Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BANC OF CALIFORNIA, INC.
Report date December 31, 2016 · Filed February 15, 2017
Section 16 reporting ended · disclosed 2017-02-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,231.0337 |
Reported balance
After 2016-01-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-01-04 · Grant · Acquired 121.122 · Balance 45,231.0337 F1: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. F2: Includes 118.295 shares acquired by the Reporting Person pursuant to a broker-administered dividend reinvestment plan. |
| Common StockSEC Table I · non-derivative | Direct | 45,231.0337 |
Reported balance
After 2016-04-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-04-01 · Grant · Acquired 102.0454 · Balance 45,231.0337 F1: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. F2: Includes 118.295 shares acquired by the Reporting Person pursuant to a broker-administered dividend reinvestment plan. |
| Common StockSEC Table I · non-derivative | Direct | 45,231.0337 |
Reported balance
After 2016-07-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2016-07-01 · Grant · Acquired 124.3345 · Balance 45,231.0337 F1: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. F2: Includes 118.295 shares acquired by the Reporting Person pursuant to a broker-administered dividend reinvestment plan. |
| Common StockSEC Table I · non-derivative | Direct | 45,231.0337 |
Reported balance
After 2016-10-03 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2016-10-03 · Grant · Acquired 43.2033 · Balance 45,231.0337 F1: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. F2: Includes 118.295 shares acquired by the Reporting Person pursuant to a broker-administered dividend reinvestment plan. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.90 · Expires 2024-07-01 | Direct | 918 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 918 F3: Options will vest annually in equal installments over a five year period beginning on the one year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement), this award will automatically become fully vested. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.75 · Expires 2025-07-01 | Direct | 2,808 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 2,808 F3: Options will vest annually in equal installments over a five year period beginning on the one year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement), this award will automatically become fully vested. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.75 · Expires 2025-07-01 | Direct | 2,808 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 2,808 F3: Options will vest annually in equal installments over a five year period beginning on the one year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement), this award will automatically become fully vested. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.90 · Expires 2024-07-01 | Direct | 918 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 918 F3: Options will vest annually in equal installments over a five year period beginning on the one year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement), this award will automatically become fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.
F2: Includes 118.295 shares acquired by the Reporting Person pursuant to a broker-administered dividend reinvestment plan.
F3: Options will vest annually in equal installments over a five year period beginning on the one year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement), this award will automatically become fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2016 Filed Feb 15, 2017 00:29 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 43.2033 | $16.94 | $731.69 |
DisclosureSEC source: 0001415889-17-000263 · form5-02142017_040210.xml · nonDerivative · entry 4 Brownstein Chad T. · CIK 0001515976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,231.0337 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. F2 · balance_after: Includes 118.295 shares acquired by the Reporting Person pursuant to a broker-administered dividend reinvestment plan. Read SEC document |
| July 01, 2016 Filed Feb 15, 2017 00:29 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 124.3345 | $17.56 | $2,182.94 |
DisclosureSEC source: 0001415889-17-000263 · form5-02142017_040210.xml · nonDerivative · entry 3 Brownstein Chad T. · CIK 0001515976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,231.0337 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. F2 · balance_after: Includes 118.295 shares acquired by the Reporting Person pursuant to a broker-administered dividend reinvestment plan. Read SEC document |
| April 01, 2016 Filed Feb 15, 2017 00:29 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 102.0454 | $16.98 | $1,732.22 |
DisclosureSEC source: 0001415889-17-000263 · form5-02142017_040210.xml · nonDerivative · entry 2 Brownstein Chad T. · CIK 0001515976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,231.0337 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. F2 · balance_after: Includes 118.295 shares acquired by the Reporting Person pursuant to a broker-administered dividend reinvestment plan. Read SEC document |
| January 04, 2016 Filed Feb 15, 2017 00:29 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 121.122 | $14.18 | $1,717.63 |
DisclosureSEC source: 0001415889-17-000263 · form5-02142017_040210.xml · nonDerivative · entry 1 Brownstein Chad T. · CIK 0001515976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,231.0337 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. F2 · balance_after: Includes 118.295 shares acquired by the Reporting Person pursuant to a broker-administered dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.