Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 1 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 24, 2018 Filed Jan 31, 2018 23:13 UTC Amendment |
Carey Nate CVice President & Controller
|
GrantRestricted Stock Units · Derivative | 2,369 | $38.84 | $92,011.96 |
DisclosureSEC source: 0001127602-18-003226 · form4a.xml · derivative · entry 2 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,235 Underlying: Common Stock · 2,369 shares Expires not disclosed F3 · derivative.exercise_price: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F4 · shares: Due to an administrative error, reporting person's January 24, 2018, RSU award was reported on January 26, 2018 as 2,317 RSUs instead of 2,369 RSUs. Correcting entry. F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| January 24, 2018 Filed Jan 31, 2018 23:13 UTC Amendment |
Carey Nate CVice President & Controller
|
GrantStock Option (Right to Buy) · Derivative | 10,143 | $0.00 Strike: $38.84 | $0.00 |
DisclosureSEC source: 0001127602-18-003226 · form4a.xml · derivative · entry 1 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,143 Underlying: Common Stock · 10,143 shares Expires 2028-01-24 F1 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan. F2 · shares: Due to an administrative error, Reporting Person's January 24, 2018, Stock Option award was reported on January 26, 2018, as 9,923 stock options instead of 10,143 stock options. Correcting entry. Read SEC document |
| January 19, 2018 Filed Jan 19, 2018 20:28 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
SaleCommon Stock | 2,591 | $38.62 | $100,064.94 |
DisclosureSEC source: 0001127602-18-002171 · form4.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,052.2432 F1 · kind: Sale of stock in accordance with reporting person's November 7, 2017 10b5-1 Plan. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 15:57 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 5,267 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001127602-18-001909 · form4.xml · derivative · entry 5 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,933 Underlying: Common Stock · 5,267 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with reporting person's November 7, 2017 10b5-1 Plan. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 15:57 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Tax withholdingCommon Stock | 2,676 | $38.39 | $102,731.64 |
DisclosureSEC source: 0001127602-18-001909 · form4.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,643.2432 F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 15:57 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 5,267 | $10.02 | $52,775.34 |
DisclosureSEC source: 0001127602-18-001909 · form4.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,319.2432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 20:59 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionRestricted Stock Units · Derivative | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001811 · form4.xml · derivative · entry 3 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,970 Underlying: Common Stock · 800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F4 · kind: Lapse of restricted stock units. F4 · derivative.exercise_date: Lapse of restricted stock units. F4 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 20:59 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionCommon Stock | 800 | $37.90 | $30,320.00 |
DisclosureSEC source: 0001127602-18-001811 · form4.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 20:59 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Tax withholdingCommon Stock | 275 | $37.90 | $10,422.50 |
DisclosureSEC source: 0001127602-18-001811 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,569 F1 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. Read SEC document |
| January 05, 2018 Filed Jan 5, 2018 21:44 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 6,160 | $38.61 | $237,806.80 |
DisclosureSEC source: 0001127602-18-001271 · form4.xml · nonDerivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,925.0491 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| January 05, 2018 Filed Jan 5, 2018 21:44 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 200 | $38.61 | $7,722.36 |
DisclosureSEC source: 0001127602-18-001271 · form4.xml · nonDerivative · entry 3 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,085.0491 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| January 05, 2018 Filed Jan 5, 2018 21:44 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 200 | $38.61 | $7,722.12 |
DisclosureSEC source: 0001127602-18-001271 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,285.0491 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| January 05, 2018 Filed Jan 5, 2018 21:44 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 222 | $38.61 | $8,571.42 |
DisclosureSEC source: 0001127602-18-001271 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,485.0491 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 17:02 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 15,100 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-18-000384 · form4.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,100 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 17:02 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Tax withholdingCommon Stock | 8,318 | $38.63 | $321,324.34 |
DisclosureSEC source: 0001127602-18-000384 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,707.0491 F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 17:02 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Exercise / conversionCommon Stock | 15,100 | $12.53 | $189,172.80 |
