Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BANC OF CALIFORNIA, INC.
Report date March 01, 2017 · Filed March 04, 2017
Section 16 reporting ended · disclosed 2017-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,971.3275 |
Reported balance
After 2017-03-01 transaction · row 1
1 source rowRow 1 · 2017-03-01 · Disposition to issuer · Disposed 28,777 · Balance 5,971.3275 F1: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's resignation on March 1, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's resignation on March 1, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2017 Filed Mar 4, 2017 01:00 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Disposition to issuerCommon Stock | 28,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-000356 · form4-03032017_080302.xml · nonDerivative · entry 1 Nickel Thedora A. · CIK 0001670416 · FORMER CHIEF ADMIN. OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,971.3275 F1 · kind: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's resignation on March 1, 2017. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:24 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 38 | $16.40 | $623.20 |
DisclosureSEC source: 0001415889-16-007579 · form4-12142016_031252.xml · nonDerivative · entry 1 Nickel Thedora A. · CIK 0001670416 · CHIEF ADMINISTRATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,657.6606 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| October 13, 2016 Filed Oct 18, 2016 00:29 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-16-007284 · form4-10172016_051059.xml · nonDerivative · entry 1 Nickel Thedora A. · CIK 0001670416 · CHIEF ADMINISTRATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,695.6606 F1 · kind: This award was granted upon attainment of certain performance objectives under a performance unit agreement previously granted to the Reporting Person. Read SEC document |
| October 03, 2016 Filed Feb 14, 2017 23:11 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 41.5754 | $16.94 | $704.12 |
DisclosureSEC source: 0001415889-17-000253 · form5-02142017_030234.xml · nonDerivative · entry 3 Nickel Thedora A. · CIK 0001670416 · CHIEF ADMINISTRATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,748.3275 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| July 01, 2016 Filed Feb 14, 2017 23:11 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 39.8331 | $17.56 | $699.35 |
DisclosureSEC source: 0001415889-17-000253 · form5-02142017_030234.xml · nonDerivative · entry 2 Nickel Thedora A. · CIK 0001670416 · CHIEF ADMINISTRATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,748.3275 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| April 01, 2016 Filed Feb 14, 2017 23:11 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 9.2583 | $16.98 | $157.16 |
DisclosureSEC source: 0001415889-17-000253 · form5-02142017_030234.xml · nonDerivative · entry 1 Nickel Thedora A. · CIK 0001670416 · CHIEF ADMINISTRATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,748.3275 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.