Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BANC OF CALIFORNIA, INC.
Report date June 12, 2017 · Filed June 15, 2017
Section 16 reporting ended · disclosed 2017-06-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,117.763 |
Ending reported balance
After 2017-06-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-06-12 · Tax withholding · Disposed 1,128 · Balance 107,748.763 F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of previously granted awards. Row 2 · 2017-06-12 · Disposition to issuer · Disposed 81,631 · Balance 26,117.763 F2: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's resignation on June 12, 2017. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2026-04-01 | Direct | 24,000 |
Reported balance
Holding disclosure · report date 2017-06-12 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 24,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of previously granted awards.
F2: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's resignation on June 12, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2017 Filed Jun 15, 2017 01:42 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Disposition to issuerCommon Stock | 81,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-000997 · form4-06142017_060631.xml · nonDerivative · entry 2 Turner J. Francisco A. · CIK 0001660949 · FORMER INTERIM CFO AND CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,117.763 F2 · kind: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's resignation on June 12, 2017. Read SEC document |
| June 12, 2017 Filed Jun 15, 2017 01:42 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,128 | $22.60 | $25,492.80 |
DisclosureSEC source: 0001415889-17-000997 · form4-06142017_060631.xml · nonDerivative · entry 1 Turner J. Francisco A. · CIK 0001660949 · FORMER INTERIM CFO AND CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,748.763 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of previously granted awards. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:49 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantStock Option · Derivative | 24,000 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0001415889-17-000606 · form4-04052017_050437.xml · derivative · entry 3 Turner J. Francisco A. · CIK 0001660949 · INTERIM PRESIDENT, CFO AND CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2026-04-01 F3 · shares: On April 1, 2016, the Reporting Person was granted an option to purchase 120,000 shares of common stock. The option vests in five substantially equal annual installments, based on satisfaction of certain performance-based criteria for each of the fiscal years ending December 31, 2016, 2017, 2018, 2019, and 2020. The performance criteria for 2016 were met, resulting in vesting of the option as to 24,000 shares. F3 · balance_after: On April 1, 2016, the Reporting Person was granted an option to purchase 120,000 shares of common stock. The option vests in five substantially equal annual installments, based on satisfaction of certain performance-based criteria for each of the fiscal years ending December 31, 2016, 2017, 2018, 2019, and 2020. The performance criteria for 2016 were met, resulting in vesting of the option as to 24,000 shares. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:49 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 6,792 | $20.70 | $140,594.40 |
DisclosureSEC source: 0001415889-17-000606 · form4-04052017_050437.xml · nonDerivative · entry 2 Turner J. Francisco A. · CIK 0001660949 · INTERIM PRESIDENT, CFO AND CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,876.763 F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of previously granted awards. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:49 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 7,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-000606 · form4-04052017_050437.xml · nonDerivative · entry 1 Turner J. Francisco A. · CIK 0001660949 · INTERIM PRESIDENT, CFO AND CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,668.763 F1 · shares: This award is currently restricted and will vest in full on April 3, 2018. Read SEC document |
| January 06, 2017 Filed Jan 11, 2017 00:33 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 438 | $17.35 | $7,599.30 |
DisclosureSEC source: 0001415889-17-000060 · form4-01102017_040101.xml · nonDerivative · entry 1 Turner J. Francisco A. · CIK 0001660949 · EVP, CHIEF STRATEGY OFFICER · CO-PRINCIPAL FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,360.0958 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| October 13, 2016 Filed Oct 18, 2016 00:51 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 14,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-16-007290 · form4-10172016_051022.xml · nonDerivative · entry 1 Turner J. Francisco A. · CIK 0001660949 · EVP, CHIEF STRATEGY OFFICER · CO-PRINCIPAL FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,798.0958 F1 · kind: This award was granted upon attainment of certain performance objectives under a performance unit agreement previously granted to the Reporting Person. Read SEC document |
| October 03, 2016 Filed Feb 15, 2017 01:43 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 16.9046 | $16.94 | $286.30 |
DisclosureSEC source: 0001415889-17-000273 · form5-02142017_050253.xml · nonDerivative · entry 5 Turner J. Francisco A. · CIK 0001660949 · INTERIM PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,859.763 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. F2 · balance_after: Amount reports securities beneficially owned by the Reporting Person on December 31, 2016, the last day of the Issuer's fiscal year, and does not reflect transactions that occurred subsequent to December 31, 2016. The aggregate number of securities currently held by the Reporting Person, including those resulting from transactions that occurred subsequent to December 31, 2016, will be included on the Reporting Person's next Form 4 filing. Read SEC document |
| July 01, 2016 Filed Feb 15, 2017 01:43 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 16.1964 | $17.56 | $284.36 |
DisclosureSEC source: 0001415889-17-000273 · form5-02142017_050253.xml · nonDerivative · entry 4 Turner J. Francisco A. · CIK 0001660949 · INTERIM PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,859.763 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. F2 · balance_after: Amount reports securities beneficially owned by the Reporting Person on December 31, 2016, the last day of the Issuer's fiscal year, and does not reflect transactions that occurred subsequent to December 31, 2016. The aggregate number of securities currently held by the Reporting Person, including those resulting from transactions that occurred subsequent to December 31, 2016, will be included on the Reporting Person's next Form 4 filing. Read SEC document |
| April 01, 2016 Filed Feb 15, 2017 01:43 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 4.5255 | $16.98 | $76.82 |
DisclosureSEC source: 0001415889-17-000273 · form5-02142017_050253.xml · nonDerivative · entry 3 Turner J. Francisco A. · CIK 0001660949 · INTERIM PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,859.763 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. F2 · balance_after: Amount reports securities beneficially owned by the Reporting Person on December 31, 2016, the last day of the Issuer's fiscal year, and does not reflect transactions that occurred subsequent to December 31, 2016. The aggregate number of securities currently held by the Reporting Person, including those resulting from transactions that occurred subsequent to December 31, 2016, will be included on the Reporting Person's next Form 4 filing. Read SEC document |
| April 01, 2016 Filed Feb 15, 2017 01:43 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-000273 · form5-02142017_050253.xml · nonDerivative · entry 2 Turner J. Francisco A. · CIK 0001660949 · INTERIM PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,859.763 F3 · kind: Represents grant of restricted stock. The Reporting Person currently has voting and dividend rights with respect to these shares, but the shares will not fully vest until satisfaction of certain performance-based criteria. F2 · balance_after: Amount reports securities beneficially owned by the Reporting Person on December 31, 2016, the last day of the Issuer's fiscal year, and does not reflect transactions that occurred subsequent to December 31, 2016. The aggregate number of securities currently held by the Reporting Person, including those resulting from transactions that occurred subsequent to December 31, 2016, will be included on the Reporting Person's next Form 4 filing. Read SEC document |
| January 04, 2016 Filed Feb 15, 2017 01:43 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 24.0406 | $14.18 | $340.92 |
DisclosureSEC source: 0001415889-17-000273 · form5-02142017_050253.xml · nonDerivative · entry 1 Turner J. Francisco A. · CIK 0001660949 · INTERIM PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,859.763 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. F2 · balance_after: Amount reports securities beneficially owned by the Reporting Person on December 31, 2016, the last day of the Issuer's fiscal year, and does not reflect transactions that occurred subsequent to December 31, 2016. The aggregate number of securities currently held by the Reporting Person, including those resulting from transactions that occurred subsequent to December 31, 2016, will be included on the Reporting Person's next Form 4 filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.