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BALL

BALL Corp

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Tapewire entity
3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2018 Filed Feb 13, 2018 22:02 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
Exercise / conversionCommon Stock 25,700 $25.23 $648,282.50
Disclosure

SEC source: 0001127602-18-005563 · form4.xml · nonDerivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,104.2905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
February 12, 2018 Filed Feb 13, 2018 20:48 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionStock Appreciation Rights (sars) · Derivative 96,400 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001127602-18-005467 · form4.xml · derivative · entry 6

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 96,400 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation rights (SARS).

Read SEC document
February 12, 2018 Filed Feb 13, 2018 20:48 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 55,131 $37.53 $2,069,066.43
Disclosure

SEC source: 0001127602-18-005467 · form4.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,442.5239

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 20:48 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 96,400 $20.04 $1,931,856.00
Disclosure

SEC source: 0001127602-18-005467 · form4.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,573.5239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARS).

Read SEC document
February 08, 2018 Filed Feb 8, 2018 19:55 UTC
Pauley Lisa AnnSR VP, HR & Administration
Tax withholdingCommon Stock 5,004 $38.22 $191,252.88
Disclosure

SEC source: 0001127602-18-004548 · form4.xml · nonDerivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 290,492.4817

F1 · kind: Shares withheld for payment of the tax obligation upon the distribution of 12,021 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 18:41 UTC Tax withholdingCommon Stock 10,121 $38.22 $386,824.62
Disclosure

SEC source: 0001127602-18-004523 · form4.xml · nonDerivative · entry 3

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,393.7328

F3 · kind: Shares withheld for payment of the tax obligation upon the distribution of 24,311 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 18:41 UTC OtherCommon Stock 14,190 $38.22 $542,341.80
Disclosure

SEC source: 0001127602-18-004523 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 776,826

F2 · kind: Common stock acquired upon the distribution of shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan which was transferred into the R. David Hoover Revocable Trust.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 18:41 UTC OtherCommon Stock 14,190 $38.22 $542,341.80
Disclosure

SEC source: 0001127602-18-004523 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,514.7328

F1 · kind: Distribution of shares from the Ball Corporation 2000 Deferred Compensation Plan due to retirement as an officer of the Company.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 23:03 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 14,430.466 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003397 · form4.xml · derivative · entry 2

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,188.8428

Underlying: Common Stock · 14,430.466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Lapse of restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F5 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 23:03 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionRestricted Stock Units · Derivative 6,954 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003397 · form4.xml · derivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,049

Underlying: Common Stock · 6,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units, as a result of attainment of the performance criteria, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units, as a result of attainment of the performance criteria, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units, as a result of attainment of the performance criteria, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:52 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,962 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003390 · form4.xml · derivative · entry 4

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,679

Underlying: Common Stock · 2,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:52 UTC
Knobel Jeff AVice President & Treasurer
Tax withholdingCommon Stock 1,824 $38.28 $69,822.72
Disclosure

SEC source: 0001127602-18-003390 · form4.xml · nonDerivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,314.1773

F2 · kind: Shares withheld for the payment of the tax obligation of the lapse of restrictions on Table II Restricted Stock Units.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:52 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionCommon Stock 5,924 $38.28 $226,770.72
Disclosure

SEC source: 0001127602-18-003390 · form4.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,138.1773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:38 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionRestricted Stock Units · Derivative 66,516 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003370 · form4.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,929

Underlying: Common Stock · 66,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:38 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Tax withholdingCommon Stock 54,590 $38.28 $2,089,705.20
Disclosure

SEC source: 0001127602-18-003370 · form4.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,367.0491

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:38 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionCommon Stock 133,032 $38.28 $5,092,464.96
Disclosure

SEC source: 0001127602-18-003370 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,957.0491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:37 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
Exercise / conversionRestricted Stock Units · Derivative 3,144 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003369 · form4.xml · derivative · entry 4

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,897

Underlying: Common Stock · 3,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units, as a result of attainment of the performance criteria, based on the Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units, as a result of attainment of the performance criteria, based on the Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units, as a result of attainment of the performance criteria, based on the Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:37 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
Tax withholdingCommon Stock 1,915 $38.28 $73,306.20
Disclosure

SEC source: 0001127602-18-003369 · form4.xml · nonDerivative · entry 2

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,404.2905

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:37 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
Exercise / conversionCommon Stock 6,288 $38.28 $240,704.64
Disclosure

