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BANC

BANC OF CALIFORNIA, INC.

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4259
SEC CIK
0001169770
Parsed reports
455

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202618
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2019 Filed Mar 20, 2019 22:18 UTC
WOLFF JARED MDirector · PRESIDENT AND CEO
GrantCommon Stock 135,594 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-000357 · form4-03202019_030324.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,594

F1 · kind: Represents shares of restricted stock, which shares will vest annually in substantially equal installments over a four-year period beginning on March 18, 2020.

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March 12, 2019 Filed Mar 15, 2019 01:42 UTC
Bogler John A.CHIEF FINANCIAL OFFICER
GrantCommon Stock 11,659 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-000333 · form4-03142019_060337.xml · nonDerivative · entry 1

Bogler John A. · CIK 0001508557 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,159

F1 · kind: Represents restricted stock units ("RSUs") that were initially granted to the Reporting Person on April 2, 2018, subject to certain gating criteria, which gating criteria was subsequently achieved. On March 12, 2019, the Compensation Committee of the Issuer's Board of Directors approved of the vesting of the RSUs. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on April 2, 2019.

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March 12, 2019 Filed Mar 15, 2019 01:41 UTC
Harris AngeleeEVP, GENERAL COUNSEL
GrantCommon Stock 4,534 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-000332 · form4-03142019_060311.xml · nonDerivative · entry 1

Harris Angelee · CIK 0001316204 · EVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,404.3861

F1 · kind: Represents restricted stock units ("RSUs") that were initially granted to the Reporting Person on April 2, 2018, subject to certain gating criteria, which gating criteria was subsequently achieved. On March 12, 2019, the Compensation Committee of the Issuer's Board of Directors approved of the vesting of the RSUs. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on April 2, 2019.

Read SEC document
March 12, 2019 Filed Mar 15, 2019 01:40 UTC
Boyle Hugh FCHIEF RISK OFFICER
GrantCommon Stock 10,363 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-000331 · form4-03142019_060355.xml · nonDerivative · entry 1

Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,514.6696

F1 · kind: Represents restricted stock units ("RSUs") that were initially granted to the Reporting Person on April 2, 2018, subject to certain gating criteria, which gating criteria was subsequently achieved. On March 12, 2019, the Compensation Committee of the Issuer's Board of Directors approved of the vesting of the RSUs. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on April 2, 2019.

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March 04, 2019 Filed Mar 15, 2019 01:38 UTC
Bowers Douglas HDirector · FORMER CEO AND PRESIDENT
Disposition to issuerCommon Stock 23,334 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-000329 · form4-03142019_060308.xml · nonDerivative · entry 1

Bowers Douglas H · CIK 0001604024 · Director · FORMER CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,737.7952

F1 · kind: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's resignation on March 4, 2019.

Read SEC document
December 28, 2018 Filed Feb 12, 2019 23:56 UTC OtherCommon Stock 67.585 $13.14 $888.07
Disclosure

SEC source: 0001415889-19-000154 · form5-02122019_030223.xml · nonDerivative · entry 7

Curran Mary A · CIK 0001709408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,838.329

F1 · kind: Shares were acquired pursuant to a broker-sponsored dividend reinvestment plan.

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December 06, 2018 Filed Dec 10, 2018 20:36 UTC PurchaseCommon Stock 2,000 $15.61 $31,220.00
Disclosure

SEC source: 0001415889-18-001736 · form4-12102018_121245.xml · nonDerivative · entry 1

Curran Mary A · CIK 0001709408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,736

Read SEC document
November 30, 2018 Filed Dec 6, 2018 19:00 UTC SaleCommon Stock 41 $17.16 $703.42
Disclosure

SEC source: 0001415889-18-001732 · form4-12062018_111205.xml · nonDerivative · entry 2

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P.

