BATL

SEC source: 0001209191-17-026939 · doc4.xml · derivative · entry 2

Wright Jon C. · CIK 0001551455 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,333

Underlying: Common Stock · 133,333 shares

Expires 2027-04-11

F2 · derivative.exercise_date: Pursuant to that certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received stock options granted in accordance with the terms of the Plan. The stock options will vest fully in three equal annual installments beginning on April 11, 2018.

SEC source: 0001209191-17-026939 · doc4.xml · nonDerivative · entry 1

Wright Jon C. · CIK 0001551455 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,524

F1 · price: Pursuant to the certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received an award of restricted stock in accordance with the terms of the Plan. The restricted stock award will vest fully in one installment on September 12, 2017.

SEC source: 0001209191-17-026937 · doc4.xml · derivative · entry 2

Rinando Joseph S III · CIK 0001359225 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2027-04-11

F2 · derivative.exercise_date: Pursuant to that certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received stock options granted in accordance with the terms of the Plan. The stock options will vest fully in three equal annual installments beginning on April 11, 2018.

SEC source: 0001209191-17-026937 · doc4.xml · nonDerivative · entry 1

Rinando Joseph S III · CIK 0001359225 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,329

F1 · price: Pursuant to the certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received an award of restricted stock in accordance with the terms of the Plan. The restricted stock award will vest fully in one installment on September 12, 2017.

SEC source: 0001209191-17-026930 · doc4.xml · derivative · entry 4

Elkouri David S · CIK 0001408621 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,500

Underlying: Common Stock · 162,500 shares

Expires 2027-04-11

F2 · derivative.exercise_date: Pursuant to that certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received stock options granted in accordance with the terms of the Plan. The stock options will vest fully in three equal annual installments beginning on April 11, 2018.

SEC source: 0001209191-17-026930 · doc4.xml · nonDerivative · entry 1

Elkouri David S · CIK 0001408621 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,494

F1 · price: Pursuant to the certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received an award of restricted stock in accordance with the terms of the Plan. The restricted stock award will vest fully in one installment on September 12, 2017.

SEC source: 0001209191-17-026929 · doc4.xml · derivative · entry 2

Mize Mark · CIK 0001310117 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,500

Underlying: Common Stock · 162,500 shares

Expires 2027-04-11

F2 · derivative.exercise_date: Pursuant to that certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received stock options granted in accordance with the terms of the Plan. The stock options will vest fully in three equal annual installments beginning on April 11, 2018.

SEC source: 0001209191-17-026929 · doc4.xml · nonDerivative · entry 1

Mize Mark · CIK 0001310117 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,497

F1 · price: Pursuant to the certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received an award of restricted stock in accordance with the terms of the Plan. The restricted stock award will vest fully in one installment on September 12, 2017.

SEC source: 0001209191-17-026927 · doc4.xml · derivative · entry 3

HEROD STEPHEN W · CIK 0001195114 · EVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,500

Underlying: Common Stock · 162,500 shares

Expires 2027-04-11

F3 · derivative.exercise_date: Pursuant to that certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received stock options granted in accordance with the terms of the Plan. The stock options will vest fully in three equal annual installments beginning on April 11, 2018.

SEC source: 0001209191-17-026927 · doc4.xml · nonDerivative · entry 1

HEROD STEPHEN W · CIK 0001195114 · EVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,574

F1 · price: Pursuant to the certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received an award of restricted stock in accordance with the terms of the Plan. The restricted stock award will vest fully in one installment on September 12, 2017.

SEC source: 0001225208-17-007948 · doc4.xml · derivative · entry 4

FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 428,023

Underlying: Common Stock · 10,485 shares

Expires 2020-09-09

F2 · ownership.nature: See Exhibits 99-2 and 99-3 for text of footnote, which Exhibits are incorporated by reference herein.

SEC source: 0001225208-17-007948 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 33,693,662

F2 · ownership.nature: See Exhibits 99-2 and 99-3 for text of footnote, which Exhibits are incorporated by reference herein.

SEC source: 0001225208-17-007948 · doc4.xml · derivative · entry 3

FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 438,508

Underlying: Common Stock · 583 shares

Expires 2020-09-09

F1 · price: See Exhibit 99-1 for text of footnote, which Exhibit is incorporated by reference herein.

SEC source: 0001225208-17-007948 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 33,811,393

F1 · price: See Exhibit 99-1 for text of footnote, which Exhibit is incorporated by reference herein.

