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BALL

BALL Corp

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3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2017 Filed Feb 3, 2017 21:19 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherCommon Stock 4,905 $75.07 $368,218.35
Disclosure

SEC source: 0001127602-17-003887 · form4.xml · nonDerivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 139,117.4301

F3 · kind: Common stock acquired upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
February 03, 2017 Filed Feb 3, 2017 21:19 UTC
Pauley Lisa AnnSR VP, HR & Administration
Tax withholdingCommon Stock 1,752 $75.07 $131,522.64
Disclosure

SEC source: 0001127602-17-003887 · form4.xml · nonDerivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 134,212.4301

F1 · kind: Shares withheld for payment of the tax obligation upon the distribution of shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:09 UTC
Barker Shawn MVice President & Controller
OtherDeferred Compensation Company Stock Plan · Derivative 4,078.2607 $76.26 $311,008.16
Disclosure

SEC source: 0001127602-17-003727 · form4.xml · derivative · entry 5

Barker Shawn M · CIK 0001480066 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,770.9561

Underlying: Common Stock · 4,078.2607 shares

Expires not disclosed

F6 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F7 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F8 · derivative.exercise_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F8 · derivative.expiration_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:09 UTC
Barker Shawn MVice President & Controller
OtherRestricted Stock Units · Derivative 2,650 $76.26 $202,089.00
Disclosure

SEC source: 0001127602-17-003727 · form4.xml · derivative · entry 4

Barker Shawn M · CIK 0001480066 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,790

Underlying: Common Stock · 2,650 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:09 UTC
Barker Shawn MVice President & Controller
Tax withholdingCommon Stock 533 $76.26 $40,646.58
Disclosure

SEC source: 0001127602-17-003727 · form4.xml · nonDerivative · entry 2

Barker Shawn M · CIK 0001480066 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,594.9771

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:09 UTC
Barker Shawn MVice President & Controller
OtherCommon Stock 1,484 $76.26 $113,169.84
Disclosure

SEC source: 0001127602-17-003727 · form4.xml · nonDerivative · entry 1

Barker Shawn M · CIK 0001480066 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,127.9771

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:58 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
OtherRestricted Stock Units · Derivative 4,350 $76.26 $331,731.00
Disclosure

SEC source: 0001127602-17-003722 · form4.xml · derivative · entry 4

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,897

Underlying: Common Stock · 4,350 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:58 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Tax withholdingCommon Stock 2,829 $76.26 $215,739.54
Disclosure

SEC source: 0001127602-17-003722 · form4.xml · nonDerivative · entry 2

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,513.1037

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:58 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
OtherCommon Stock 8,700 $76.26 $663,462.00
Disclosure

SEC source: 0001127602-17-003722 · form4.xml · nonDerivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,342.1037

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:38 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
OtherDeferred Compensation Company Stock Plan · Derivative 4,162.2607 $76.26 $317,414.00
Disclosure

SEC source: 0001127602-17-003706 · form4.xml · derivative · entry 2

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,407.0684

Underlying: Common Stock · 4,162.2607 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Lapsed performance contingent restricted stock units, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan, deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match.

F5 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:38 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
OtherRestricted Stock Units · Derivative 1,950 $76.26 $148,707.00
Disclosure

SEC source: 0001127602-17-003706 · form4.xml · derivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,096

Underlying: Common Stock · 1,950 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:26 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherDeferred Compensation Company Stock Plan · Derivative 9,362.2607 $76.26 $713,966.00
Disclosure

SEC source: 0001127602-17-003684 · form4.xml · derivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,189.156

Underlying: Common Stock · 9,362.2607 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Lapsed performance contingent restricted stock units, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan, deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:26 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherRestricted Stock Units · Derivative 4,550 $76.26 $346,983.00
Disclosure

SEC source: 0001127602-17-003684 · form4.xml · derivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,717

Underlying: Common Stock · 4,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Lapse of Table II Performance Restricted Stock Units as a result of attainment of the performance criteria.

F2 · derivative.exercise_date: Lapse of Table II Performance Restricted Stock Units as a result of attainment of the performance criteria.

F2 · derivative.expiration_date: Lapse of Table II Performance Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:58 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherDeferred Compensation Company Stock Plan · Derivative 4,002.2607 $76.26 $305,212.40
Disclosure

SEC source: 0001127602-17-003637 · form4.xml · derivative · entry 6

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,315.7748

Underlying: Common Stock · 4,002.2607 shares

Expires not disclosed

F6 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F7 · kind: Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F8 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F8 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:58 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherRestricted Stock Units · Derivative 9,350 $76.26 $713,031.00
Disclosure

SEC source: 0001127602-17-003637 · form4.xml · derivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,062

Underlying: Common Stock · 9,350 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:58 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 5,081 $76.26 $387,477.06
Disclosure

SEC source: 0001127602-17-003637 · form4.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,948.1275