Disclosed balance after: 0

F1 · balance_after: On November 30, 2018, Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P. (the "Funds") completed a liquidating distribution, including 757,988 and 131,233 shares of the Issuer's common stock held by Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P., respectively, which shares were reported as beneficially held by the Reporting Person in prior Section 16 reports. As a result of the distribution by the Funds, the Reporting Person retained beneficial ownership over the following shares: 60,310 shares that were issued to the Reporting Person directly and 592 shares that were issued to Patriot Financial Manager, L.P. In addition, the Funds sold a total of 124 shares (as reported herein) and the remaining shares were distributed to other partners of the Funds.

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November 30, 2018 Filed Dec 6, 2018 19:00 UTC SaleCommon Stock 83 $17.16 $1,423.97
Disclosure

SEC source: 0001415889-18-001732 · form4-12062018_111205.xml · nonDerivative · entry 1

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Financial Partners, L.P.

Disclosed balance after: 0

F1 · balance_after: On November 30, 2018, Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P. (the "Funds") completed a liquidating distribution, including 757,988 and 131,233 shares of the Issuer's common stock held by Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P., respectively, which shares were reported as beneficially held by the Reporting Person in prior Section 16 reports. As a result of the distribution by the Funds, the Reporting Person retained beneficial ownership over the following shares: 60,310 shares that were issued to the Reporting Person directly and 592 shares that were issued to Patriot Financial Manager, L.P. In addition, the Funds sold a total of 124 shares (as reported herein) and the remaining shares were distributed to other partners of the Funds.

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November 02, 2018 Filed Nov 6, 2018 21:05 UTC
Smith Michael AlanSVP, CHIEF ACCOUNTING OFFICER
PurchaseCommon Stock 4,600 $16.50 $75,900.00
Disclosure

SEC source: 0001415889-18-001588 · form4-11062018_011139.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,959

Read SEC document
October 18, 2018 Filed Oct 20, 2018 00:25 UTC
Pendergist JasonFORMER EVP REAL ESTATE BANKING
Disposition to issuerCommon Stock 19,003 $0.00 $0.00
Disclosure

SEC source: 0001415889-18-001525 · form4-10192018_051023.xml · nonDerivative · entry 1

Pendergist Jason · CIK 0001722985 · FORMER EVP REAL ESTATE BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · kind: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's resignation on October 18, 2018.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 22:47 UTC
Smith Michael AlanSVP, CHIEF ACCOUNTING OFFICER
GrantCommon Stock 9,359 $0.00 $0.00
Disclosure

SEC source: 0001415889-18-001481 · form4-10092018_031030.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,359

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on October 5, 2019.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:14 UTC
Boyle Hugh FCHIEF RISK OFFICER
Tax withholdingCommon Stock 2,326 $18.90 $43,961.40
Disclosure

SEC source: 0001415889-18-001466 · form4-10032018_011027.xml · nonDerivative · entry 1

Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,604.4034

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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October 01, 2018 Filed Feb 12, 2019 18:54 UTC GrantCommon Stock 0.0055 $18.33 $0.10
Disclosure

SEC source: 0001415889-19-000152 · form5-02122019_030201.xml · nonDerivative · entry 4

SZNEWAJS ROBERT D · CIK 0001117647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,891.8103

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
October 01, 2018 Filed Feb 12, 2019 23:58 UTC GrantCommon Stock 0.0027 $18.33 $0.05
Disclosure

SEC source: 0001415889-19-000156 · form5-02122019_030221.xml · nonDerivative · entry 4

Benett Halle J. · CIK 0001608090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,698.3653

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
October 01, 2018 Filed Feb 14, 2019 22:07 UTC
Bowers Douglas HDirector · CEO AND PRESIDENT
GrantCommon Stock 54.4826 $18.33 $998.67
Disclosure

SEC source: 0001415889-19-000172 · form5-02142019_020201.xml · nonDerivative · entry 2

Bowers Douglas H · CIK 0001604024 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,071.7952

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
October 01, 2018 Filed Feb 14, 2019 22:09 UTC
Harris AngeleeEVP, GENERAL COUNSEL
GrantCommon Stock 126.4048 $18.33 $2,317.00
Disclosure