SEC source: 0001104659-17-013104 · a4.xml · derivative · entry 3

ARES MANAGEMENT LLC · CIK 0001259313 · Director · 10% owner

Ares Management Holdings L.P. · CIK 0001536937 · Director · 10% owner

Ares Holdco LLC · CIK 0001669983 · Director · 10% owner

Ares Holdings Inc. · CIK 0001620317 · Director · 10% owner

ARES MANAGEMENT LP · CIK 0001176948 · Director · 10% owner

Ares Management GP LLC · CIK 0001620264 · Director · 10% owner

Ares Partners Holdco LLC · CIK 0001620263 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock, $0.0001 · 2,760,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of the Issuer's Preferred Stock is convertible into 10,000 shares of the Issuer's Common Stock, or $7.25 per share of Common Stock, and will convert automatically on the 20th calendar day after the Issuer mails a definitive information statement to holders of its Common Stock notifying them that holders of a majority of the Issuer's outstanding Common Stock have consented to the issuance of the Common Stock upon conversion of the Preferred Stock. The Issuer reported in its Current Report on Form 8-K filed on January 26, 2017, that as of January 24, 2017, the Issuer had received written consent for conversion of the Preferred Stock from stockholders representing more than 50% of the Issuer's outstanding Common Stock.

F9 · shares: The amount reported reflects an aggregate of 276 shares of the Issuer's Preferred Stock in the following amounts: 73.3705 shares by AF IV Energy II AIV B1 L.P., 11.6455 shares by AF IV Energy II AIV A1, L.P., 17.4664 shares by AF IV Energy II AIV A2, L.P., 7.3743 shares by AF IV Energy II AIV A3, L.P., 7.5407 shares by AF IV Energy II AIV A4, L.P., 9.6645 shares by AF IV Energy II AIV A5, L.P., 7.5686 shares by AF IV Energy II AIV A6, L.P., 3.8820 shares by AF IV Energy II AIV A7, L.P., 7.5306 shares by AF IV Energy II AIV A8, L.P., 7.8061 shares by AF IV Energy II AIV A9, L.P., 11.6455 shares by AF IV Energy II AIV A10, L.P., 4.3663 shares by AF IV Energy II AIV A11, L.P., 7.7620 shares by AF IV Energy II AIV A12, L.P., 3.5466 shares by SSF III Halcon AIV B1, L.P., 15.1986 shares by SSF III Halcon AIV 1, L.P., 2.2801 shares by SSF III Halcon AIV 2, L.P., (continued in footnote 10)

F8 · price: Each share of the Issuer's Preferred Stock is convertible into 10,000 shares of the Issuer's Common Stock, or $7.25 per share of Common Stock, and will convert automatically on the 20th calendar day after the Issuer mails a definitive information statement to holders of its Common Stock notifying them that holders of a majority of the Issuer's outstanding Common Stock have consented to the issuance of the Common Stock upon conversion of the Preferred Stock. The Issuer reported in its Current Report on Form 8-K filed on January 26, 2017, that as of January 24, 2017, the Issuer had received written consent for conversion of the Preferred Stock from stockholders representing more than 50% of the Issuer's outstanding Common Stock.

F8 · derivative.exercise_date: Each share of the Issuer's Preferred Stock is convertible into 10,000 shares of the Issuer's Common Stock, or $7.25 per share of Common Stock, and will convert automatically on the 20th calendar day after the Issuer mails a definitive information statement to holders of its Common Stock notifying them that holders of a majority of the Issuer's outstanding Common Stock have consented to the issuance of the Common Stock upon conversion of the Preferred Stock. The Issuer reported in its Current Report on Form 8-K filed on January 26, 2017, that as of January 24, 2017, the Issuer had received written consent for conversion of the Preferred Stock from stockholders representing more than 50% of the Issuer's outstanding Common Stock.

F8 · derivative.expiration_date: Each share of the Issuer's Preferred Stock is convertible into 10,000 shares of the Issuer's Common Stock, or $7.25 per share of Common Stock, and will convert automatically on the 20th calendar day after the Issuer mails a definitive information statement to holders of its Common Stock notifying them that holders of a majority of the Issuer's outstanding Common Stock have consented to the issuance of the Common Stock upon conversion of the Preferred Stock. The Issuer reported in its Current Report on Form 8-K filed on January 26, 2017, that as of January 24, 2017, the Issuer had received written consent for conversion of the Preferred Stock from stockholders representing more than 50% of the Issuer's outstanding Common Stock.

F8 · balance_after: Each share of the Issuer's Preferred Stock is convertible into 10,000 shares of the Issuer's Common Stock, or $7.25 per share of Common Stock, and will convert automatically on the 20th calendar day after the Issuer mails a definitive information statement to holders of its Common Stock notifying them that holders of a majority of the Issuer's outstanding Common Stock have consented to the issuance of the Common Stock upon conversion of the Preferred Stock. The Issuer reported in its Current Report on Form 8-K filed on January 26, 2017, that as of January 24, 2017, the Issuer had received written consent for conversion of the Preferred Stock from stockholders representing more than 50% of the Issuer's outstanding Common Stock.

