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NYSE · USD

BANC

BANC OF CALIFORNIA, INC.

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Tapewire entity
4259
SEC CIK
0001169770
Parsed reports
455

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202618
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2016 Filed Feb 14, 2017 23:48 UTC
Karish JeffDirector
GrantCommon Stock 149.8666 $16.94 $2,538.14
Disclosure

SEC source: 0001415889-17-000261 · form5-02142017_030216.xml · nonDerivative · entry 4

Karish Jeff · CIK 0001533944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,204.2512

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
October 03, 2016 Filed Feb 14, 2017 23:14 UTC
Holoman EricDirector
GrantCommon Stock 121.196 $16.94 $2,052.58
Disclosure

SEC source: 0001415889-17-000255 · form5-02142017_030214.xml · nonDerivative · entry 4

Holoman Eric · CIK 0001528221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,181.2257

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
October 03, 2016 Filed Feb 14, 2017 23:46 UTC GrantCommon Stock 36.9392 $16.99 $627.45
Disclosure

SEC source: 0001415889-17-000259 · form5-02142017_030234.xml · nonDerivative · entry 4

Benett Halle J. · CIK 0001608090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,522.3499

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
October 03, 2016 Filed Feb 14, 2017 23:11 UTC
Nickel Thedora A.CHIEF ADMINISTRATIVE OFFICER
GrantCommon Stock 41.5754 $16.94 $704.12
Disclosure

SEC source: 0001415889-17-000253 · form5-02142017_030234.xml · nonDerivative · entry 3

Nickel Thedora A. · CIK 0001670416 · CHIEF ADMINISTRATIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,748.3275

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
October 03, 2016 Filed Feb 14, 2017 23:09 UTC
Boyle Hugh FINTERIM CEO, CHF. RISK OFFICER
GrantCommon Stock 209.5317 $16.94 $3,548.63
Disclosure

SEC source: 0001415889-17-000251 · form5-02142017_030232.xml · nonDerivative · entry 4

Boyle Hugh F · CIK 0001568582 · INTERIM CEO, CHF. RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,866.7419

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 30, 2016 Filed Oct 5, 2016 01:00 UTC
Seabold Jeffrey TEXECUTIVE VICE PRESIDENT
OtherWarrant to purchase Class B Non-Voting Common Stock · Derivative 80,000 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001415889-16-007242 · form4-10042016_061018.xml · derivative · entry 4

Seabold Jeffrey T · CIK 0001514243 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Non-Voting Common Stock · 80,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The exercise price of this warrant is subject to certain automatic adjustments in accordance with the terms of the warrant. Based on these automatic adjustments to the original $11.00 exercise price, it has been determined that the exercise price for these warrants was $8.80 per share as of September 30, 2016.

F1 · kind: The exercise of the Reporting Person's warrant to purchase shares of the Issuer's Class B Non-Voting Stock reported herein was effected pursuant to a Rule 10b-5 trading plan, adopted by the Reporting Person on August 10, 2016.

F4 · derivative.exercise_date: Warrants became exercisable on October 1, 2011, and was exercisable for a period of five years thereafter.

F4 · derivative.expiration_date: Warrants became exercisable on October 1, 2011, and was exercisable for a period of five years thereafter.

Read SEC document
September 30, 2016 Filed Oct 5, 2016 01:00 UTC
Seabold Jeffrey TEXECUTIVE VICE PRESIDENT
SaleClass B Non-Voting Stock 39,919 $17.63 $703,771.97
Disclosure

SEC source: 0001415889-16-007242 · form4-10042016_061018.xml · nonDerivative · entry 2

Seabold Jeffrey T · CIK 0001514243 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,992

F1 · kind: The exercise of the Reporting Person's warrant to purchase shares of the Issuer's Class B Non-Voting Stock reported herein was effected pursuant to a Rule 10b-5 trading plan, adopted by the Reporting Person on August 10, 2016.

F3 · kind: Warrants exercised on a cashless basis, resulting in the Issuer withholding 39,919 of the warrant shares to pay the exercise price, and issuing to the Reporting Person the remaining 40,081 shares.

Read SEC document
September 30, 2016 Filed Oct 5, 2016 01:00 UTC
Seabold Jeffrey TEXECUTIVE VICE PRESIDENT
OtherClass B Non-Voting Stock 80,000 $8.80 $704,000.00
Disclosure

SEC source: 0001415889-16-007242 · form4-10042016_061018.xml · nonDerivative · entry 1

Seabold Jeffrey T · CIK 0001514243 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,841

F1 · kind: The exercise of the Reporting Person's warrant to purchase shares of the Issuer's Class B Non-Voting Stock reported herein was effected pursuant to a Rule 10b-5 trading plan, adopted by the Reporting Person on August 10, 2016.