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II performance contingent restricted stock units.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:58 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherCommon Stock 14,960 $76.26 $1,140,849.60
Disclosure

SEC source: 0001127602-17-003637 · form4.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,029.1275

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:45 UTC
Knobel Jeff AVice President & Treasurer
OtherDeferred Compensation Company Stock Plan · Derivative 1,543.2 $76.26 $117,684.43
Disclosure

SEC source: 0001127602-17-003605 · form4.xml · derivative · entry 5

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,733.5945

Underlying: Common Stock · 1,543.2 shares

Expires not disclosed

F6 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F7 · kind: Lapsed Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F8 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F8 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:45 UTC
Knobel Jeff AVice President & Treasurer
OtherRestricted Stock Units · Derivative 1,950 $76.26 $148,707.00
Disclosure

SEC source: 0001127602-17-003605 · form4.xml · derivative · entry 4

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,587

Underlying: Common Stock · 1,950 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:45 UTC
Knobel Jeff AVice President & Treasurer
Tax withholdingCommon Stock 890 $76.26 $67,871.40
Disclosure

SEC source: 0001127602-17-003605 · form4.xml · nonDerivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,759.8324

F2 · kind: Shares withheld for the payment of the tax obligation of the lapse of restrictions on Table II Performance Contingent Restricted Stock Units.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:45 UTC
Knobel Jeff AVice President & Treasurer
OtherCommon Stock 2,614 $76.26 $199,343.64
Disclosure

SEC source: 0001127602-17-003605 · form4.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,649.8324

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:23 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherDeferred Compensation Company Stock Plan · Derivative 4,222.2607 $76.26 $321,989.60
Disclosure

SEC source: 0001127602-17-003546 · form4.xml · derivative · entry 7

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,051.3103

Underlying: Common Stock · 4,222.2607 shares

Expires not disclosed

F7 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F8 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F9 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F9 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:23 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherRestricted Stock Units · Derivative 4,950 $76.26 $377,487.00
Disclosure

SEC source: 0001127602-17-003546 · form4.xml · derivative · entry 6

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,259

Underlying: Common Stock · 4,950 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:23 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 1,940 $76.26 $147,944.40
Disclosure

SEC source: 0001127602-17-003546 · form4.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,984.406

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:23 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherCommon Stock 5,940 $76.26 $452,984.40
Disclosure

SEC source: 0001127602-17-003546 · form4.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,924.406

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:04 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
OtherRestricted Stock Units · Derivative 39,400 $76.26 $3,004,644.00
Disclosure

SEC source: 0001127602-17-003519 · form4.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,177

Underlying: Common Stock · 39,400 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:04 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Tax withholdingCommon Stock 34,785 $76.26 $2,652,704.10
Disclosure

SEC source: 0001127602-17-003519 · form4.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,918.127

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:04 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
OtherCommon Stock 78,800 $76.26 $6,009,288.00
Disclosure

SEC source: 0001127602-17-003519 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,703.127

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 20:52 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
OtherRestricted Stock Units · Derivative 1,550 $76.26 $118,203.00
Disclosure

SEC source: 0001127602-17-003515 · form4.xml · derivative · entry 3

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,492

Underlying: Common Stock · 1,550 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · kind: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F4 · derivative.exercise_date: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F4 · derivative.expiration_date: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 20:52 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Tax withholdingCommon Stock 1,006 $76.26 $76,717.56
Disclosure

SEC source: 0001127602-17-003515 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,072

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 20:52 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
OtherCommon Stock 3,100 $76.26 $236,406.00
Disclosure

SEC source: 0001127602-17-003515 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,078

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:15 UTC
Pauley Lisa AnnSR VP, HR & Administration
GrantRestricted Stock Units · Derivative 4,430 $76.75 $340,002.50
Disclosure

SEC source: 0001127602-17-002552 · form4.xml · derivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,267

Underlying: Common Stock · 4,430 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:15 UTC
Pauley Lisa AnnSR VP, HR & Administration
GrantStock Appreciation Rights (sars) · Derivative 19,906 $0.00 Strike: $76.75 $0.00
Disclosure

SEC source: 0001127602-17-002552 · form4.xml · derivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,906

Underlying: Common Stock · 19,906 shares

Expires 2027-01-25

F1 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 18:36 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
GrantRestricted Stock Units · Derivative 4,169 $76.75 $319,970.75
Disclosure

SEC source: 0001127602-17-002573 · form4.xml · derivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,209

Underlying: Common Stock · 4,169 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

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January 25, 2017 Filed Jan 27, 2017 18:36 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
GrantStock Appreciation Rights (sars) · Derivative 18,735 $0.00 Strike: $76.75 $0.00
Disclosure

SEC source: 0001127602-17-002573 · form4.xml · derivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,735

Underlying: Common Stock · 18,735 shares

Expires 2027-01-25

F1 · kind: SARS (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.