F9 · balance_after: The amount reported reflects an aggregate of 276 shares of the Issuer's Preferred Stock in the following amounts: 73.3705 shares by AF IV Energy II AIV B1 L.P., 11.6455 shares by AF IV Energy II AIV A1, L.P., 17.4664 shares by AF IV Energy II AIV A2, L.P., 7.3743 shares by AF IV Energy II AIV A3, L.P., 7.5407 shares by AF IV Energy II AIV A4, L.P., 9.6645 shares by AF IV Energy II AIV A5, L.P., 7.5686 shares by AF IV Energy II AIV A6, L.P., 3.8820 shares by AF IV Energy II AIV A7, L.P., 7.5306 shares by AF IV Energy II AIV A8, L.P., 7.8061 shares by AF IV Energy II AIV A9, L.P., 11.6455 shares by AF IV Energy II AIV A10, L.P., 4.3663 shares by AF IV Energy II AIV A11, L.P., 7.7620 shares by AF IV Energy II AIV A12, L.P., 3.5466 shares by SSF III Halcon AIV B1, L.P., 15.1986 shares by SSF III Halcon AIV 1, L.P., 2.2801 shares by SSF III Halcon AIV 2, L.P., (continued in footnote 10)

F10 · balance_after: 4.3573 shares by SSF III Halcon AIV 3, L.P., 24.6512 shares by SSF IV Halcon AIV B1, L.P., 1.1470 shares by SSF IV Halcon AIV 1, L.P., 8.4535 shares by SSF IV Halcon AIV 2, L.P., 9.1809 shares by SSF IV Halcon AIV 3, L.P., 2.2958 shares by SSF IV Halcon AIV 4, L.P., 5.0639 shares by SSF IV Halcon AIV 5, L.P., 8.5176 shares by SSF IV Halcon AIV 6, L.P., 10.2361 shares by SSF IV Halcon AIV 7, L.P., and 3.4484 shares by Ares Strategic Investment Partners Ltd.

F9 · ownership.nature: The amount reported reflects an aggregate of 276 shares of the Issuer's Preferred Stock in the following amounts: 73.3705 shares by AF IV Energy II AIV B1 L.P., 11.6455 shares by AF IV Energy II AIV A1, L.P., 17.4664 shares by AF IV Energy II AIV A2, L.P., 7.3743 shares by AF IV Energy II AIV A3, L.P., 7.5407 shares by AF IV Energy II AIV A4, L.P., 9.6645 shares by AF IV Energy II AIV A5, L.P., 7.5686 shares by AF IV Energy II AIV A6, L.P., 3.8820 shares by AF IV Energy II AIV A7, L.P., 7.5306 shares by AF IV Energy II AIV A8, L.P., 7.8061 shares by AF IV Energy II AIV A9, L.P., 11.6455 shares by AF IV Energy II AIV A10, L.P., 4.3663 shares by AF IV Energy II AIV A11, L.P., 7.7620 shares by AF IV Energy II AIV A12, L.P., 3.5466 shares by SSF III Halcon AIV B1, L.P., 15.1986 shares by SSF III Halcon AIV 1, L.P., 2.2801 shares by SSF III Halcon AIV 2, L.P., (continued in footnote 10)

F10 · ownership.nature: 4.3573 shares by SSF III Halcon AIV 3, L.P., 24.6512 shares by SSF IV Halcon AIV B1, L.P., 1.1470 shares by SSF IV Halcon AIV 1, L.P., 8.4535 shares by SSF IV Halcon AIV 2, L.P., 9.1809 shares by SSF IV Halcon AIV 3, L.P., 2.2958 shares by SSF IV Halcon AIV 4, L.P., 5.0639 shares by SSF IV Halcon AIV 5, L.P., 8.5176 shares by SSF IV Halcon AIV 6, L.P., 10.2361 shares by SSF IV Halcon AIV 7, L.P., and 3.4484 shares by Ares Strategic Investment Partners Ltd.

F6 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings L.P. ("Ares Management Holdings") and the general partner of Ares Management Holdings is Ares Holdco LLC ("Ares Holdco"). The sole member of Ares Holdco is Ares Holdings Inc. ("Ares Holdings"), whose sole stockholder is Ares Management, L.P. ("Ares Management"). The general partner of Ares Management is Ares Management GP LLC ("Ares Management GP") and the sole member of Ares Management GP is Ares Partners Holdco LLC ("Ares Partners," and together with Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Holdings, Ares Management, and Ares Management GP, the "Ares Entities"). Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal. (continued in footnote 7)

F7 · ownership.nature: Decisions by Ares Partners' board of managers generally are made by a majority of the members, which majority, subject to certain conditions, must include Antony Ressler. Each of the Ares Entities and the members of Ares Partners' board of managers and the other directors, officers, partners, stockholders, members and managers of the Ares Entities expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067.