SEC source: 0001127602-18-003369 · form4.xml · nonDerivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,319.2905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II performance restricted stock units, as a result of attainment of the performance criteria, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:24 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionRestricted Stock Units · Derivative 4,838 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003361 · form4.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,580

Underlying: Common Stock · 4,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:24 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Tax withholdingCommon Stock 2,828 $38.28 $108,255.84
Disclosure

SEC source: 0001127602-18-003361 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,217

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:24 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionCommon Stock 9,676 $38.28 $370,397.28
Disclosure

SEC source: 0001127602-18-003361 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:11 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 8,082.466 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003352 · form4.xml · derivative · entry 7

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,969.0295

Underlying: Common Stock · 8,082.466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F8 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F9 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F9 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:11 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionRestricted Stock Units · Derivative 7,558 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003352 · form4.xml · derivative · entry 6

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,229

Underlying: Common Stock · 7,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:11 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 2,270 $38.28 $86,895.60
Disclosure

SEC source: 0001127602-18-003352 · form4.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,173.5239

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:11 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 7,556 $38.28 $289,243.68
Disclosure

SEC source: 0001127602-18-003352 · form4.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,443.5239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:01 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 15,518.466 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003346 · form4.xml · derivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,262.3779

Underlying: Common Stock · 15,518.466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Lapsed Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:01 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionRestricted Stock Units · Derivative 7,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003346 · form4.xml · derivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,720

Underlying: Common Stock · 7,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Lapse of performance contingent restricted stock units, as a result of attainment of the performance criteria, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2 · derivative.exercise_date: Lapse of performance contingent restricted stock units, as a result of attainment of the performance criteria, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2 · derivative.expiration_date: Lapse of performance contingent restricted stock units, as a result of attainment of the performance criteria, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:39 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 8,082.466 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003324 · form4.xml · derivative · entry 6

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,331.3426

Underlying: Common Stock · 8,082.466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F7 · kind: Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F8 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F8 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:39 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionRestricted Stock Units · Derivative 15,118 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003324 · form4.xml · derivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,146

Underlying: Common Stock · 15,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:39 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 6,572 $38.28 $251,576.16
Disclosure

SEC source: 0001127602-18-003324 · form4.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,156.2432

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

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January 31, 2018 Filed Feb 1, 2018 21:39 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 22,676 $38.28 $868,037.28
Disclosure

SEC source: 0001127602-18-003324 · form4.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,728.2432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

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January 24, 2018 Filed Jan 25, 2018 21:05 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GrantStock Option (Right to Buy) · Derivative 70,562 $0.00 Strike: $38.84 $0.00
Disclosure

SEC source: 0001127602-18-002483 · form4.xml · derivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,562

Underlying: Common Stock · 70,562 shares

Expires 2028-01-24

F3 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 24, 2018 Filed Jan 25, 2018 21:05 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GrantRestricted Stock Units · Derivative 16,478 $38.84 $640,005.52
Disclosure

SEC source: 0001127602-18-002483 · form4.xml · derivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,264

Underlying: Common Stock · 16,478 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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January 24, 2018 Filed Jan 25, 2018 20:52 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
GrantStock Option (Right to Buy) · Derivative 30,871 $0.00 Strike: $38.84 $0.00
Disclosure

SEC source: 0001127602-18-002479 · form4.xml · derivative · entry 2

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,871

Underlying: Common Stock · 30,871 shares

Expires 2028-01-24

F3 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock & Cash Incentive Plan.

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January 24, 2018 Filed Jan 25, 2018 20:52 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
GrantRestricted Stock Units · Derivative 7,209 $38.84 $279,997.56
Disclosure

SEC source: 0001127602-18-002479 · form4.xml · derivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,003

Underlying: Common Stock · 7,209 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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January 24, 2018 Filed Jan 26, 2018 17:30 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
GrantStock Option (Right to Buy) · Derivative 30,871 $0.00 Strike: $38.84 $0.00
Disclosure

SEC source: 0001127602-18-002595 · form4.xml · derivative · entry 2

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,871

Underlying: Common Stock · 30,871 shares

Expires 2028-01-24

F3 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 24, 2018 Filed Jan 26, 2018 17:30 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
GrantRestricted Stock Units · Derivative 7,209 $38.84 $279,997.56
Disclosure

