Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 1 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2018 Filed Mar 16, 2018 20:22 UTC Amendment |
HOOVER R DAVIDDirector
|
Exercise / conversionCommon Stock | 100,000 | $12.53 | $1,252,800.00 |
DisclosureSEC source: 0001127602-18-011829 · form4a.xml · nonDerivative · entry 1 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · RDH Trust Disclosed balance after: 919,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs). F2 · kind: Due to an administrative error, two transactions were combined into one transaction for 189,800 shares, and should have been two transactions for 100,000 shares and 89,800 shares. Correcting entries. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 17:14 UTC |
HOOVER R DAVIDDirector
|
Exercise / conversionStock Option (iso) (Right to Buy) · Derivative | 2,200 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-18-010876 · form4.xml · derivative · entry 8 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,200 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Exercise of Incentive Stock Options (ISOs). F7 · derivative.exercise_date: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 17:14 UTC |
HOOVER R DAVIDDirector
|
SaleCommon Stock | 2,200 | $40.71 | $89,562.00 |
DisclosureSEC source: 0001127602-18-010876 · form4.xml · nonDerivative · entry 4 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,393.7328 Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 17:14 UTC |
HOOVER R DAVIDDirector
|
Exercise / conversionCommon Stock | 2,200 | $25.06 | $55,121.00 |
DisclosureSEC source: 0001127602-18-010876 · form4.xml · nonDerivative · entry 3 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,593.7328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Common stock acquired from the exercise of Incentive Stock Options (ISOs). Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:14 UTC |
HOOVER R DAVIDDirector
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 100,000 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-18-010876 · form4.xml · derivative · entry 7 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,800 Underlying: Common Stock · 100,000 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARs). Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:14 UTC |
HOOVER R DAVIDDirector
|
Tax withholdingCommon Stock | 57,730 | $41.02 | $2,368,084.60 |
DisclosureSEC source: 0001127602-18-010876 · form4.xml · nonDerivative · entry 2 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · RDH Trust Disclosed balance after: 819,096 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:14 UTC |
HOOVER R DAVIDDirector
|
Exercise / conversionCommon Stock | 100,000 | $25.06 | $2,505,500.00 |
DisclosureSEC source: 0001127602-18-010876 · form4.xml · nonDerivative · entry 1 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · RDH Trust Disclosed balance after: 876,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs). Read SEC document |
| March 07, 2018 Filed Mar 13, 2018 21:41 UTC Amendment |
HOOVER R DAVIDDirector
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 100,000 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-18-011426 · form4a.xml · derivative · entry 4 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,800 Underlying: Common Stock · 100,000 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARs). Read SEC document |
| March 07, 2018 Filed Mar 13, 2018 21:41 UTC Amendment |
HOOVER R DAVIDDirector
|
Tax withholdingCommon Stock | 57,583 | $41.02 | $2,362,054.66 |
DisclosureSEC source: 0001127602-18-011426 · form4a.xml · nonDerivative · entry 2 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · RDH Trust Disclosed balance after: 819,243 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs. F3 · kind: Due to an administrative error, the number of withheld shares was shown as 57,730 instead of 57,583. Correcting entry. Read SEC document |
| March 07, 2018 Filed Mar 13, 2018 21:41 UTC Amendment |
HOOVER R DAVIDDirector
|
Exercise / conversionCommon Stock | 100,000 | $25.06 | $2,505,500.00 |
DisclosureSEC source: 0001127602-18-011426 · form4a.xml · nonDerivative · entry 1 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · RDH Trust Disclosed balance after: 876,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs). Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:34 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
PurchaseCommon Stock | 6,500 | $40.10 | $260,650.00 |
DisclosureSEC source: 0001127602-18-009044 · form4.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,941 Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:34 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
PurchaseCommon Stock | 2,500 | $40.10 | $100,250.00 |
DisclosureSEC source: 0001127602-18-009044 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,441 Read SEC document |
| February 23, 2018 Filed Feb 23, 2018 18:04 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
|
SaleCommon Stock | 2,500 | $39.56 | $98,900.00 |
DisclosureSEC source: 0001127602-18-007977 · form4.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,706.9104 Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 23:57 UTC |
SOLSO THEODORE MDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 770.4095 | $37.85 | $29,160.00 |
DisclosureSEC source: 0001127602-18-008502 · form4.xml · derivative · entry 1 SOLSO THEODORE M · CIK 0001097587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,665.4501 Underlying: Common Stock · 770.4095 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 23:47 UTC |
HOOVER R DAVIDDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 770.4095 | $37.85 | $29,160.00 |
DisclosureSEC source: 0001127602-18-008499 · form4.xml · derivative · entry 1 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,394.5147 Underlying: Common Stock · 770.4095 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Director Annual Incentive Retainer deferral to the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 23:35 UTC |