SEC source: 0001415889-19-000174 · form5-02142019_020247.xml · nonDerivative · entry 2

Harris Angelee · CIK 0001316204 · EVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,870.3861

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
October 01, 2018 Filed Feb 14, 2019 22:05 UTC
Boyle Hugh FCHIEF RISK OFFICER
GrantCommon Stock 479.2931 $18.33 $8,785.44
Disclosure

SEC source: 0001415889-19-000170 · form5-02142019_020202.xml · nonDerivative · entry 4

Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,151.6696

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 27, 2018 Filed Feb 12, 2019 23:56 UTC OtherCommon Stock 33.11 $18.84 $623.79
Disclosure

SEC source: 0001415889-19-000154 · form5-02122019_030223.xml · nonDerivative · entry 6

Curran Mary A · CIK 0001709408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,838.329

F1 · kind: Shares were acquired pursuant to a broker-sponsored dividend reinvestment plan.

Read SEC document
September 06, 2018 Filed Sep 11, 2018 01:47 UTC GrantCommon Stock 4,985 $0.00 $0.00
Disclosure

SEC source: 0001415889-18-001354 · form4-09102018_060943.xml · nonDerivative · entry 1

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,733

F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:17 UTC GrantCommon Stock 4,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-18-001338 · form4-09102018_060952.xml · nonDerivative · entry 1

HILL BONNIE GUITON · CIK 0001049367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,318

F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:22 UTC GrantCommon Stock 7,188 $0.00 $0.00
Disclosure

SEC source: 0001415889-18-001340 · form4-09102018_060959.xml · nonDerivative · entry 1

SZNEWAJS ROBERT D · CIK 0001117647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,750.3838

F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

Read SEC document
September 06, 2018 Filed Sep 11, 2018 01:43 UTC GrantCommon Stock 4,938 $0.00 $0.00
Disclosure

SEC source: 0001415889-18-001351 · form4-09102018_060904.xml · nonDerivative · entry 1

Curran Mary A · CIK 0001709408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,736

F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

Read SEC document
September 06, 2018 Filed Sep 11, 2018 01:35 UTC GrantCommon Stock 3,563 $0.00 $0.00
Disclosure

SEC source: 0001415889-18-001347 · form4-09102018_060913.xml · nonDerivative · entry 1

Fallon-Walsh Barbara · CIK 0001703984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,663

F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

Read SEC document
September 06, 2018 Filed Sep 11, 2018 01:30 UTC
Schnel JonahDirector
GrantCommon Stock 5,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-18-001345 · form4-09102018_060948.xml · nonDerivative · entry 1

Schnel Jonah · CIK 0001390121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,078.2259

F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

Read SEC document
September 06, 2018 Filed Sep 11, 2018 01:24 UTC GrantCommon Stock 5,188 $0.00 $0.00
Disclosure

SEC source: 0001415889-18-001342 · form4-09102018_060914.xml · nonDerivative · entry 1

Benett Halle J. · CIK 0001608090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,698.3548

F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

Read SEC document
September 06, 2018 Filed Sep 14, 2018 01:16 UTC GrantCommon Stock 5,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-18-001386 · form4-09132018_060941.xml · nonDerivative · entry 1

LASHLEY RICHARD J · CIK 0001204241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,299

F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:30 UTC PurchaseCommon Stock 100 $20.28 $2,028.00
Disclosure

SEC source: 0001415889-18-001331 · form4-09062018_030925.xml · nonDerivative · entry 1

Fallon-Walsh Barbara · CIK 0001703984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,028

Read SEC document
September 04, 2018 Filed Sep 11, 2018 01:38 UTC Amendment PurchaseCommon Stock 100 $20.28 $2,028.00
Disclosure

SEC source: 0001415889-18-001349 · form4a-09102018_060938.xml · nonDerivative · entry 1

Fallon-Walsh Barbara · CIK 0001703984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · balance_after: The Reporting Person is filing this amendment to the Form 4, first filed on September 6, 2018 (the "Original Form 4"), to correct the number of shares beneficially held following the completion of the transaction reported in the Original Form 4.