SEC source: 0001127602-18-002595 · form4.xml · derivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,041

Underlying: Common Stock · 7,209 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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January 24, 2018 Filed Jan 26, 2018 17:24 UTC
Pauley Lisa AnnSR VP, HR & Administration
GrantStock Option (Right to Buy) · Derivative 41,896 $0.00 Strike: $38.84 $0.00
Disclosure

SEC source: 0001127602-18-002592 · form4.xml · derivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,896

Underlying: Common Stock · 41,896 shares

Expires 2028-01-24

F3 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 24, 2018 Filed Jan 26, 2018 17:24 UTC
Pauley Lisa AnnSR VP, HR & Administration
GrantRestricted Stock Units · Derivative 9,784 $38.84 $380,010.56
Disclosure

SEC source: 0001127602-18-002592 · form4.xml · derivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,218

Underlying: Common Stock · 9,784 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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January 24, 2018 Filed Jan 26, 2018 17:16 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
GrantRestricted Stock Units · Derivative 9,269 $38.84 $360,007.96
Disclosure

SEC source: 0001127602-18-002587 · form4.xml · derivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,787

Underlying: Common Stock · 9,269 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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January 24, 2018 Filed Jan 26, 2018 17:16 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
GrantStock Option (Right to Buy) · Derivative 39,691 $0.00 Strike: $38.84 $0.00
Disclosure

SEC source: 0001127602-18-002587 · form4.xml · derivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,691

Underlying: Common Stock · 39,691 shares

Expires 2028-01-24

F1 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 24, 2018 Filed Jan 26, 2018 16:47 UTC
Carey Nate CVice President & Controller
GrantStock Option (Right to Buy) · Derivative 9,923 $0.00 Strike: $38.84 $0.00
Disclosure

SEC source: 0001127602-18-002581 · form4.xml · derivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,923

Underlying: Common Stock · 9,923 shares

Expires 2028-01-24

F3 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 24, 2018 Filed Jan 26, 2018 16:47 UTC
Carey Nate CVice President & Controller
GrantRestricted Stock Units · Derivative 2,317 $38.84 $89,992.28
Disclosure

SEC source: 0001127602-18-002581 · form4.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,183

Underlying: Common Stock · 2,317 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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January 24, 2018 Filed Jan 26, 2018 16:38 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
GrantStock Option (Right to Buy) · Derivative 66,152 $0.00 Strike: $38.84 $0.00
Disclosure

SEC source: 0001127602-18-002579 · form4.xml · derivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,152

Underlying: Common Stock · 66,152 shares

Expires 2028-01-24

F3 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 24, 2018 Filed Jan 26, 2018 16:38 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
GrantRestricted Stock Units · Derivative 15,448 $38.84 $600,000.32
Disclosure

SEC source: 0001127602-18-002579 · form4.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,418

Underlying: Common Stock · 15,448 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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January 24, 2018 Filed Jan 26, 2018 16:31 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
GrantStock Option (Right to Buy) · Derivative 308,710 $0.00 Strike: $38.84 $0.00
Disclosure

SEC source: 0001127602-18-002577 · form4.xml · derivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,710

Underlying: Common Stock · 308,710 shares

Expires 2028-01-24

F3 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 24, 2018 Filed Jan 26, 2018 16:31 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
GrantRestricted Stock Units · Derivative 72,091 $38.84 $2,800,014.44
Disclosure

SEC source: 0001127602-18-002577 · form4.xml · derivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,445

Underlying: Common Stock · 72,091 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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January 24, 2018 Filed Jan 26, 2018 16:23 UTC
Knobel Jeff AVice President & Treasurer
GrantStock Option (Right to Buy) · Derivative 15,436 $0.00 Strike: $38.84 $0.00
Disclosure

SEC source: 0001127602-18-002574 · form4.xml · derivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,436

Underlying: Common Stock · 15,436 shares

Expires 2028-01-24

F3 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 24, 2018 Filed Jan 26, 2018 16:23 UTC
Knobel Jeff AVice President & Treasurer
GrantRestricted Stock Units · Derivative 3,605 $38.84 $140,018.20
Disclosure

SEC source: 0001127602-18-002574 · form4.xml · derivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,641

Underlying: Common Stock · 3,605 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.