BAX

SEC source: 0001678067-19-000004 · edgar.xml · derivative · entry 7

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 9,314 shares

Expires 2027-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-19-000004 · edgar.xml · derivative · entry 6

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 8,333 shares

Expires 2026-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-19-000004 · edgar.xml · derivative · entry 5

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 11,335 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-19-000004 · edgar.xml · nonDerivative · entry 4

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,666

F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $76.76 through $ 76.80. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

SEC source: 0001678067-19-000004 · edgar.xml · nonDerivative · entry 3

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-19-000004 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678067-19-000004 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001262931-19-000001 · edgar.xml · derivative · entry 3

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320

Underlying: Common Stock, $1 par value · 1,500 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Forsyth with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth.

SEC source: 0001262931-19-000001 · edgar.xml · nonDerivative · entry 2

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,203

SEC source: 0001262931-19-000001 · edgar.xml · nonDerivative · entry 1

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Forsyth with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth.

SEC source: 0001678067-19-000003 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,537

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the partial vesting of restricted stock units granted on March 3, 2016.

SEC source: 0001124165-19-000003 · edgar.xml · nonDerivative · entry 1

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,780

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stallkamp with respect to certain vested Restricted Stock Units previously granted by Baxter International Inc. to Mr. Stallkamp.

SEC source: 0001557559-19-000001 · edgar.xml · derivative · entry 2

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,147

Underlying: Common Stock, $1 par value · 17,147 shares

Expires 2029-02-28

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.

SEC source: 0001557559-19-000001 · edgar.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,707

F1 · shares: The reporting person received a grant of 1,707 restricted stock units which are scheduled to vest in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2015 Incentive Plan.

SEC source: 0001593636-19-000002 · edgar.xml · derivative · entry 1

SACCARO JAMES · CIK 0001593636 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,163

Underlying: Common Stock, $1 par value · 89,163 shares

Expires 2029-02-28

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.

SEC source: 0001362109-19-000003 · edgar.xml · derivative · entry 1

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,610

Underlying: Common Stock, $1 par value · 45,610 shares

Expires 2029-02-28

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.

SEC source: 0001678065-19-000002 · edgar.xml · derivative · entry 1

Pleau Scott · CIK 0001678065 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,293

Underlying: Common Stock, $1 par value · 34,293 shares

Expires 2029-02-28

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.

SEC source: 0001500332-19-000002 · edgar.xml · derivative · entry 1

Martin Sean · CIK 0001500332 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,869

Underlying: Common Stock, $1 par value · 54,869 shares

Expires 2029-02-28

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.

SEC source: 0001712314-19-000002 · edgar.xml · derivative · entry 1

Frye Andrew · CIK 0001712314 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,011

Underlying: Common Stock, $1 par value · 48,011 shares

Expires 2029-02-28

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.

SEC source: 0001645572-19-000002 · edgar.xml · derivative · entry 1

Eyre Brik V · CIK 0001645572 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,587

Underlying: Common Stock, $1 par value · 68,587 shares

Expires 2029-02-28

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.

SEC source: 0001715790-19-000002 · edgar.xml · derivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,869

Underlying: Common Stock, $1 Par Value · 54,869 shares

Expires 2029-02-28

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.

SEC source: 0001678067-19-000002 · edgar.xml · derivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,445

Underlying: Common Stock, $1 par value · 75,445 shares

Expires 2029-02-28

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.

SEC source: 0001216761-19-000002 · edgar.xml · derivative · entry 1

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,933

Underlying: Common Stock, $1 par value · 342,933 shares

Expires 2029-02-28

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.

SEC source: 0001216761-19-000001 · edgar.xml · nonDerivative · entry 5

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,738

F5 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020).

SEC source: 0001216761-19-000001 · edgar.xml · nonDerivative · entry 4

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,573

F4 · shares: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 to December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2017 through December 31, 2019).

SEC source: 0001216761-19-000001 · edgar.xml · nonDerivative · entry 3

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,412

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2016, 2017, and 2018 as part of the 2016 PSUs.

SEC source: 0001216761-19-000001 · edgar.xml · nonDerivative · entry 2

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,046

F2 · shares: Represents shares awarded from the 2016 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR), formerly known as Growth in Shareholder Value, performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001216761-19-000001 · edgar.xml · nonDerivative · entry 1

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,492

F1 · shares: Represents shares awarded from the performance share unit award granted on March 3, 2016 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2016 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the Janaury 1, 2018 to December 31, 2018 performance period. These shares have vested as the relevant three-year performance period October 28, 2015 to December 31, 2018 (the Three-Year Performance Period) has ended.