SEC source: 0001104659-17-013104 · a4.xml · derivative · entry 2

ARES MANAGEMENT LLC · CIK 0001259313 · Director · 10% owner

Ares Management Holdings L.P. · CIK 0001536937 · Director · 10% owner

Ares Holdco LLC · CIK 0001669983 · Director · 10% owner

Ares Holdings Inc. · CIK 0001620317 · Director · 10% owner

ARES MANAGEMENT LP · CIK 0001176948 · Director · 10% owner

Ares Management GP LLC · CIK 0001620264 · Director · 10% owner

Ares Partners Holdco LLC · CIK 0001620263 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 276

Underlying: Common Stock, $0.0001 par value · 2,760,000 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of the Issuer's Preferred Stock is convertible into 10,000 shares of the Issuer's Common Stock, or $7.25 per share of Common Stock, and will convert automatically on the 20th calendar day after the Issuer mails a definitive information statement to holders of its Common Stock notifying them that holders of a majority of the Issuer's outstanding Common Stock have consented to the issuance of the Common Stock upon conversion of the Preferred Stock. The Issuer reported in its Current Report on Form 8-K filed on January 26, 2017, that as of January 24, 2017, the Issuer had received written consent for conversion of the Preferred Stock from stockholders representing more than 50% of the Issuer's outstanding Common Stock.

F9 · shares: The amount reported reflects an aggregate of 276 shares of the Issuer's Preferred Stock in the following amounts: 73.3705 shares by AF IV Energy II AIV B1 L.P., 11.6455 shares by AF IV Energy II AIV A1, L.P., 17.4664 shares by AF IV Energy II AIV A2, L.P., 7.3743 shares by AF IV Energy II AIV A3, L.P., 7.5407 shares by AF IV Energy II AIV A4, L.P., 9.6645 shares by AF IV Energy II AIV A5, L.P., 7.5686 shares by AF IV Energy II AIV A6, L.P., 3.8820 shares by AF IV Energy II AIV A7, L.P., 7.5306 shares by AF IV Energy II AIV A8, L.P., 7.8061 shares by AF IV Energy II AIV A9, L.P., 11.6455 shares by AF IV Energy II AIV A10, L.P., 4.3663 shares by AF IV Energy II AIV A11, L.P., 7.7620 shares by AF IV Energy II AIV A12, L.P., 3.5466 shares by SSF III Halcon AIV B1, L.P., 15.1986 shares by SSF III Halcon AIV 1, L.P., 2.2801 shares by SSF III Halcon AIV 2, L.P., (continued in footnote 10)

F8 · price: Each share of the Issuer's Preferred Stock is convertible into 10,000 shares of the Issuer's Common Stock, or $7.25 per share of Common Stock, and will convert automatically on the 20th calendar day after the Issuer mails a definitive information statement to holders of its Common Stock notifying them that holders of a majority of the Issuer's outstanding Common Stock have consented to the issuance of the Common Stock upon conversion of the Preferred Stock. The Issuer reported in its Current Report on Form 8-K filed on January 26, 2017, that as of January 24, 2017, the Issuer had received written consent for conversion of the Preferred Stock from stockholders representing more than 50% of the Issuer's outstanding Common Stock.

F8 · derivative.exercise_date: Each share of the Issuer's Preferred Stock is convertible into 10,000 shares of the Issuer's Common Stock, or $7.25 per share of Common Stock, and will convert automatically on the 20th calendar day after the Issuer mails a definitive information statement to holders of its Common Stock notifying them that holders of a majority of the Issuer's outstanding Common Stock have consented to the issuance of the Common Stock upon conversion of the Preferred Stock. The Issuer reported in its Current Report on Form 8-K filed on January 26, 2017, that as of January 24, 2017, the Issuer had received written consent for conversion of the Preferred Stock from stockholders representing more than 50% of the Issuer's outstanding Common Stock.

F8 · derivative.expiration_date: Each share of the Issuer's Preferred Stock is convertible into 10,000 shares of the Issuer's Common Stock, or $7.25 per share of Common Stock, and will convert automatically on the 20th calendar day after the Issuer mails a definitive information statement to holders of its Common Stock notifying them that holders of a majority of the Issuer's outstanding Common Stock have consented to the issuance of the Common Stock upon conversion of the Preferred Stock. The Issuer reported in its Current Report on Form 8-K filed on January 26, 2017, that as of January 24, 2017, the Issuer had received written consent for conversion of the Preferred Stock from stockholders representing more than 50% of the Issuer's outstanding Common Stock.