DisclosureSEC source: 0001127602-18-000384 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,025.0491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 22:53 UTC |
Peterson James NSVP & COO Global MF & HHP Pkg
|
SaleCommon Stock | 1,349 | $38.05 | $51,329.45 |
DisclosureSEC source: 0001127602-17-035376 · form4.xml · nonDerivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,008.123 Read SEC document |
| December 19, 2017 Filed Dec 22, 2017 21:10 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
SaleCommon Stock | 100 | $38.50 | $3,850.00 |
DisclosureSEC source: 0001127602-17-035437 · form4.xml · nonDerivative · entry 3 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,844 Read SEC document |
| December 19, 2017 Filed Dec 22, 2017 21:10 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
SaleCommon Stock | 580 | $38.49 | $22,324.20 |
DisclosureSEC source: 0001127602-17-035437 · form4.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,944 Read SEC document |
| December 19, 2017 Filed Dec 22, 2017 21:10 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
SaleCommon Stock | 300 | $38.48 | $11,544.00 |
DisclosureSEC source: 0001127602-17-035437 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,524 Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:53 UTC |
HOOVER R DAVIDDirector
|
GiftCommon Stock | 8,000 | $39.15 | $313,200.00 |
DisclosureSEC source: 0001127602-17-035278 · form4.xml · nonDerivative · entry 1 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · RDH Trust Disclosed balance after: 762,636 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 22:15 UTC |
SOLSO THEODORE MDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 793.1472 | $38.29 | $30,369.61 |
DisclosureSEC source: 0001127602-17-034955 · form4.xml · derivative · entry 1 SOLSO THEODORE M · CIK 0001097587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,578.3269 Underlying: Common Stock · 793.1472 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 22:05 UTC |
HOOVER R DAVIDDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 657.868 | $38.29 | $25,189.77 |
DisclosureSEC source: 0001127602-17-034948 · form4.xml · derivative · entry 1 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,601.4057 Underlying: Common Stock · 657.868 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:51 UTC |
HEINRICH DANIEL JDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 647.2081 | $38.29 | $24,781.60 |
DisclosureSEC source: 0001127602-17-034945 · form4.xml · derivative · entry 1 HEINRICH DANIEL J · CIK 0001203226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,581.4665 Underlying: Common Stock · 647.2081 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:38 UTC |
Alspaugh Robert WDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 670.5584 | $38.29 | $25,675.68 |
DisclosureSEC source: 0001127602-17-034943 · form4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,003.989 Underlying: Common Stock · 670.5584 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:18 UTC |
Peterson James NSVP & COO Global MF & HHP Pkg
|
Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034926 · form4.xml · derivative · entry 4 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,832 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · kind: Lapse of restricted stock units. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:18 UTC |
Peterson James NSVP & COO Global MF & HHP Pkg
|
Tax withholdingCommon Stock | 640 | $39.40 | $25,216.00 |
DisclosureSEC source: 0001127602-17-034926 · form4.xml · nonDerivative · entry 2 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,357.123 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:18 UTC |
Peterson James NSVP & COO Global MF & HHP Pkg
|
Exercise / conversionCommon Stock | 2,000 | $39.40 | $78,800.00 |
DisclosureSEC source: 0001127602-17-034926 · form4.xml · nonDerivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,997.123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II restricted stock units. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 16:43 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 3,600 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0001127602-17-034753 · form4.xml · derivative · entry 4 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires 2023-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of Stock Appreciation Rights (SARS) Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 16:43 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Tax withholdingCommon Stock | 2,620 | $38.29 | $100,319.80 |
DisclosureSEC source: 0001127602-17-034753 · form4.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,824 F2 · kind: Shares utilized to pay for the cost of the SARS (and for payment of the tax obligation on the SARS exercise). Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 16:43 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionCommon Stock | 3,600 | $22.97 | $82,674.00 |
DisclosureSEC source: 0001127602-17-034753 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of Stock Appreciation Rights (SARS) Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 22:04 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
GiftCommon Stock | 16,438 | $40.72 | $669,355.36 |
DisclosureSEC source: 0001127602-17-034152 · form4.xml · nonDerivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,534.9482 Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 22:04 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
GiftCommon Stock | 13,562 | $40.72 | $552,244.64 |
DisclosureSEC source: 0001127602-17-034152 · form4.xml · nonDerivative · entry 3 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Indirect · JAH Irrevocable Trust Disclosed balance after: 147,782 F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 22:04 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 478 | $40.74 | $19,474.96 |