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August 23, 2018 Filed Aug 24, 2018 00:04 UTC SaleCommon Stock 10,025 $19.81 $198,638.36
Disclosure

SEC source: 0001415889-18-001286 · form4-08232018_050816.xml · nonDerivative · entry 6

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P.

Disclosed balance after: 131,223

F4 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 23, 2018 at prices ranging from $19.75 to $20.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 00:04 UTC SaleCommon Stock 58,031 $19.81 $1,149,843.64
Disclosure

SEC source: 0001415889-18-001286 · form4-08232018_050816.xml · nonDerivative · entry 5

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Financial Partners, L.P.

Disclosed balance after: 757,988

F4 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 23, 2018 at prices ranging from $19.75 to $20.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 00:04 UTC SaleCommon Stock 2,444 $20.00 $48,880.49
Disclosure

SEC source: 0001415889-18-001286 · form4-08232018_050816.xml · nonDerivative · entry 4

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P.

Disclosed balance after: 141,248

F3 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 22, 2018 at prices ranging from $20.00 to $20.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

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August 22, 2018 Filed Aug 24, 2018 00:04 UTC SaleCommon Stock 14,144 $20.00 $282,882.83
Disclosure

SEC source: 0001415889-18-001286 · form4-08232018_050816.xml · nonDerivative · entry 3

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Financial Partners, L.P.

Disclosed balance after: 816,019

F3 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 22, 2018 at prices ranging from $20.00 to $20.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

Read SEC document
August 21, 2018 Filed Aug 24, 2018 00:04 UTC SaleCommon Stock 20,719 $20.08 $416,056.17
Disclosure

SEC source: 0001415889-18-001286 · form4-08232018_050816.xml · nonDerivative · entry 2

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P.

Disclosed balance after: 143,692

F1 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 21, 2018 at prices ranging from $20.00 to $20.225, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

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August 21, 2018 Filed Aug 24, 2018 00:04 UTC SaleCommon Stock 119,937 $20.08 $2,408,442.90
Disclosure

SEC source: 0001415889-18-001286 · form4-08232018_050816.xml · nonDerivative · entry 1

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Financial Partners, L.P.

Disclosed balance after: 830,163

F1 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 21, 2018 at prices ranging from $20.00 to $20.225, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

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August 16, 2018 Filed Aug 17, 2018 00:36 UTC SaleCommon Stock 28,105 $19.93 $560,034.28
Disclosure

SEC source: 0001415889-18-001269 · form4-08162018_050840.xml · nonDerivative · entry 6

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P.

Disclosed balance after: 164,411

F3 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 16, 2018 at prices ranging from $19.85 to $20.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

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August 16, 2018 Filed Aug 17, 2018 00:36 UTC SaleCommon Stock 162,695 $19.93 $3,241,941.92
Disclosure

SEC source: 0001415889-18-001269 · form4-08162018_050840.xml · nonDerivative · entry 5

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Financial Partners, L.P.

Disclosed balance after: 950,100

F3 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 16, 2018 at prices ranging from $19.85 to $20.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

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August 15, 2018 Filed Aug 17, 2018 00:36 UTC SaleCommon Stock 1,473 $20.00 $29,460.00
Disclosure

SEC source: 0001415889-18-001269 · form4-08162018_050840.xml · nonDerivative · entry 4

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P.

Disclosed balance after: 192,516

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

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August 15, 2018 Filed Aug 17, 2018 00:36 UTC SaleCommon Stock 8,527 $20.00 $170,540.00
Disclosure

SEC source: 0001415889-18-001269 · form4-08162018_050840.xml · nonDerivative · entry 3

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Financial Partners, L.P.

Disclosed balance after: 1,112,795

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

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August 14, 2018 Filed Aug 17, 2018 00:36 UTC SaleCommon Stock 10,886 $20.00 $217,726.53
Disclosure

SEC source: 0001415889-18-001269 · form4-08162018_050840.xml · nonDerivative · entry 2

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P.