F2 · price: The exercise price of this warrant is subject to certain automatic adjustments in accordance with the terms of the warrant. Based on these automatic adjustments to the original $11.00 exercise price, it has been determined that the exercise price for these warrants was $8.80 per share as of September 30, 2016.

Read SEC document
September 30, 2016 Filed Oct 5, 2016 14:57 UTC
Boyle Hugh FCHIEF RISK OFFICER
Tax withholdingCommon Stock 1,944 $17.32 $33,670.08
Disclosure

SEC source: 0001415889-16-007248 · form4-10052016_071008.xml · nonDerivative · entry 1

Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,062.8043

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
July 01, 2016 Filed Feb 14, 2017 18:07 UTC GrantCommon Stock 16.5871 $17.56 $291.22
Disclosure

SEC source: 0001415889-17-000249 · form5-02142017_030203.xml · nonDerivative · entry 3

SZNEWAJS ROBERT D · CIK 0001117647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,728.0699

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
July 01, 2016 Filed Feb 15, 2017 01:40 UTC
Grosvenor John C.EVP AND GENERAL COUNSEL
GrantCommon Stock 230.8071 $17.56 $4,052.28
Disclosure

SEC source: 0001415889-17-000269 · form5-02142017_050247.xml · nonDerivative · entry 3

Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,693.7288

F1 · kind: Shares were acquired pursuant to the Issuer's 2013 Dividend Reinvestment Plan.

F2 · balance_after: This Form 5 is being filed, in part, to correctly report the number of shares held by the Reporting Person as of December 31, 2016.

Read SEC document
July 01, 2016 Filed Feb 15, 2017 00:29 UTC GrantCommon Stock 124.3345 $17.56 $2,182.94
Disclosure

SEC source: 0001415889-17-000263 · form5-02142017_040210.xml · nonDerivative · entry 3

Brownstein Chad T. · CIK 0001515976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,231.0337

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

F2 · balance_after: Includes 118.295 shares acquired by the Reporting Person pursuant to a broker-administered dividend reinvestment plan.

Read SEC document
July 01, 2016 Filed Feb 15, 2017 01:43 UTC
Turner J. Francisco A.INTERIM PRESIDENT AND CFO
GrantCommon Stock 16.1964 $17.56 $284.36
Disclosure

SEC source: 0001415889-17-000273 · form5-02142017_050253.xml · nonDerivative · entry 4

Turner J. Francisco A. · CIK 0001660949 · INTERIM PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,859.763

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

F2 · balance_after: Amount reports securities beneficially owned by the Reporting Person on December 31, 2016, the last day of the Issuer's fiscal year, and does not reflect transactions that occurred subsequent to December 31, 2016. The aggregate number of securities currently held by the Reporting Person, including those resulting from transactions that occurred subsequent to December 31, 2016, will be included on the Reporting Person's next Form 4 filing.

Read SEC document
July 01, 2016 Filed Feb 14, 2017 23:48 UTC
Karish JeffDirector
GrantCommon Stock 121.2588 $17.56 $2,128.94
Disclosure

SEC source: 0001415889-17-000261 · form5-02142017_030216.xml · nonDerivative · entry 3

Karish Jeff · CIK 0001533944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,204.2512

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
July 01, 2016 Filed Feb 14, 2017 23:14 UTC
Holoman EricDirector
GrantCommon Stock 93.7899 $17.56 $1,646.67
Disclosure

SEC source: 0001415889-17-000255 · form5-02142017_030214.xml · nonDerivative · entry 3

Holoman Eric · CIK 0001528221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,181.2257

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
July 01, 2016 Filed Feb 14, 2017 23:46 UTC GrantCommon Stock 15.297 $17.56 $268.57
Disclosure

SEC source: 0001415889-17-000259 · form5-02142017_030234.xml · nonDerivative · entry 3

Benett Halle J. · CIK 0001608090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,522.3499

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
July 01, 2016 Filed Feb 14, 2017 23:11 UTC
Nickel Thedora A.CHIEF ADMINISTRATIVE OFFICER
GrantCommon Stock 39.8331 $17.56 $699.35
Disclosure

SEC source: 0001415889-17-000253 · form5-02142017_030234.xml · nonDerivative · entry 2

Nickel Thedora A. · CIK 0001670416 · CHIEF ADMINISTRATIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,748.3275

