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BAXTER INTERNATIONAL INC

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1707
SEC CIK
0000010456
Parsed reports
561

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2019 Filed Sep 17, 2019 20:07 UTC Exercise / conversionCommon Stock, $1 par value 180 $31.26 $5,626.80
Disclosure

SEC source: 0001262931-19-000004 · edgar.xml · nonDerivative · entry 1

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Forsyth with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 20:15 UTC
Kunzler JacquelineSVP, Chief Quality Officer
SaleCommon Stock, $1 par value 5,934 $88.12 $522,904.08
Disclosure

SEC source: 0001779771-19-000008 · edgar.xml · nonDerivative · entry 1

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,089

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Kunzler with respect to certain vested restricted stock units and performance share units, and previously exercised stock options granted by Baxter International Inc. to Ms. Kunzler.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 20:09 UTC
Franzi CristianoSVP, President, EMEA
Tax withholdingCommon Stock, $1 par value 402 $87.78 $35,287.56
Disclosure

SEC source: 0001715790-19-000003 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,833

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the partial vesting of restricted stock units granted on September 3, 2019.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 20:07 UTC
Accogli GiuseppeSVP, President, Americas
Tax withholdingCommon Stock, $1 par value 2,285 $87.78 $200,577.30
Disclosure

SEC source: 0001678067-19-000005 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,730

F1 · price: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of restricted stock units granted on September 3, 2019.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:06 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,930 $0.00 Strike: $36.93 $0.00
Disclosure

SEC source: 0001220966-19-000005 · edgar.xml · derivative · entry 5

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 3,930 shares

Expires 2023-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:06 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,020 $0.00 Strike: $29.52 $0.00
Disclosure

SEC source: 0001220966-19-000005 · edgar.xml · derivative · entry 4

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 4,020 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:06 UTC SaleCommon Stock, $1 par value 7,950 $87.63 $696,658.50
Disclosure

SEC source: 0001220966-19-000005 · edgar.xml · nonDerivative · entry 3

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,912

F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $87.63 through $87.64. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:06 UTC Exercise / conversionCommon Stock, $1 par value 3,930 $36.93 $145,134.90
Disclosure

SEC source: 0001220966-19-000005 · edgar.xml · nonDerivative · entry 2

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:06 UTC Exercise / conversionCommon Stock, $1 par value 4,020 $29.52 $118,670.40
Disclosure

SEC source: 0001220966-19-000005 · edgar.xml · nonDerivative · entry 1

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 20:03 UTC
Kunzler JacquelineSVP, Chief Quality Officer
GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 13 $85.16 $1,107.08
Disclosure

SEC source: 0001779771-19-000007 · edgar.xml · derivative · entry 1

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,652

Underlying: Common Stock, $1 par value · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under the Baxter International Inc. and Subsidiaries Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under the Baxter International Inc. and Subsidiaries Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 20:02 UTC
Kunzler JacquelineSVP, Chief Quality Officer
GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 13 $82.53 $1,072.89
Disclosure

SEC source: 0001779771-19-000006 · edgar.xml · derivative · entry 1

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,640

Underlying: Common Stock, $1 par value · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under the Baxter International Inc. and Subsidiaries Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under the Baxter International Inc. and Subsidiaries Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
July 08, 2019 Filed Jul 10, 2019 20:31 UTC GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 52 $81.58 $4,242.16
Disclosure

SEC source: 0001360147-19-000004 · edgar.xml · derivative · entry 1

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,360

Underlying: Common Stock, $1 par value · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
July 08, 2019 Filed Jul 10, 2019 20:33 UTC GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 65 $81.58 $5,302.70
Disclosure

SEC source: 0001220966-19-000004 · edgar.xml · derivative · entry 1

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,803

Underlying: Common Stock, $1 par value · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:17 UTC
Kunzler JacquelineSVP, Chief Quality Officer
GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 13 $81.67 $1,061.71
Disclosure

