPCC · Entity 70480 | Adviser Board Member | January 06, 2022 | January 06, 2022 |
| Cascade Private Capital Fund(NONE) · Entity 10278 | Adviser Board Member | September 27, 2022 | September 27, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARINGS CORPORATE INVESTORS
Report date March 20, 2026 · Filed March 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| MassMutual Non-Qualified Thrift PlanSEC Table II · derivative / convertible security | Direct | 13,142.8958 |
Reported balance
After 2026-03-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-20 · Other · Acquired 743.0052 · Balance 13,142.8958 F1: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. |
Filing footnotes · ownership attribution and instrument terms
F1: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
F2: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Report date October 25, 2017 · Filed November 06, 2017
This filing explicitly reported no securities owned.
BARINGS PARTICIPATION INVESTORS
Report date October 25, 2017 · Filed November 06, 2017
This filing explicitly reported no securities owned.
Barings BDC, Inc.
Report date April 10, 2023 · Filed April 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock ("Shares")SEC Table I · non-derivative | Direct | 30,000 |
Reported balance
After 2023-04-10 transaction · row 1
1 source rowRow 1 · 2023-04-10 · Purchase · Acquired 10,000 · Balance 30,000 |
Barings Capital Investment Corp
Report date August 24, 2020 · Filed August 24, 2020
This filing explicitly reported no securities owned.
Barings Private Credit Corp
Report date January 06, 2022 · Filed January 06, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
Cascade Private Capital Fund
Report date September 27, 2022 · Filed September 27, 2022
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2026 Filed Mar 24, 2026 16:38 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherMassMutual Non-Qualified Thrift Plan · Derivative | 743.0052 | $19.30 | $14,340.00 |
DisclosureSEC source: 0001225208-26-003939 · doc4.xml · derivative · entry 1 Craddock Geoff · CIK 0001721770 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,142.8958 Underlying: Common Shares ("Shares of Beneficial Interest") · 743.0052 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| April 10, 2023 Filed Apr 10, 2023 10:09 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 10,000 | $7.67 | $76,700.00 |
DisclosureSEC source: 0001225208-23-004781 · doc4.xml · nonDerivative · entry 1 Craddock Geoff · CIK 0001721770 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 18:24 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherMassMutual Non-Qualified Thrift Plan · Derivative | 8,913.7823 | $15.65 | $139,479.30 |
DisclosureSEC source: 0001225208-22-003998 · doc4.xml · derivative · entry 1 Craddock Geoff · CIK 0001721770 · Adviser Board Member 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,913.7823 Underlying: Common Shares ("Shares of Beneficial Interest") · 8,913.7823 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 26, 2020 Filed May 27, 2020 17:28 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 4,000 | $7.24 | $28,960.00 |
DisclosureSEC source: 0001225208-20-008271 · doc4.xml · nonDerivative · entry 2 Craddock Geoff · CIK 0001721770 · Adviser Board Member 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| May 26, 2020 Filed May 27, 2020 17:28 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 6,000 | $7.22 | $43,320.00 |
DisclosureSEC source: 0001225208-20-008271 · doc4.xml · nonDerivative · entry 1 Craddock Geoff · CIK 0001721770 · Adviser Board Member 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 11:24 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 100 | $9.83 | $983.00 |
DisclosureSEC source: 0001225208-19-004846 · doc4.xml · nonDerivative · entry 2 Craddock Geoff · CIK 0001721770 · Adviser Board Member 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 11:24 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 4,900 | $9.83 | $48,163.08 |
DisclosureSEC source: 0001225208-19-004846 · doc4.xml · nonDerivative · entry 1 Craddock Geoff · CIK 0001721770 · Adviser Board Member 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:17 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 5,000 | $10.03 | $50,150.00 |
DisclosureSEC source: 0001225208-18-015817 · doc4.xml · nonDerivative · entry 1 Craddock Geoff · CIK 0001721770 · Adviser Board Member 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.