F9 · balance_after: The amount reported reflects an aggregate of 276 shares of the Issuer's Preferred Stock in the following amounts: 73.3705 shares by AF IV Energy II AIV B1 L.P., 11.6455 shares by AF IV Energy II AIV A1, L.P., 17.4664 shares by AF IV Energy II AIV A2, L.P., 7.3743 shares by AF IV Energy II AIV A3, L.P., 7.5407 shares by AF IV Energy II AIV A4, L.P., 9.6645 shares by AF IV Energy II AIV A5, L.P., 7.5686 shares by AF IV Energy II AIV A6, L.P., 3.8820 shares by AF IV Energy II AIV A7, L.P., 7.5306 shares by AF IV Energy II AIV A8, L.P., 7.8061 shares by AF IV Energy II AIV A9, L.P., 11.6455 shares by AF IV Energy II AIV A10, L.P., 4.3663 shares by AF IV Energy II AIV A11, L.P., 7.7620 shares by AF IV Energy II AIV A12, L.P., 3.5466 shares by SSF III Halcon AIV B1, L.P., 15.1986 shares by SSF III Halcon AIV 1, L.P., 2.2801 shares by SSF III Halcon AIV 2, L.P., (continued in footnote 10)

F10 · balance_after: 4.3573 shares by SSF III Halcon AIV 3, L.P., 24.6512 shares by SSF IV Halcon AIV B1, L.P., 1.1470 shares by SSF IV Halcon AIV 1, L.P., 8.4535 shares by SSF IV Halcon AIV 2, L.P., 9.1809 shares by SSF IV Halcon AIV 3, L.P., 2.2958 shares by SSF IV Halcon AIV 4, L.P., 5.0639 shares by SSF IV Halcon AIV 5, L.P., 8.5176 shares by SSF IV Halcon AIV 6, L.P., 10.2361 shares by SSF IV Halcon AIV 7, L.P., and 3.4484 shares by Ares Strategic Investment Partners Ltd.

F9 · ownership.nature: The amount reported reflects an aggregate of 276 shares of the Issuer's Preferred Stock in the following amounts: 73.3705 shares by AF IV Energy II AIV B1 L.P., 11.6455 shares by AF IV Energy II AIV A1, L.P., 17.4664 shares by AF IV Energy II AIV A2, L.P., 7.3743 shares by AF IV Energy II AIV A3, L.P., 7.5407 shares by AF IV Energy II AIV A4, L.P., 9.6645 shares by AF IV Energy II AIV A5, L.P., 7.5686 shares by AF IV Energy II AIV A6, L.P., 3.8820 shares by AF IV Energy II AIV A7, L.P., 7.5306 shares by AF IV Energy II AIV A8, L.P., 7.8061 shares by AF IV Energy II AIV A9, L.P., 11.6455 shares by AF IV Energy II AIV A10, L.P., 4.3663 shares by AF IV Energy II AIV A11, L.P., 7.7620 shares by AF IV Energy II AIV A12, L.P., 3.5466 shares by SSF III Halcon AIV B1, L.P., 15.1986 shares by SSF III Halcon AIV 1, L.P., 2.2801 shares by SSF III Halcon AIV 2, L.P., (continued in footnote 10)

F10 · ownership.nature: 4.3573 shares by SSF III Halcon AIV 3, L.P., 24.6512 shares by SSF IV Halcon AIV B1, L.P., 1.1470 shares by SSF IV Halcon AIV 1, L.P., 8.4535 shares by SSF IV Halcon AIV 2, L.P., 9.1809 shares by SSF IV Halcon AIV 3, L.P., 2.2958 shares by SSF IV Halcon AIV 4, L.P., 5.0639 shares by SSF IV Halcon AIV 5, L.P., 8.5176 shares by SSF IV Halcon AIV 6, L.P., 10.2361 shares by SSF IV Halcon AIV 7, L.P., and 3.4484 shares by Ares Strategic Investment Partners Ltd.

F6 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings L.P. ("Ares Management Holdings") and the general partner of Ares Management Holdings is Ares Holdco LLC ("Ares Holdco"). The sole member of Ares Holdco is Ares Holdings Inc. ("Ares Holdings"), whose sole stockholder is Ares Management, L.P. ("Ares Management"). The general partner of Ares Management is Ares Management GP LLC ("Ares Management GP") and the sole member of Ares Management GP is Ares Partners Holdco LLC ("Ares Partners," and together with Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Holdings, Ares Management, and Ares Management GP, the "Ares Entities"). Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal. (continued in footnote 7)

F7 · ownership.nature: Decisions by Ares Partners' board of managers generally are made by a majority of the members, which majority, subject to certain conditions, must include Antony Ressler. Each of the Ares Entities and the members of Ares Partners' board of managers and the other directors, officers, partners, stockholders, members and managers of the Ares Entities expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067.