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
July 01, 2016 Filed Feb 14, 2017 23:09 UTC
Boyle Hugh FINTERIM CEO, CHF. RISK OFFICER
GrantCommon Stock 200.7507 $17.56 $3,524.58
Disclosure

SEC source: 0001415889-17-000251 · form5-02142017_030232.xml · nonDerivative · entry 3

Boyle Hugh F · CIK 0001568582 · INTERIM CEO, CHF. RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,866.7419

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
April 01, 2016 Filed Feb 14, 2017 18:07 UTC GrantCommon Stock 17.0356 $16.98 $289.18
Disclosure

SEC source: 0001415889-17-000249 · form5-02142017_030203.xml · nonDerivative · entry 2

SZNEWAJS ROBERT D · CIK 0001117647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,728.0699

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
April 01, 2016 Filed Feb 15, 2017 01:40 UTC
Grosvenor John C.EVP AND GENERAL COUNSEL
GrantCommon Stock 105.891 $16.98 $1,797.50
Disclosure

SEC source: 0001415889-17-000269 · form5-02142017_050247.xml · nonDerivative · entry 2

Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,693.7288

F1 · kind: Shares were acquired pursuant to the Issuer's 2013 Dividend Reinvestment Plan.

F2 · balance_after: This Form 5 is being filed, in part, to correctly report the number of shares held by the Reporting Person as of December 31, 2016.

Read SEC document
April 01, 2016 Filed Feb 15, 2017 00:29 UTC GrantCommon Stock 102.0454 $16.98 $1,732.22
Disclosure

SEC source: 0001415889-17-000263 · form5-02142017_040210.xml · nonDerivative · entry 2

Brownstein Chad T. · CIK 0001515976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,231.0337

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

F2 · balance_after: Includes 118.295 shares acquired by the Reporting Person pursuant to a broker-administered dividend reinvestment plan.

Read SEC document
April 01, 2016 Filed Feb 15, 2017 01:43 UTC
Turner J. Francisco A.INTERIM PRESIDENT AND CFO
GrantCommon Stock 4.5255 $16.98 $76.82
Disclosure

SEC source: 0001415889-17-000273 · form5-02142017_050253.xml · nonDerivative · entry 3

Turner J. Francisco A. · CIK 0001660949 · INTERIM PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,859.763

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

F2 · balance_after: Amount reports securities beneficially owned by the Reporting Person on December 31, 2016, the last day of the Issuer's fiscal year, and does not reflect transactions that occurred subsequent to December 31, 2016. The aggregate number of securities currently held by the Reporting Person, including those resulting from transactions that occurred subsequent to December 31, 2016, will be included on the Reporting Person's next Form 4 filing.

Read SEC document
April 01, 2016 Filed Feb 15, 2017 01:43 UTC
Turner J. Francisco A.INTERIM PRESIDENT AND CFO
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-17-000273 · form5-02142017_050253.xml · nonDerivative · entry 2

Turner J. Francisco A. · CIK 0001660949 · INTERIM PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,859.763

F3 · kind: Represents grant of restricted stock. The Reporting Person currently has voting and dividend rights with respect to these shares, but the shares will not fully vest until satisfaction of certain performance-based criteria.

F2 · balance_after: Amount reports securities beneficially owned by the Reporting Person on December 31, 2016, the last day of the Issuer's fiscal year, and does not reflect transactions that occurred subsequent to December 31, 2016. The aggregate number of securities currently held by the Reporting Person, including those resulting from transactions that occurred subsequent to December 31, 2016, will be included on the Reporting Person's next Form 4 filing.

Read SEC document
April 01, 2016 Filed Feb 14, 2017 23:48 UTC
Karish JeffDirector
GrantCommon Stock 124.5355 $16.98 $2,113.99
Disclosure

SEC source: 0001415889-17-000261 · form5-02142017_030216.xml · nonDerivative · entry 2

Karish Jeff · CIK 0001533944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,204.2512

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
April 01, 2016 Filed Feb 14, 2017 23:14 UTC
Holoman EricDirector
GrantCommon Stock 96.3246 $16.98 $1,635.11
Disclosure

SEC source: 0001415889-17-000255 · form5-02142017_030214.xml · nonDerivative · entry 2

Holoman Eric · CIK 0001528221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,181.2257

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
April 01, 2016 Filed Feb 14, 2017 23:46 UTC GrantCommon Stock 15.7108 $16.98 $266.69
Disclosure

SEC source: 0001415889-17-000259 · form5-02142017_030234.xml · nonDerivative · entry 2

Benett Halle J. · CIK 0001608090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,522.3499