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January 25, 2017 Filed Jan 27, 2017 18:06 UTC
Barker Shawn MVice President & Controller
GrantRestricted Stock Units · Derivative 1,824 $76.75 $139,992.00
Disclosure

SEC source: 0001127602-17-002569 · form4.xml · derivative · entry 2

Barker Shawn M · CIK 0001480066 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,440

Underlying: Common Stock · 1,824 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

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January 25, 2017 Filed Jan 27, 2017 18:06 UTC
Barker Shawn MVice President & Controller
GrantStock Appreciation Rights (sars) · Derivative 8,197 $0.00 Strike: $76.75 $0.00
Disclosure

SEC source: 0001127602-17-002569 · form4.xml · derivative · entry 1

Barker Shawn M · CIK 0001480066 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,197

Underlying: Common Stock · 8,197 shares

Expires 2027-01-25

F1 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.

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January 25, 2017 Filed Jan 27, 2017 17:51 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
GrantRestricted Stock Units · Derivative 3,946 $76.75 $302,855.50
Disclosure

SEC source: 0001127602-17-002563 · form4.xml · derivative · entry 3

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,042

Underlying: Common Stock · 3,946 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · kind: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F4 · derivative.exercise_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F4 · derivative.expiration_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

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January 25, 2017 Filed Jan 27, 2017 17:51 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
GrantRestricted Stock Units · Derivative 5,212 $76.75 $400,021.00
Disclosure

SEC source: 0001127602-17-002563 · form4.xml · derivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,096

Underlying: Common Stock · 5,212 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:51 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
GrantStock Appreciation Rights (sars) · Derivative 23,419 $0.00 Strike: $76.75 $0.00
Disclosure

SEC source: 0001127602-17-002563 · form4.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,419

Underlying: Common Stock · 23,419 shares

Expires 2027-01-25

F1 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.

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January 25, 2017 Filed Jan 27, 2017 17:36 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
GrantRestricted Stock Units · Derivative 3,127 $76.75 $239,997.25
Disclosure

SEC source: 0001127602-17-002559 · form4.xml · derivative · entry 2

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,247

Underlying: Common Stock · 3,127 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

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January 25, 2017 Filed Jan 27, 2017 17:36 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
GrantStock Appreciation Rights (sars) · Derivative 14,052 $0.00 Strike: $76.75 $0.00
Disclosure

SEC source: 0001127602-17-002559 · form4.xml · derivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,052

Underlying: Common Stock · 14,052 shares

Expires 2027-01-25

F1 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.

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January 25, 2017 Filed Jan 27, 2017 17:28 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
GrantRestricted Stock Units · Derivative 3,127 $76.75 $239,997.25
Disclosure

SEC source: 0001127602-17-002556 · form4.xml · derivative · entry 2

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,046

Underlying: Common Stock · 3,127 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash incentive Plan.

F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash incentive Plan.

F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash incentive Plan.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:28 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
GrantStock Appreciation Rights (sars) · Derivative 14,052 $0.00 Strike: $76.75 $0.00
Disclosure

SEC source: 0001127602-17-002556 · form4.xml · derivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,052

Underlying: Common Stock · 14,052 shares

Expires 2027-01-25

F1 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:20 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
GrantRestricted Stock Units · Derivative 31,270 $76.75 $2,399,972.50
Disclosure

SEC source: 0001127602-17-002554 · form4.xml · derivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,577

Underlying: Common Stock · 31,270 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan

F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan

F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:20 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
GrantStock Appreciation Rights (sars) · Derivative 140,515 $0.00 Strike: $76.75 $0.00
Disclosure

SEC source: 0001127602-17-002554 · form4.xml · derivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,515

Underlying: Common Stock · 140,515 shares

Expires 2027-01-25

F1 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:05 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GrantRestricted Stock Units · Derivative 7,557 $76.75 $579,999.75
Disclosure

SEC source: 0001127602-17-002549 · form4.xml · derivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,412

Underlying: Common Stock · 7,557 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:05 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GrantStock Appreciation Rights (sars) · Derivative 33,958 $0.00 Strike: $76.75 $0.00
Disclosure

SEC source: 0001127602-17-002549 · form4.xml · derivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,958

Underlying: Common Stock · 33,958 shares

Expires 2027-01-25

F1 · kind: SARS (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 16:39 UTC
Knobel Jeff AVice President & Treasurer
GrantRestricted Stock Units · Derivative 1,824 $76.75 $139,992.00
Disclosure

SEC source: 0001127602-17-002543 · form4.xml · derivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,537

Underlying: Common Stock · 1,824 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash incentive Plan.

F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash incentive Plan.

F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash incentive Plan.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 16:39 UTC
Knobel Jeff AVice President & Treasurer
GrantStock Appreciation Rights (sars) · Derivative 8,197 $0.00 Strike: $76.75 $0.00
Disclosure

SEC source: 0001127602-17-002543 · form4.xml · derivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,197

Underlying: Common Stock · 8,197 shares

Expires 2027-01-25

F1 · kind: SARS (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.