Disclosed balance after: 193,989

F1 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 14, 2018 at prices ranging from $20.00 to $20.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

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August 14, 2018 Filed Aug 17, 2018 00:36 UTC SaleCommon Stock 63,014 $20.00 $1,260,317.81
Disclosure

SEC source: 0001415889-18-001269 · form4-08162018_050840.xml · nonDerivative · entry 1

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patriot Financial Partners, L.P.

Disclosed balance after: 1,121,322

F1 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 14, 2018 at prices ranging from $20.00 to $20.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

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August 01, 2018 Filed Aug 3, 2018 22:00 UTC
Gee LawrenceCHIEF ACCT OFFICER
Tax withholdingCommon Stock 17 $20.00 $340.00
Disclosure

SEC source: 0001415889-18-001211 · form4-08032018_060802.xml · nonDerivative · entry 1

Gee Lawrence · CIK 0001716573 · CHIEF ACCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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July 02, 2018 Filed Feb 12, 2019 18:54 UTC GrantCommon Stock 0.0053 $18.96 $0.10
Disclosure

SEC source: 0001415889-19-000152 · form5-02122019_030201.xml · nonDerivative · entry 3

SZNEWAJS ROBERT D · CIK 0001117647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,891.8103

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

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July 02, 2018 Filed Feb 12, 2019 23:58 UTC GrantCommon Stock 0.0026 $18.96 $0.05
Disclosure

SEC source: 0001415889-19-000156 · form5-02122019_030221.xml · nonDerivative · entry 3

Benett Halle J. · CIK 0001608090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,698.3653

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

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July 02, 2018 Filed Feb 14, 2019 22:07 UTC
Bowers Douglas HDirector · CEO AND PRESIDENT
GrantCommon Stock 52.3126 $18.96 $991.85
Disclosure

SEC source: 0001415889-19-000172 · form5-02142019_020201.xml · nonDerivative · entry 1

Bowers Douglas H · CIK 0001604024 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,071.7952

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

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July 02, 2018 Filed Feb 14, 2019 22:09 UTC
Harris AngeleeEVP, GENERAL COUNSEL
GrantCommon Stock 121.37 $18.96 $2,301.18
Disclosure

SEC source: 0001415889-19-000174 · form5-02142019_020247.xml · nonDerivative · entry 1

Harris Angelee · CIK 0001316204 · EVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,870.3861

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

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July 02, 2018 Filed Feb 14, 2019 22:05 UTC
Boyle Hugh FCHIEF RISK OFFICER
GrantCommon Stock 460.2025 $18.96 $8,725.44
Disclosure

SEC source: 0001415889-19-000170 · form5-02142019_020202.xml · nonDerivative · entry 3

Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,151.6696

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

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June 28, 2018 Filed Feb 12, 2019 23:56 UTC OtherCommon Stock 0.349 $19.11 $6.67
Disclosure

SEC source: 0001415889-19-000154 · form5-02122019_030223.xml · nonDerivative · entry 5

Curran Mary A · CIK 0001709408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,838.329

F1 · kind: Shares were acquired pursuant to a broker-sponsored dividend reinvestment plan.

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June 11, 2018 Filed Jun 14, 2018 00:00 UTC
Boyle Hugh FCHIEF RISK OFFICER
Tax withholdingCommon Stock 1,729 $20.30 $35,098.70
Disclosure

SEC source: 0001415889-18-000928 · form4-06132018_080607.xml · nonDerivative · entry 1

Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,930.4034

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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June 11, 2018 Filed Jun 14, 2018 00:00 UTC
Harris AngeleeEVP, GENERAL COUNSEL
Tax withholdingCommon Stock 818 $20.30 $16,605.40
Disclosure

SEC source: 0001415889-18-000927 · form4-06132018_080602.xml · nonDerivative · entry 1

Harris Angelee · CIK 0001316204 · EVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,622.6112

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.