Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 1 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2018 Filed Oct 5, 2018 17:20 UTC Amendment |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
OtherCommon Stock | 15.3395 | $44.92 | $689.05 |
DisclosureSEC source: 0001562180-18-004182 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,447.6198 F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003970 · primarydocument.xml · derivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,720 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F4 · derivative.exercise_date: Lapse of restricted stock units. F4 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003970 · primarydocument.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,117.7734 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
|
Exercise / conversionRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003969 · primarydocument.xml · derivative · entry 4 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,449 Underlying: Common Stock · 3,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
|
Tax withholdingCommon Stock | 1,044 | $44.14 | $46,082.16 |
DisclosureSEC source: 0001562180-18-003969 · primarydocument.xml · nonDerivative · entry 2 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,391.6272 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
|
Exercise / conversionCommon Stock | 3,600 | $44.14 | $158,904.00 |
DisclosureSEC source: 0001562180-18-003969 · primarydocument.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,435.6272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
Knobel Jeff AVice President & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003968 · primarydocument.xml · derivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,737 Underlying: Common Stock · 3,942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
Knobel Jeff AVice President & Treasurer
|
Tax withholdingCommon Stock | 1,143 | $44.14 | $50,452.02 |
DisclosureSEC source: 0001562180-18-003968 · primarydocument.xml · nonDerivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,249.8346 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
Knobel Jeff AVice President & Treasurer
|
Exercise / conversionCommon Stock | 3,942 | $44.14 | $173,999.88 |
DisclosureSEC source: 0001562180-18-003968 · primarydocument.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,392.8346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionRestricted Stock Units · Derivative | 7,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003967 · primarydocument.xml · derivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,729 Underlying: Common Stock · 7,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 7,653.1038 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003967 · primarydocument.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,450.6908 Underlying: Common Stock · 7,653.1038 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Lapsed Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003966 · primarydocument.xml · derivative · entry 4 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,435 Underlying: Common Stock · 1,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
Carey Nate CVice President & Controller
|
Tax withholdingCommon Stock | 522 | $44.14 | $23,041.08 |
DisclosureSEC source: 0001562180-18-003966 · primarydocument.xml · nonDerivative · entry 2 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,139.3263 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionCommon Stock | 1,800 | $44.14 | $79,452.00 |
DisclosureSEC source: 0001562180-18-003966 · primarydocument.xml · nonDerivative · entry 1 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,661.3263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Exercise / conversionRestricted Stock Units · Derivative | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003965 · primarydocument.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,429 Underlying: Common Stock · 4,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Tax withholdingCommon Stock | 2,086 | $44.14 | $92,076.04 |
DisclosureSEC source: 0001562180-18-003965 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,392.7808 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Exercise / conversionCommon Stock | 4,800 | $44.14 | $211,872.00 |
DisclosureSEC source: 0001562180-18-003965 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,478.7808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003964 · primarydocument.xml · derivative · entry 8 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,810 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · derivative.exercise_date: Lapse of restricted stock units. F8 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Tax withholdingCommon Stock | 2,639 | $44.14 | $116,485.46 |
DisclosureSEC source: 0001562180-18-003964 · primarydocument.xml · nonDerivative · entry 4 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,560.6415 F4 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 6,000 | $44.14 | $264,840.00 |
DisclosureSEC source: 0001562180-18-003964 · primarydocument.xml · nonDerivative · entry 3 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,199.6415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 19:43 UTC |
SOLSO THEODORE MDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 849.5696 | $44.14 | $37,500.00 |
DisclosureSEC source: 0001562180-18-003945 · primarydocument.xml · derivative · entry 1 SOLSO THEODORE M · CIK 0001097587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,111.6315 Underlying: Common Stock · 849.5696 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 19:43 UTC |
Ross Cathy DDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 577.7073 | $44.14 | $25,500.00 |
DisclosureSEC source: 0001562180-18-003944 · primarydocument.xml · derivative · entry 1 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,897.583 Underlying: Common Stock · 577.7073 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 19:43 UTC |
Alspaugh Robert WDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 713.6384 | $44.14 | $31,500.00 |
DisclosureSEC source: 0001562180-18-003943 · primarydocument.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,576.6826 Underlying: Common Stock · 713.6384 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:26 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 5,266 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001562180-18-003964 · primarydocument.xml · derivative · entry 7 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,798 Underlying: Common Stock · 5,266 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with reporting person's November 7, 2017 10b5-1 Plan. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:26 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Tax withholdingCommon Stock | 2,986 | $44.14 | $131,802.04 |
DisclosureSEC source: 0001562180-18-003964 · primarydocument.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,199.6415 F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:26 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 5,266 | $10.02 | $52,765.32 |
DisclosureSEC source: 0001562180-18-003964 · primarydocument.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,185.6415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 20:14 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
SaleCommon Stock | 96,667 | $43.00 | $4,156,681.00 |
DisclosureSEC source: 0001562180-18-003923 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,228.255 F1 · kind: These shares were sold pursuant to Mr. Hayes' Rule 10b5-1 Stock Trading Plan that was entered into on February 20, 2018 with Crestone Securities LLC pursuant to instructions established on that date and as part of Mr. Hayes' individual tax and financial planning strategy related to the expiration of certain stock-settled appreciation rights, as previously disclosed on Form 8-K. F2 · price: This transaction was executed in multiple trades at prices ranging from $43.00 to $43.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 14:38 UTC |