SEC source: 0001779771-19-000005 · edgar.xml · derivative · entry 1

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,618

Underlying: Common Stock Fund, $1 par value · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under the Baxter International Inc. and Subsidiaries Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under the Baxter International Inc. and Subsidiaries Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:01 UTC
Kunzler JacquelineSVP, Chief Quality Officer
SaleCommon Stock, $1 par value 593 $80.46 $47,712.78
Disclosure

SEC source: 0001779771-19-000004 · edgar.xml · nonDerivative · entry 1

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,023

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Kunzler with respect to certain restricted stock units granted by Baxter International Inc. ("BII") to Ms. Kunzler.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:07 UTC
Kunzler JacquelineSVP, Chief Quality Officer
GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 14 $78.21 $1,094.94
Disclosure

SEC source: 0001779771-19-000003 · edgar.xml · derivative · entry 1

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,606

Underlying: Common Stock, $1 par value · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under the Baxter International Inc. and Subsidiaries Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under the Baxter International Inc. and Subsidiaries Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 20:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,320 $0.00 Strike: $24.27 $0.00
Disclosure

SEC source: 0001262931-19-000003 · edgar.xml · derivative · entry 3

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 1,320 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Forsyth with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 20:02 UTC SaleCommon Stock, $1 par value 1,320 $78.21 $103,237.20
Disclosure

SEC source: 0001262931-19-000003 · edgar.xml · nonDerivative · entry 2

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,459

Read SEC document
June 13, 2019 Filed Jun 14, 2019 20:02 UTC Exercise / conversionCommon Stock, $1 par value 1,320 $24.27 $32,036.40
Disclosure

SEC source: 0001262931-19-000003 · edgar.xml · nonDerivative · entry 1

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Forsyth with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth.

Read SEC document
May 16, 2019 Filed May 17, 2019 21:08 UTC
Third Point LLCDirector · See Remarks
SaleCommon Stock, par value $1.00 per share ("Common Stock") 5,000,000 $76.37 $381,850,000.00
Disclosure

SEC source: 0001567619-19-011563 · doc1.xml · nonDerivative · entry 1

Third Point LLC · CIK 0001040273 · Director · See Remarks

Loeb Daniel S · CIK 0001300345 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,008,124.8167

F1 · balance_after: Includes (1) 6,290 stock options granted to Munib Islam which became exercisable on the date of the Issuer's 2016 annual meeting of stockholders at an exercise price of $32.85 and (2) 44.8167 shares accumulated from stock dividends on restricted stock units previously awarded to Mr. Islam.

F2 · ownership.nature: Except as otherwise noted herein, the securities disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-l under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all securities, except to the extent of any indirect pecuniary interest therein.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:22 UTC GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 70 $75.44 $5,280.80
Disclosure

SEC source: 0001220966-19-000003 · edgar.xml · derivative · entry 1

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,714

Underlying: Common Stock, $1 par value · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:20 UTC GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 56 $75.44 $4,224.64
Disclosure

SEC source: 0001360147-19-000003 · edgar.xml · derivative · entry 1

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301

Underlying: Common Stock, $1 par value · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:15 UTC GrantStock Option (Right to Buy) · Derivative 6,138 $0.00 Strike: $76.69 $0.00
Disclosure

SEC source: 0001400568-19-000003 · edgar.xml · derivative · entry 2

Wendell Amy McBride · CIK 0001400568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,138

Underlying: Common Stock, $1 par value · 6,138 shares

Expires 2029-05-07

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:15 UTC GrantCommon Stock, $1 par value 1,206 $0.00 $0.00
Disclosure

SEC source: 0001400568-19-000003 · edgar.xml · nonDerivative · entry 1

Wendell Amy McBride · CIK 0001400568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,650

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:13 UTC GrantCommon Stock, $1 par value 2,412 $0.00 $0.00
Disclosure

SEC source: 0001124165-19-000006 · edgar.xml · nonDerivative · entry 1

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,149

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:14 UTC GrantCommon Stock, $1 par value 2,412 $0.00 $0.00
Disclosure