SEC source: 0001593636-19-000001 · edgar.xml · nonDerivative · entry 5

SACCARO JAMES · CIK 0001593636 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,229

F5 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020).

SEC source: 0001593636-19-000001 · edgar.xml · nonDerivative · entry 4

SACCARO JAMES · CIK 0001593636 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,547

F4 · shares: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 to December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2017 through December 31, 2019).

SEC source: 0001593636-19-000001 · edgar.xml · nonDerivative · entry 3

SACCARO JAMES · CIK 0001593636 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,332

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2016, 2017, and 2018 as part of the 2016 PSUs.

SEC source: 0001593636-19-000001 · edgar.xml · nonDerivative · entry 2

SACCARO JAMES · CIK 0001593636 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,670

F2 · shares: Represents shares awarded from the 2016 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR), formerly known as Growth in Shareholder Value, performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001593636-19-000001 · edgar.xml · nonDerivative · entry 1

SACCARO JAMES · CIK 0001593636 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,343

F1 · shares: Represents shares awarded from the performance share unit award granted on March 3, 2016 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2016 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the Janaury 1, 2018 to December 31, 2018 performance period. These shares have vested as the relevant three-year performance period January 1, 2016 to December 31, 2018 (the Three-Year Performance Period) has ended.

SEC source: 0001678065-19-000001 · edgar.xml · nonDerivative · entry 2

Pleau Scott · CIK 0001678065 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,076

F2 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020).

SEC source: 0001678065-19-000001 · edgar.xml · nonDerivative · entry 1

Pleau Scott · CIK 0001678065 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,802

F1 · shares: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 to December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2017 through December 31, 2019).

SEC source: 0001362109-19-000002 · edgar.xml · nonDerivative · entry 5

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,620

F5 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020).

SEC source: 0001362109-19-000002 · edgar.xml · nonDerivative · entry 4

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,850

F4 · shares: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 to December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2017 through December 31, 2019).

SEC source: 0001362109-19-000002 · edgar.xml · nonDerivative · entry 3

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,167

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2016, 2017, and 2018 as part of the 2016 PSUs.

SEC source: 0001362109-19-000002 · edgar.xml · nonDerivative · entry 2

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,678

F2 · shares: Represents shares awarded from the 2016 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR), formerly known as Growth in Shareholder Value, performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001362109-19-000002 · edgar.xml · nonDerivative · entry 1

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,830

F1 · shares: Represents shares awarded from the performance share unit award granted on March 3, 2016 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2016 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the Janaury 1, 2018 to December 31, 2018 performance period. These shares have vested as the relevant three-year performance period January 1, 2016 to December 31, 2018 (the Three-Year Performance Period) has ended.

SEC source: 0001500332-19-000001 · edgar.xml · nonDerivative · entry 2

Martin Sean · CIK 0001500332 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,753

F2 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020).

SEC source: 0001500332-19-000001 · edgar.xml · nonDerivative · entry 1

Martin Sean · CIK 0001500332 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,487

F1 · shares: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 to December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2017 through December 31, 2019).

SEC source: 0001712314-19-000001 · edgar.xml · nonDerivative · entry 1

Frye Andrew · CIK 0001712314 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,597

F1 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Martin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020).

SEC source: 0001645572-19-000001 · edgar.xml · nonDerivative · entry 5

Eyre Brik V · CIK 0001645572 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,998

F5 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020).

SEC source: 0001645572-19-000001 · edgar.xml · nonDerivative · entry 4

Eyre Brik V · CIK 0001645572 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,307

F4 · shares: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 to December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2017 through December 31, 2019).

SEC source: 0001645572-19-000001 · edgar.xml · nonDerivative · entry 3

Eyre Brik V · CIK 0001645572 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,475

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2016, 2017, and 2018 as part of the 2016 PSUs.

SEC source: 0001645572-19-000001 · edgar.xml · nonDerivative · entry 2

Eyre Brik V · CIK 0001645572 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,730

F2 · shares: Represents shares awarded from the 2016 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR), formerly known as Growth in Shareholder Value, performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001645572-19-000001 · edgar.xml · nonDerivative · entry 1

Eyre Brik V · CIK 0001645572 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,457

F1 · shares: Represents shares awarded from the performance share unit award granted on March 3, 2016 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2016 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the Janaury 1, 2018 to December 31, 2018 performance period. These shares have vested as the relevant three-year performance period January 1, 2016 to December 31, 2018 (the Three-Year Performance Period) has ended.

SEC source: 0001715790-19-000001 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,073

F1 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020).

SEC source: 0001678067-19-000001 · edgar.xml · nonDerivative · entry 5

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,823

F5 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020).