SEC source: 0001104659-17-013104 · a4.xml · nonDerivative · entry 1

ARES MANAGEMENT LLC · CIK 0001259313 · Director · 10% owner

Ares Management Holdings L.P. · CIK 0001536937 · Director · 10% owner

Ares Holdco LLC · CIK 0001669983 · Director · 10% owner

Ares Holdings Inc. · CIK 0001620317 · Director · 10% owner

ARES MANAGEMENT LP · CIK 0001176948 · Director · 10% owner

Ares Management GP LLC · CIK 0001620264 · Director · 10% owner

Ares Partners Holdco LLC · CIK 0001620263 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 20,741,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The amount reported reflects an aggregate 2,760,000 shares of the Issuer's Common Stock, $0.0001 par value ("Common Stock"), that will be received upon the conversion of an aggregate of 276 shares of the Issuer's 8% automatically convertible preferred stock ("Preferred Stock"), in the following amounts: 733,705 shares by AF IV Energy II AIV B1 L.P., 116,455 shares by AF IV Energy II AIV A1, L.P., 174,664 shares by AF IV Energy II AIV A2, L.P., 73,743 shares by AF IV Energy II AIV A3, L.P., 75,407 shares by AF IV Energy II AIV A4, L.P., 96,645 shares by AF IV Energy II AIV A5, L.P., 75,686 shares by AF IV Energy II AIV A6, L.P., 38,820 shares by AF IV Energy II AIV A7, L.P.,

F2 · shares: 75,306 shares by AF IV Energy II AIV A8, L.P., 78,061 shares by AF IV Energy II AIV A9, L.P., 116,455 shares by AF IV Energy II AIV A10, L.P., 43,663 shares by AF IV Energy II AIV A11, L.P., 77,620 shares by AF IV Energy II AIV A12, L.P., 35,466 shares by SSF III Halcon AIV B1, L.P., 151,986 shares by SSF III Halcon AIV 1, L.P., 22,801 shares by SSF III Halcon AIV 2, L.P., (continued in footnote 3)

F1 · price: The amount reported reflects an aggregate 2,760,000 shares of the Issuer's Common Stock, $0.0001 par value ("Common Stock"), that will be received upon the conversion of an aggregate of 276 shares of the Issuer's 8% automatically convertible preferred stock ("Preferred Stock"), in the following amounts: 733,705 shares by AF IV Energy II AIV B1 L.P., 116,455 shares by AF IV Energy II AIV A1, L.P., 174,664 shares by AF IV Energy II AIV A2, L.P., 73,743 shares by AF IV Energy II AIV A3, L.P., 75,407 shares by AF IV Energy II AIV A4, L.P., 96,645 shares by AF IV Energy II AIV A5, L.P., 75,686 shares by AF IV Energy II AIV A6, L.P., 38,820 shares by AF IV Energy II AIV A7, L.P.,

F2 · price: 75,306 shares by AF IV Energy II AIV A8, L.P., 78,061 shares by AF IV Energy II AIV A9, L.P., 116,455 shares by AF IV Energy II AIV A10, L.P., 43,663 shares by AF IV Energy II AIV A11, L.P., 77,620 shares by AF IV Energy II AIV A12, L.P., 35,466 shares by SSF III Halcon AIV B1, L.P., 151,986 shares by SSF III Halcon AIV 1, L.P., 22,801 shares by SSF III Halcon AIV 2, L.P., (continued in footnote 3)

F3 · price: 43,573 shares by SSF III Halcon AIV 3, L.P., 246,512 shares by SSF IV Halcon AIV B1, L.P., 11,470 shares by SSF IV Halcon AIV 1, L.P., 84,535 shares by SSF IV Halcon AIV 2, L.P., 91,809 shares by SSF IV Halcon AIV 3, L.P., 22,958 shares by SSF IV Halcon AIV 4, L.P., 50,639 shares by SSF IV Halcon AIV 5, L.P., 85,176 shares by SSF IV Halcon AIV 6, L.P., 102,361 shares by SSF IV Halcon AIV 7, L.P., and 34,484 shares by Ares Strategic Investment Partners Ltd.