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
April 01, 2016 Filed Feb 14, 2017 23:11 UTC
Nickel Thedora A.CHIEF ADMINISTRATIVE OFFICER
GrantCommon Stock 9.2583 $16.98 $157.16
Disclosure

SEC source: 0001415889-17-000253 · form5-02142017_030234.xml · nonDerivative · entry 1

Nickel Thedora A. · CIK 0001670416 · CHIEF ADMINISTRATIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,748.3275

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
April 01, 2016 Filed Feb 14, 2017 23:09 UTC
Boyle Hugh FINTERIM CEO, CHF. RISK OFFICER
GrantCommon Stock 87.6359 $16.98 $1,487.62
Disclosure

SEC source: 0001415889-17-000251 · form5-02142017_030232.xml · nonDerivative · entry 2

Boyle Hugh F · CIK 0001568582 · INTERIM CEO, CHF. RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,866.7419

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
January 04, 2016 Filed Feb 14, 2017 18:07 UTC GrantCommon Stock 20.2201 $14.18 $286.74
Disclosure

SEC source: 0001415889-17-000249 · form5-02142017_030203.xml · nonDerivative · entry 1

SZNEWAJS ROBERT D · CIK 0001117647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,728.0699

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
January 04, 2016 Filed Feb 15, 2017 01:40 UTC
Grosvenor John C.EVP AND GENERAL COUNSEL
GrantCommon Stock 125.6865 $14.18 $1,782.36
Disclosure

SEC source: 0001415889-17-000269 · form5-02142017_050247.xml · nonDerivative · entry 1

Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,693.7288

F1 · kind: Shares were acquired pursuant to the Issuer's 2013 Dividend Reinvestment Plan.

F2 · balance_after: This Form 5 is being filed, in part, to correctly report the number of shares held by the Reporting Person as of December 31, 2016.

Read SEC document
January 04, 2016 Filed Feb 15, 2017 00:29 UTC GrantCommon Stock 121.122 $14.18 $1,717.63
Disclosure

SEC source: 0001415889-17-000263 · form5-02142017_040210.xml · nonDerivative · entry 1

Brownstein Chad T. · CIK 0001515976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,231.0337

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

F2 · balance_after: Includes 118.295 shares acquired by the Reporting Person pursuant to a broker-administered dividend reinvestment plan.

Read SEC document
January 04, 2016 Filed Feb 15, 2017 01:43 UTC
Turner J. Francisco A.INTERIM PRESIDENT AND CFO
GrantCommon Stock 24.0406 $14.18 $340.92
Disclosure

SEC source: 0001415889-17-000273 · form5-02142017_050253.xml · nonDerivative · entry 1

Turner J. Francisco A. · CIK 0001660949 · INTERIM PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,859.763

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

F2 · balance_after: Amount reports securities beneficially owned by the Reporting Person on December 31, 2016, the last day of the Issuer's fiscal year, and does not reflect transactions that occurred subsequent to December 31, 2016. The aggregate number of securities currently held by the Reporting Person, including those resulting from transactions that occurred subsequent to December 31, 2016, will be included on the Reporting Person's next Form 4 filing.

Read SEC document
January 04, 2016 Filed Feb 14, 2017 23:48 UTC
Karish JeffDirector
GrantCommon Stock 147.8169 $14.18 $2,096.19
Disclosure

SEC source: 0001415889-17-000261 · form5-02142017_030216.xml · nonDerivative · entry 1

Karish Jeff · CIK 0001533944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,204.2512

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
January 04, 2016 Filed Feb 14, 2017 23:14 UTC
Holoman EricDirector
GrantCommon Stock 114.3322 $14.18 $1,621.34
Disclosure

SEC source: 0001415889-17-000255 · form5-02142017_030214.xml · nonDerivative · entry 1

Holoman Eric · CIK 0001528221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,181.2257

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
January 04, 2016 Filed Feb 14, 2017 23:46 UTC GrantCommon Stock 18.6477 $14.18 $264.44
Disclosure

SEC source: 0001415889-17-000259 · form5-02142017_030234.xml · nonDerivative · entry 1

Benett Halle J. · CIK 0001608090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,522.3499

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
January 04, 2016 Filed Feb 14, 2017 23:09 UTC
Boyle Hugh FINTERIM CEO, CHF. RISK OFFICER
GrantCommon Stock 104.0193 $14.18 $1,475.10
Disclosure

SEC source: 0001415889-17-000251 · form5-02142017_030232.xml · nonDerivative · entry 1

Boyle Hugh F · CIK 0001568582 · INTERIM CEO, CHF. RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,866.7419

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.