BRYANT JOHN ADirector
|
GrantRestricted Stock Units · Derivative | 3,576 | $41.95 | $150,013.20 |
DisclosureSEC source: 0001562180-18-003847 · primarydocument.xml · derivative · entry 1 BRYANT JOHN A · CIK 0001185941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,576 Underlying: Common Stock · 3,576 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Director Election Restricted Stock Unit Grant. F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 18:25 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 33,272 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001562180-18-003850 · primarydocument.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,096 Underlying: Common Stock · 33,272 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 20, 2018, 10b5-1 Plan. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 18:25 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Tax withholdingCommon Stock | 19,143 | $41.42 | $792,903.06 |
DisclosureSEC source: 0001562180-18-003850 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,479.2552 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 18:25 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionCommon Stock | 33,272 | $10.02 | $333,385.44 |
DisclosureSEC source: 0001562180-18-003850 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,622.2552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 16:06 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 5,267 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001562180-18-003657 · primarydocument.xml · derivative · entry 5 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,064 Underlying: Common Stock · 5,267 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with reporting person's November 7, 2017 10b5-1 Plan. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 16:06 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Tax withholdingCommon Stock | 3,054 | $40.11 | $122,495.94 |
DisclosureSEC source: 0001562180-18-003657 · primarydocument.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,905.6908 F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 16:06 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 5,267 | $10.02 | $52,775.34 |
DisclosureSEC source: 0001562180-18-003657 · primarydocument.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,959.6908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 20:08 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 33,272 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001562180-18-003460 · primarydocument.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,368 Underlying: Common Stock · 33,272 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 20, 2018, 10b5-1 Plan. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 20:08 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Tax withholdingCommon Stock | 19,382 | $39.33 | $762,294.06 |
DisclosureSEC source: 0001562180-18-003460 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,336.3046 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F3 · balance_after: Due to a clerical error, the beneficial holding balance reported on the previous filing was incorrect. This balance now reflects the correct beneficial holding amount. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 20:08 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionCommon Stock | 33,272 | $10.02 | $333,385.44 |
DisclosureSEC source: 0001562180-18-003460 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,718.3046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 14:49 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 5,267 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001562180-18-003304 · primarydocument.xml · derivative · entry 5 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,331 Underlying: Common Stock · 5,267 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with reporting person's November 7, 2017 10b5-1 Plan. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 14:49 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Tax withholdingCommon Stock | 3,107 | $37.41 | $116,232.87 |
DisclosureSEC source: 0001562180-18-003304 · primarydocument.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,415.882 F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 14:49 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 5,267 | $10.02 | $52,775.34 |
DisclosureSEC source: 0001562180-18-003304 · primarydocument.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,522.882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 16:45 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 33,272 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001562180-18-003189 · primarydocument.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,640 Underlying: Common Stock · 33,272 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 20, 2018, 10b5-1 Plan. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 16:45 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Tax withholdingCommon Stock | 19,856 | $35.76 | $710,050.56 |
DisclosureSEC source: 0001562180-18-003189 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,441.3376 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 16:45 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionCommon Stock | 33,272 | $10.02 | $333,385.44 |
DisclosureSEC source: 0001562180-18-003189 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,262.4577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| June 20, 2018 Filed Jun 20, 2018 17:24 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
SaleCommon Stock | 2,143 | $35.80 | $76,719.19 |
DisclosureSEC source: 0001562180-18-003066 · primarydocument.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,255.882 F1 · kind: Sale of stock in accordance with reporting person's November 7, 2017 10b5-1 Plan. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:46 UTC |
Ross Cathy DDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 695.7708 | $36.65 | $25,500.00 |
DisclosureSEC source: 0001562180-18-003055 · primarydocument.xml · derivative · entry 1 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,318.1774 Underlying: Common Stock · 695.7708 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:46 UTC |
SOLSO THEODORE MDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 1,023.1924 | $36.65 | $37,500.00 |
DisclosureSEC source: 0001562180-18-003056 · primarydocument.xml · derivative · entry 1 SOLSO THEODORE M · CIK 0001097587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,603.9464 Underlying: Common Stock · 1,023.1924 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:46 UTC |
Alspaugh Robert WDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 859.4816 | $36.65 | $31,500.00 |
DisclosureSEC source: 0001562180-18-003053 · primarydocument.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,550.7895 Underlying: Common Stock · 859.4816 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:46 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 5,267 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001562180-18-003052 · primarydocument.xml · derivative · entry 5 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,598 Underlying: Common Stock · 5,267 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with reporting person's November 7, 2017 10b5-1 Plan. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:46 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Tax withholdingCommon Stock | 3,124 | $36.65 | $114,494.60 |
DisclosureSEC source: 0001562180-18-003052 · primarydocument.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,398.882 F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:46 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 5,267 | $10.02 | $52,775.34 |
DisclosureSEC source: 0001562180-18-003052 · primarydocument.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,522.882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.