HEINRICH DANIEL JDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 770.4095 | $37.85 | $29,160.00 |
DisclosureSEC source: 0001127602-18-008495 · form4.xml · derivative · entry 1 HEINRICH DANIEL J · CIK 0001203226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,356.7851 Underlying: Common Stock · 770.4095 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Annual Incentive Retainer, and company match if applicable, deferred into the Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 23:32 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
|
OtherDeferred Compensation Company Stock Plan · Derivative | 2,642.0079 | $37.85 | $100,000.00 |
DisclosureSEC source: 0001127602-18-008493 · form4.xml · derivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,830.8507 Underlying: Common Stock · 2,642.0079 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 23:24 UTC |
Peterson James NSVP & COO Global MF & HHP Pkg
|
OtherDeferred Compensation Company Stock Plan · Derivative | 3,170.4095 | $37.85 | $120,000.00 |
DisclosureSEC source: 0001127602-18-008490 · form4.xml · derivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,094.2017 Underlying: Common Stock · 3,170.4095 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 23:09 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
OtherDeferred Compensation Company Stock Plan · Derivative | 2,642.0079 | $37.85 | $100,000.00 |
DisclosureSEC source: 0001127602-18-008487 · form4.xml · derivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,973.3505 Underlying: Common Stock · 2,642.0079 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 22:41 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
OtherDeferred Compensation Company Stock Plan · Derivative | 3,830.9115 | $37.85 | $145,000.00 |
DisclosureSEC source: 0001127602-18-008484 · form4.xml · derivative · entry 1 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600.6824 Underlying: Common Stock · 3,830.9115 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:52 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
OtherDeferred Compensation Company Stock Plan · Derivative | 2,642.0079 | $37.85 | $100,000.00 |
DisclosureSEC source: 0001127602-18-008419 · form4.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,611.0374 Underlying: Common Stock · 2,642.0079 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:35 UTC |
Alspaugh Robert WDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 770.4095 | $37.85 | $29,160.00 |
DisclosureSEC source: 0001127602-18-008413 · form4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,922.4526 Underlying: Common Stock · 770.4095 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Annual Incentive Retainer, and company match if applicable, deferred into the Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 22, 2018 Filed Feb 22, 2018 22:45 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
SaleCommon Stock | 18,660 | $39.44 | $735,918.68 |
DisclosureSEC source: 0001127602-18-007802 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 283,475.4817 F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| February 21, 2018 Filed Feb 21, 2018 23:37 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
SaleCommon Stock | 2,194 | $39.29 | $86,202.48 |
DisclosureSEC source: 0001127602-18-007625 · form4.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,024.2432 F1 · kind: Sale of stock in accordance with reporting person's November 7, 2017 10b5-1 Plan. Read SEC document |
| February 15, 2018 Filed Feb 15, 2018 21:31 UTC |
Peterson James NSVP & COO Global MF & HHP Pkg
|
SaleCommon Stock | 4,384 | $38.90 | $170,532.34 |
DisclosureSEC source: 0001127602-18-006392 · form4.xml · nonDerivative · entry 1 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,240.2905 Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:21 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 5,267 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001127602-18-006532 · form4.xml · derivative · entry 5 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,666 Underlying: Common Stock · 5,267 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with reporting person's November 7, 2017 10b5-1 Plan. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:21 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Tax withholdingCommon Stock | 3,073 | $39.12 | $120,215.76 |
DisclosureSEC source: 0001127602-18-006532 · form4.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,218.2432 F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:21 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 5,267 | $10.02 | $52,775.34 |
DisclosureSEC source: 0001127602-18-006532 · form4.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,291.2432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 14:53 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
SaleCommon Stock | 7,017 | $38.89 | $272,890.43 |
DisclosureSEC source: 0001127602-18-006909 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 302,135.4817 F1 · kind: Sale pursuant to Reporting Person's Spouse's 10b5-1 Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:51 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 7,000 | $0.00 Strike: $24.54 | $0.00 |
DisclosureSEC source: 0001127602-18-006449 · form4.xml · derivative · entry 13 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Exercise of Stock Appreciation Rights (SARS) Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:51 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 1,750 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001127602-18-006449 · form4.xml · derivative · entry 12 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,750 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Exercise of Stock Appreciation Rights (SARS) Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:51 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006449 · form4.xml · derivative · entry 11 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,080 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · kind: Lapse of restricted stock units. F7 · derivative.exercise_date: Lapse of restricted stock units. F7 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:51 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Tax withholdingCommon Stock | 5,229 | $38.12 | $199,329.48 |