SEC source: 0001205438-19-000002 · edgar.xml · nonDerivative · entry 1

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,698

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:12 UTC GrantStock Option (Right to Buy) · Derivative 6,138 $0.00 Strike: $76.69 $0.00
Disclosure

SEC source: 0001322028-19-000001 · edgar.xml · derivative · entry 2

Smith Cathy R · CIK 0001322028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,138

Underlying: Common Stock, $1 par value · 6,138 shares

Expires 2029-05-07

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:12 UTC GrantCommon Stock, $1 par value 1,206 $0.00 $0.00
Disclosure

SEC source: 0001322028-19-000001 · edgar.xml · nonDerivative · entry 1

Smith Cathy R · CIK 0001322028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,020

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:11 UTC GrantCommon Stock, $1 par value 2,412 $0.00 $0.00
Disclosure

SEC source: 0001174532-19-000001 · edgar.xml · nonDerivative · entry 1

Oesterle Stephen N. · CIK 0001174532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,842

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:10 UTC GrantCommon Stock, $1 par value 2,412 $0.00 $0.00
Disclosure

SEC source: 0001204081-19-000007 · edgar.xml · nonDerivative · entry 1

MORRISON PATRICIA · CIK 0001204081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,856

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:09 UTC GrantStock Option (Right to Buy) · Derivative 6,138 $0.00 Strike: $76.69 $0.00
Disclosure

SEC source: 0001533022-19-000001 · edgar.xml · derivative · entry 3

Mahoney Michael F · CIK 0001533022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,138

Underlying: Common Stock, $1 par value · 6,138 shares

Expires 2029-05-07

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:09 UTC GrantCommon Stock, $1 par value 1,206 $0.00 $0.00
Disclosure

SEC source: 0001533022-19-000001 · edgar.xml · nonDerivative · entry 1

Mahoney Michael F · CIK 0001533022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,898

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:08 UTC GrantStock Option (Right to Buy) · Derivative 6,138 $0.00 Strike: $76.69 $0.00
Disclosure

SEC source: 0001107468-19-000002 · edgar.xml · derivative · entry 3

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,138

Underlying: Common Stock, $1 par value · 6,138 shares

Expires 2029-05-07

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:08 UTC GrantCommon Stock, $1 par value 1,206 $0.00 $0.00
Disclosure

SEC source: 0001107468-19-000002 · edgar.xml · nonDerivative · entry 1

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,300

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:07 UTC GrantCommon Stock, $1 par value 2,412 $0.00 $0.00
Disclosure

SEC source: 0001220966-19-000002 · edgar.xml · nonDerivative · entry 1

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,813

F1 · shares: Dr. Gavin elected to defer 100% of his 2019 annual equity grant in the form of fully vested Baxter International Inc. ("BII") common stock pursuant to the BII's Director's Deferred Compensation Plan, amended May 2019, and subject to the terms and conditions of such grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:06 UTC GrantStock Option (Right to Buy) · Derivative 6,138 $0.00 Strike: $76.69 $0.00
Disclosure

SEC source: 0001262931-19-000002 · edgar.xml · derivative · entry 2

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,138

Underlying: Common Stock, $1 par value · 6,138 shares

Expires 2029-05-07

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:06 UTC GrantCommon Stock, $1 par value 1,206 $0.00 $0.00
Disclosure

SEC source: 0001262931-19-000002 · edgar.xml · nonDerivative · entry 1

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,459

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:04 UTC GrantCommon Stock, $1 par value 2,412 $0.00 $0.00
Disclosure

SEC source: 0001360147-19-000002 · edgar.xml · nonDerivative · entry 1

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,245

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. subject to the terms and conditions of the applicable grant.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:09 UTC SaleCommon Stock, $1 par value 1,000 $76.20 $76,200.00
Disclosure

SEC source: 0001124165-19-000005 · edgar.xml · nonDerivative · entry 1

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,737

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stallkamp with respect to certain vested Restricted Stock Units previously granted by Baxter International Inc. to Mr. Stallkamp.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:33 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,680 $0.00 Strike: $26.78 $0.00
Disclosure

SEC source: 0001205438-19-000001 · edgar.xml · derivative · entry 4

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 5,680 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to certain vested stock options granted by Baxter International Inc. to Mr. Stroucken.