DisclosureSEC source: 0001127602-17-034152 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,972.9482 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 22:04 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 5,041 | $40.74 | $205,379.41 |
DisclosureSEC source: 0001127602-17-034152 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,450.9482 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 17:16 UTC |
HOOVER R DAVIDDirector
|
GiftCommon Stock | 26,500 | $40.89 | $1,083,585.00 |
DisclosureSEC source: 0001127602-17-034108 · form4.xml · nonDerivative · entry 1 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · RDH Trust Disclosed balance after: 770,636 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 17:00 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
GiftCommon Stock | 2,500 | $40.68 | $101,700.00 |
DisclosureSEC source: 0001127602-17-034106 · form4.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,827.8553 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:36 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 22,560 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-17-034205 · form4.xml · derivative · entry 8 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,560 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Exercise of Stock Appreciation Rights (SARS). Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:36 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Exercise / conversionStock Option (iso) (Right to Buy) · Derivative | 5,440 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-17-034205 · form4.xml · derivative · entry 7 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,440 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Exercise of Incentive Stock Options (ISOs). F8 · derivative.exercise_date: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO). Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:36 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Tax withholdingCommon Stock | 13,063 | $40.81 | $533,101.03 |
DisclosureSEC source: 0001127602-17-034205 · form4.xml · nonDerivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,189.6283 F4 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:36 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Exercise / conversionCommon Stock | 22,560 | $12.53 | $282,631.68 |
DisclosureSEC source: 0001127602-17-034205 · form4.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,252.6283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:36 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Tax withholdingCommon Stock | 1,670 | $40.81 | $68,152.70 |
DisclosureSEC source: 0001127602-17-034205 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,692.6283 F2 · kind: Shares swapped to pay for the cost of the ISOs. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:36 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Exercise / conversionCommon Stock | 5,440 | $40.81 | $222,006.40 |
DisclosureSEC source: 0001127602-17-034205 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,362.6283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Incentive Stock Options (ISOs). Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 18:50 UTC |
HOOVER R DAVIDDirector
|
GiftCommon Stock | 65,210 | $40.65 | $2,650,786.50 |
DisclosureSEC source: 0001127602-17-033890 · form4.xml · nonDerivative · entry 1 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SAH Trust Disclosed balance after: 0 F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 15:29 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 15,090 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-17-033718 · form4.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,100 Underlying: Common Stock · 15,090 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 15:29 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Tax withholdingCommon Stock | 9,571 | $39.74 | $380,351.54 |
DisclosureSEC source: 0001127602-17-033718 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,491.9482 F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 15:29 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Exercise / conversionCommon Stock | 15,090 | $12.53 | $189,039.98 |
DisclosureSEC source: 0001127602-17-033718 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,062.9482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS) Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 17:45 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
OtherDeferred Compensation Company Stock Plan · Derivative | 33,704.0141 | $40.04 | $1,349,508.72 |
DisclosureSEC source: 0001127602-17-033341 · form4.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 33,704.0141 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Exempt discretionary transaction involving the transfer of units from one Ball Corporation Deferred Compensation Company Stock Plan ("DCCSP") fund to another fund within the DCCSP that are neither valued nor settled in Ball Corporation equity securities, in accordance with Spouse's June 14, 2017 10b5-1 Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| November 06, 2017 Filed Nov 6, 2017 23:09 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 5,695 | $41.29 | $235,148.26 |
DisclosureSEC source: 0001127602-17-031401 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,972.9482 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 15:47 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 15,090 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-17-030904 · form4.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,190 Underlying: Common Stock · 15,090 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.