DisclosureSEC source: 0001127602-18-006449 · form4.xml · nonDerivative · entry 8 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,941 F4 · kind: Shares utilized to pay for the cost of the SARS and for payment of the tax obligation on the SARS exercise. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:51 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionCommon Stock | 7,000 | $38.12 | $266,840.00 |
DisclosureSEC source: 0001127602-18-006449 · form4.xml · nonDerivative · entry 7 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Common stock acquired upon exercise of Stock Appreciation Rights (SARs). Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:51 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Tax withholdingCommon Stock | 1,122 | $38.12 | $42,770.64 |
DisclosureSEC source: 0001127602-18-006449 · form4.xml · nonDerivative · entry 6 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,170 F4 · kind: Shares utilized to pay for the cost of the SARS and for payment of the tax obligation on the SARS exercise. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:51 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionCommon Stock | 1,750 | $18.85 | $32,987.50 |
DisclosureSEC source: 0001127602-18-006449 · form4.xml · nonDerivative · entry 5 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Common stock acquired upon exercise of Stock Appreciation Rights (SARs). Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:51 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Tax withholdingCommon Stock | 725 | $38.12 | $27,637.00 |
DisclosureSEC source: 0001127602-18-006449 · form4.xml · nonDerivative · entry 4 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,542 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:51 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionCommon Stock | 2,500 | $38.12 | $95,300.00 |
DisclosureSEC source: 0001127602-18-006449 · form4.xml · nonDerivative · entry 3 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:15 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 49,600 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001127602-18-006367 · form4.xml · derivative · entry 5 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 49,600 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with Reporting Person's Spouse's 10b5-1 Plan. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:15 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Tax withholdingCommon Stock | 30,940 | $38.12 | $1,179,432.80 |
DisclosureSEC source: 0001127602-18-006367 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 309,152.4817 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:15 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Exercise / conversionCommon Stock | 49,600 | $17.92 | $888,732.80 |
DisclosureSEC source: 0001127602-18-006367 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 340,092.4817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:51 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006449 · form4.xml · derivative · entry 10 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,580 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · kind: Lapse of restricted stock units. F7 · derivative.exercise_date: Lapse of restricted stock units. F7 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:51 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Tax withholdingCommon Stock | 1,450 | $37.76 | $54,752.00 |
DisclosureSEC source: 0001127602-18-006449 · form4.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,767 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:51 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionCommon Stock | 5,000 | $37.76 | $188,800.00 |
DisclosureSEC source: 0001127602-18-006449 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:13 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionRestricted Stock Units · Derivative | 3,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006432 · form4.xml · derivative · entry 5 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,810 Underlying: Common Stock · 3,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:13 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Tax withholdingCommon Stock | 1,468 | $37.76 | $55,431.68 |
DisclosureSEC source: 0001127602-18-006432 · form4.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,024.2432 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:13 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 3,336 | $37.76 | $125,967.36 |
DisclosureSEC source: 0001127602-18-006432 · form4.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,492.2432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:02 UTC |
Peterson James NSVP & COO Global MF & HHP Pkg
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 18,900 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001127602-18-005563 · form4.xml · derivative · entry 5 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,900 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARs). Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:02 UTC |
Peterson James NSVP & COO Global MF & HHP Pkg
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 6,800 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001127602-18-005563 · form4.xml · derivative · entry 4 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,800 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARs). Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:02 UTC |
Peterson James NSVP & COO Global MF & HHP Pkg
|
Tax withholdingCommon Stock | 15,480 | $37.53 | $580,964.40 |
DisclosureSEC source: 0001127602-18-005563 · form4.xml · nonDerivative · entry 2 Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,624.2905 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for the payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.