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April 01, 2019 Filed Apr 3, 2019 21:33 UTC SaleCommon Stock, $1 par value 5,680 $81.89 $465,135.20
Disclosure

SEC source: 0001205438-19-000001 · edgar.xml · nonDerivative · entry 2

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,285

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April 01, 2019 Filed Apr 3, 2019 21:33 UTC Exercise / conversionCommon Stock, $1 par valu 5,680 $26.78 $152,110.40
Disclosure

SEC source: 0001205438-19-000001 · edgar.xml · nonDerivative · entry 1

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to certain vested stock options granted by Baxter International Inc. to Mr. Stroucken.

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April 01, 2019 Filed Apr 3, 2019 21:31 UTC SaleCommon Stock, $1 par value 1,043 $82.07 $85,599.01
Disclosure

SEC source: 0001124165-19-000004 · edgar.xml · nonDerivative · entry 1

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,737

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stallkamp with respect to certain vested Restricted Stock Units previously granted by Baxter International Inc. ("BII") to Mr. Stallkamp.

F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $81.95 through $82.09. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

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April 01, 2019 Filed Apr 3, 2019 21:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,680 $0.00 Strike: $26.78 $0.00
Disclosure

SEC source: 0001107468-19-000001 · edgar.xml · derivative · entry 4

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 5,680 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to certain vested stock options granted by Baxter International Inc. to Mr. Hellman.

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April 01, 2019 Filed Apr 3, 2019 21:30 UTC SaleCommon Stock, $1 par value 5,680 $81.89 $465,135.20
Disclosure

SEC source: 0001107468-19-000001 · edgar.xml · nonDerivative · entry 2

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,094

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April 01, 2019 Filed Apr 3, 2019 21:30 UTC Exercise / conversionCommon Stock, $1 par value 5,680 $26.78 $152,110.40
Disclosure

SEC source: 0001107468-19-000001 · edgar.xml · nonDerivative · entry 1

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to certain vested stock options granted by Baxter International Inc. to Mr. Hellman.

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March 29, 2019 Filed Apr 2, 2019 20:05 UTC
Pleau ScottSVP, Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 9,710 $0.00 Strike: $50.77 $0.00
Disclosure

SEC source: 0001678065-19-000003 · edgar.xml · derivative · entry 3

Pleau Scott · CIK 0001678065 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 9,710 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Pleau with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Pleau.

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March 29, 2019 Filed Apr 2, 2019 20:05 UTC
Pleau ScottSVP, Operations
SaleCommon Stock, $1 par value 9,710 $80.00 $776,800.00
Disclosure

SEC source: 0001678065-19-000003 · edgar.xml · nonDerivative · entry 2

Pleau Scott · CIK 0001678065 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,076

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Pleau with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Pleau.

F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $80.00 through $80.05. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

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March 29, 2019 Filed Apr 2, 2019 20:05 UTC
Pleau ScottSVP, Operations
Exercise / conversionCommon Stock, $1 par value 9,710 $50.77 $492,976.70
Disclosure

SEC source: 0001678065-19-000003 · edgar.xml · nonDerivative · entry 1

Pleau Scott · CIK 0001678065 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Pleau with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Pleau.

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March 18, 2019 Filed Mar 20, 2019 20:59 UTC
Accogli GiuseppeSVP, President, Global Bus.
Exercise / conversionStock Option (Right to Buy) · Derivative 9,315 $0.00 Strike: $39.33 $0.00
Disclosure

SEC source: 0001678067-19-000004 · edgar.xml · derivative · entry 8

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 9,315 shares

Expires 2027-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.