F4 · ownership.nature: The amount reported reflects an aggregate of 20,741,822 shares of Common Stock, in the following amounts: 5,318,165 shares by AF IV Energy II AIV B1, L.P., 844,106 shares by AF IV Energy II AIV A1, L.P., 1,266,030 shares by AF IV Energy II AIV A2, L.P., 534,517 shares by AF IV Energy II AIV A3, L.P., 546,576 shares by AF IV Energy II AIV A4, L.P., 700,520 shares by AF IV Energy II AIV A5, L.P., 548,602 shares by AF IV Energy II AIV A6, L.P., 281,382 shares by AF IV Energy II AIV A7, L.P., 545,844 shares by AF IV Energy II AIV A8, L.P., 565,817 shares by AF IV Energy II AIV A9, L.P., 844,106 shares by AF IV Energy II AIV A10, L.P., 316,486 shares by AF IV Energy II AIV A11, L.P., 562,616 shares by AF IV Energy II AIV A12, L.P., 257,070 shares by SSF III Halcon AIV B1, L.P., 1,101,652 shares by SSF III Halcon AIV 1, L.P., 165,271 shares by SSF III Halcon AIV 2, L.P., (continued in footnote 5)

F5 · ownership.nature: 315,830 shares by SSF III Halcon AIV 3, L.P., 1,786,808 shares by SSF IV Halcon AIV B1, L.P., 83,139 shares by SSF IV Halcon AIV 1, L.P., 612,742 shares by SSF IV Halcon AIV 2, L.P., 665,464 shares by SSF IV Halcon AIV 3, L.P., 166,411 shares by SSF IV Halcon AIV 4, L.P., 367,050 shares by SSF IV Halcon AIV 5, L.P., 617,385 shares by SSF IV Halcon AIV 6, L.P., 741,953 shares by SSF IV Halcon AIV 7, L.P., 292,519 shares by Ares Dynamic Credit Allocation Fund, Inc., 229,342 shares by Ares Strategic Investment Partners Ltd., 224,654 shares by Future Fund Board of Guardians, 95,790 shares by ASIP (Holdco) IV S.a.r.l., 42,051 shares by Ares Multi-Strategy Credit Fund V (H), L.P., 67,228 shares by Transatlantic Reinsurance Company and 34,696 shares by RSUI Indemnity Company. The manager of the foregoing entities is Ares Management LLC. (continued in footnote 6)

F6 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings L.P. ("Ares Management Holdings") and the general partner of Ares Management Holdings is Ares Holdco LLC ("Ares Holdco"). The sole member of Ares Holdco is Ares Holdings Inc. ("Ares Holdings"), whose sole stockholder is Ares Management, L.P. ("Ares Management"). The general partner of Ares Management is Ares Management GP LLC ("Ares Management GP") and the sole member of Ares Management GP is Ares Partners Holdco LLC ("Ares Partners," and together with Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Holdings, Ares Management, and Ares Management GP, the "Ares Entities"). Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal. (continued in footnote 7)

F7 · ownership.nature: Decisions by Ares Partners' board of managers generally are made by a majority of the members, which majority, subject to certain conditions, must include Antony Ressler. Each of the Ares Entities and the members of Ares Partners' board of managers and the other directors, officers, partners, stockholders, members and managers of the Ares Entities expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067.

SEC source: 0001209191-17-010632 · doc5.xml · nonDerivative · entry 1

Elkouri David S · CIK 0001408621 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,244

SEC source: 0001209191-16-155705 · doc4.xml · nonDerivative · entry 1

Wright Jon C. · CIK 0001551455 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,857

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.59 to $8.63, inclusive. The reporting person undertakes to provide to Halcon Resources Corporation, and security holder of Halcon Resources Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote to this Form 4.

SEC source: 0001209191-16-154459 · doc4.xml · nonDerivative · entry 1

Elkouri David S · CIK 0001408621 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,744

SEC source: 0001209191-16-154458 · doc4.xml · nonDerivative · entry 1

WILSON FLOYD C · CIK 0000936305 · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,919

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.60 to $9.13, inclusive. The reporting person undertakes to provide to Halcon Resources Corporation, and security holders of Halcon Resources Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote (1) to this Form 4.

SEC source: 0001209191-16-151510 · doc4.xml · nonDerivative · entry 1

HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and Investor Rela

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,261

SEC source: 0001209191-16-151515 · doc4.xml · derivative · entry 7

WILSON FLOYD C · CIK 0000936305 · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 1,557

Underlying: Common Stock · 1,557 shares

Expires 2020-09-09

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

F2 · ownership.nature: These shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-16-151515 · doc4.xml · derivative · entry 6

WILSON FLOYD C · CIK 0000936305 · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,117

Underlying: Common Stock · 40,952 shares

Expires 2020-09-09

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151512 · doc4.xml · derivative · entry 2

Mize Mark · CIK 0001310117 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,306

Underlying: Common Stock · 4,306 shares

Expires 2020-09-09

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151520 · doc4.xml · derivative · entry 2

Wright Jon C. · CIK 0001551455 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172

Underlying: Common Stock · 172 shares

Expires 2020-09-09

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151519 · doc4.xml · derivative · entry 2

Kasparek Leah R. · CIK 0001550854 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172

Underlying: Common Stock · 172 shares

Expires 2020-09-09

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151518 · doc4.xml · derivative · entry 2

Obut Tina S · CIK 0001391523 · SVP, Corporate Reserves

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Common Stock · 1,292 shares

Expires 2020-09-09

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151517 · doc4.xml · derivative · entry 2

Rinando Joseph S III · CIK 0001359225 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129

Underlying: Common Stock · 129 shares

Expires 2020-09-09

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151513 · doc4.xml · derivative · entry 3

Elkouri David S · CIK 0001408621 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722

Underlying: Common Stock · 1,722 shares

Expires 2020-09-09

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151511 · doc4.xml · derivative · entry 3

HEROD STEPHEN W · CIK 0001195114 · EVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,029

Underlying: Common Stock · 6,029 shares

Expires 2020-09-09

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151509 · doc4.xml · derivative · entry 3

CHRISTMAS JAMES W · CIK 0001204507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,029

Underlying: Common Stock · 6,029 shares

Expires 2020-09-09

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151508 · doc4.xml · derivative · entry 2

FULLER THOMAS R · CIK 0001248903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722

Underlying: Common Stock · 1,722 shares

Expires 2020-09-09

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151515 · doc4.xml · nonDerivative · entry 2

WILSON FLOYD C · CIK 0000936305 · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 6,583

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

F2 · ownership.nature: These shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-16-151515 · doc4.xml · nonDerivative · entry 1

WILSON FLOYD C · CIK 0000936305 · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121,919

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151512 · doc4.xml · nonDerivative · entry 1

Mize Mark · CIK 0001310117 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,247

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151520 · doc4.xml · nonDerivative · entry 1

Wright Jon C. · CIK 0001551455 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,857

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151519 · doc4.xml · nonDerivative · entry 1

Kasparek Leah R. · CIK 0001550854 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,236

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151518 · doc4.xml · nonDerivative · entry 1

Obut Tina S · CIK 0001391523 · SVP, Corporate Reserves

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,165

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151517 · doc4.xml · nonDerivative · entry 1

Rinando Joseph S III · CIK 0001359225 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,496

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151513 · doc4.xml · nonDerivative · entry 1

Elkouri David S · CIK 0001408621 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,844

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151511 · doc4.xml · nonDerivative · entry 1

HEROD STEPHEN W · CIK 0001195114 · EVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,324

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151509 · doc4.xml · nonDerivative · entry 1

CHRISTMAS JAMES W · CIK 0001204507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,544

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001209191-16-151508 · doc4.xml · nonDerivative · entry 1

FULLER THOMAS R · CIK 0001248903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,963

F1 · kind: Pro rata distribution from Mwewe Partners LLC.

SEC source: 0001104659-16-145951 · a4.xml · nonDerivative · entry 1

ARES MANAGEMENT LLC · CIK 0001259313 · Director · 10% owner

Ares Management Holdings L.P. · CIK 0001536937 · Director · 10% owner

Ares Holdco LLC · CIK 0001669983 · Director · 10% owner

Ares Holdings Inc. · CIK 0001620317 · Director · 10% owner

ARES MANAGEMENT LP · CIK 0001176948 · Director · 10% owner

Ares Management GP LLC · CIK 0001620264 · Director · 10% owner

Ares Partners Holdco LLC · CIK 0001620263 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,528

F1 · ownership.direct: The amount reported includes 17,264 shares of restricted stock approved by the Issuer's board of directors to be granted to Darryl Schall and 17,264 shares of restricted stock approved by the Issuer's board of directors to be granted to Nathan Walton, in their respective capacities as non-employee directors of the Issuer. Messrs. Schall and Walton are associated with Ares Management LLC ("Ares Management LLC") and the other Ares Entities (as defined below). Pursuant to the policies of the Ares Entities and the direction of Messrs. Schall and Walton, the Issuer issued these restricted shares directly to Ares Management LLC on September 19, 2016. Neither Mr. Schall nor Mr. Walton had any beneficial ownership of or pecuniary interest in such restricted shares.

SEC source: 0001209191-16-142337 · doc4.xml · nonDerivative · entry 1

TAKAHA ERIC G. · CIK 0001683837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,264

SEC source: 0001209191-16-142342 · doc4.xml · nonDerivative · entry 1

SCOTT RONALD D. · CIK 0001683599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,264

SEC source: 0001209191-16-142341 · doc4.xml · nonDerivative · entry 1

CLARK MICHAEL LAURENCE · CIK 0001683605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,264

SEC source: 0001209191-16-142340 · doc4.xml · nonDerivative · entry 1

Campbell William Jefferson · CIK 0001524383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,264

SEC source: 0001209191-16-142338 · doc4.xml · nonDerivative · entry 1

CHRISTMAS JAMES W · CIK 0001204507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,637