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Nasdaq · USD

BAFN

BayFirst Financial Corp.

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6302
SEC CIK
0001649739
Parsed reports
614

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2023 Filed Oct 2, 2023 19:11 UTC PurchaseSeries C Cumulative Convertible Preferred Stock · Derivative 500 $1,000.00 $500,000.00
Disclosure

SEC source: 0001649739-23-000276 · wk-form4_1696273892.xml · derivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · Not disclosed shares

Expires 2033-09-30

F1 · derivative.exercise_price: Mr. DeLoach acquired 500 shares of Series C Cumulative Convertible Preferred Stock. The Series C Cumulative Convertible Preferred Stock has a liquidation preference of $1,000 per share. The holders of Series C Cumulative Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp. financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

F1 · derivative.underlying_shares: Mr. DeLoach acquired 500 shares of Series C Cumulative Convertible Preferred Stock. The Series C Cumulative Convertible Preferred Stock has a liquidation preference of $1,000 per share. The holders of Series C Cumulative Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp. financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 19:12 UTC
Zernick Thomas GerardDirector · President
PurchaseSeries C Cumulative Convertible Preferred Stock · Derivative 50 $1,000.00 $50,000.00
Disclosure

SEC source: 0001649739-23-000277 · wk-form4_1696273917.xml · derivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50

Underlying: Common Stock · Not disclosed shares

Expires 2023-09-30

F1 · derivative.exercise_price: Mr. Zernick acquired 50 shares of Series C Cumulative Convertible Preferred Stock. The Series C Cumulative Convertible Preferred Stock has a liquidation preference of $1,000 per share. The holders of Series C Cumulative Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp. financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

F1 · derivative.underlying_shares: Mr. Zernick acquired 50 shares of Series C Cumulative Convertible Preferred Stock. The Series C Cumulative Convertible Preferred Stock has a liquidation preference of $1,000 per share. The holders of Series C Cumulative Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp. financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 19:14 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseSeries C Cumulative Convertible Preferred Stock · Derivative 25 $1,000.00 $25,000.00
Disclosure

SEC source: 0001649739-23-000280 · wk-form4_1696274041.xml · derivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25

Underlying: Common Stock · Not disclosed shares

Expires 2033-09-30

F1 · derivative.exercise_price: Mr. Leo acquired 25 shares of Series C Cumulative Convertible Preferred Stock. The Series C Cumulative Convertible Preferred Stock has a liquidation preference of $1,000 per share. The holders of Series C Cumulative Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp. financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

F1 · derivative.underlying_shares: Mr. Leo acquired 25 shares of Series C Cumulative Convertible Preferred Stock. The Series C Cumulative Convertible Preferred Stock has a liquidation preference of $1,000 per share. The holders of Series C Cumulative Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp. financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 19:11 UTC
Tudor Rhonda SSVP, Chief Accounting Officer
PurchaseSeries C Cumulative Convertible Preferred Stock · Derivative 25 $1,000.00 $25,000.00
Disclosure

SEC source: 0001649739-23-000275 · wk-form4_1696273860.xml · derivative · entry 1

Tudor Rhonda S · CIK 0001703675 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25

Underlying: Common Stock · Not disclosed shares

Expires 2033-09-30

F1 · derivative.exercise_price: Ms. Tudor acquired 25 shares of Series C Cumulative Convertible Preferred Stock. The Series C Cumulative Convertible Preferred Stock has a liquidation preference of $1,000 per share. The holders of Series C Cumulative Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp. financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

F1 · derivative.underlying_shares: Ms. Tudor acquired 25 shares of Series C Cumulative Convertible Preferred Stock. The Series C Cumulative Convertible Preferred Stock has a liquidation preference of $1,000 per share. The holders of Series C Cumulative Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp. financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 17:52 UTC OtherCommon Stock 9.0167 $13.20 $119.02
Disclosure

SEC source: 0001649739-23-000258 · wk-form4_1695073927.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,346.7317

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:52 UTC OtherCommon Stock 191.5561 $13.20 $2,528.54
Disclosure

SEC source: 0001649739-23-000259 · wk-form4_1695073961.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,544.8379

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:51 UTC
Helal TarekDirector
OtherCommon Stock 1.2833 $13.20 $16.94
Disclosure

SEC source: 0001649739-23-000257 · wk-form4_1695073899.xml · nonDerivative · entry 1

Helal Tarek · CIK 0001886423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,541.9852

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:51 UTC OtherCommon Stock 6.6674 $13.20 $88.01
Disclosure

SEC source: 0001649739-23-000256 · wk-form4_1695073872.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,987.7978

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:49 UTC
Zernick Thomas GerardDirector · President
OtherCommon Stock 36.6818 $13.20 $484.20
Disclosure

SEC source: 0001649739-23-000252 · wk-form4_1695073741.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,745.1884

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:53 UTC OtherCommon Stock 352.4773 $13.20 $4,652.70
Disclosure

SEC source: 0001649739-23-000261 · wk-form4_1695074023.xml · nonDerivative · entry 1

Berset Derek Steven · CIK 0001885323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,361.2038

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:53 UTC OtherCommon Stock 4.3394 $13.20 $57.28
Disclosure

SEC source: 0001649739-23-000260 · wk-form4_1695073990.xml · nonDerivative · entry 4

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Linda Berset Irrevocable Trust

Disclosed balance after: 48,667.3125

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:53 UTC OtherCommon Stock 0.4349 $13.20 $5.74
Disclosure

SEC source: 0001649739-23-000260 · wk-form4_1695073990.xml · nonDerivative · entry 3

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Linda C. Berset Family Trust

Disclosed balance after: 6,593.1887

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:53 UTC OtherCommon Stock 1.6258 $13.20 $21.46
Disclosure

SEC source: 0001649739-23-000260 · wk-form4_1695073990.xml · nonDerivative · entry 2

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Mark S. Berset 2012 Irrevocable Trust U/A Dated 12/13/12

Disclosed balance after: 16,205.912

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:53 UTC OtherCommon Stock 25.8682 $13.20 $341.46
Disclosure

SEC source: 0001649739-23-000260 · wk-form4_1695073990.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,524.6919

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:50 UTC OtherCommon Stock 301.3955 $13.20 $3,978.42
Disclosure

SEC source: 0001649739-23-000255 · wk-form4_1695073832.xml · nonDerivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,869.0842

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:50 UTC OtherCommon Stock 11.8591 $13.20 $156.54
Disclosure

SEC source: 0001649739-23-000254 · wk-form4_1695073807.xml · nonDerivative · entry 1

Spoor Bradly William · CIK 0001885329 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · S5 Consulting, LLC

Disclosed balance after: 21,857.5913

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:48 UTC OtherCommon Stock 4.4629 $13.20 $58.91
Disclosure

SEC source: 0001649739-23-000251 · wk-form4_1695073710.xml · nonDerivative · entry 1

Zipperian Barbara J · CIK 0001632068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,090.8437

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:49 UTC OtherCommon Stock 11.4652 $13.20 $151.34
Disclosure

SEC source: 0001649739-23-000253 · wk-form4_1695073773.xml · nonDerivative · entry 1

WuDunn Sheryl · CIK 0001913431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,828.1608

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:48 UTC
Tudor Rhonda SSVP, Chief Accounting Officer
OtherCommon Stock 0.9508 $13.20 $12.55
Disclosure

SEC source: 0001649739-23-000250 · wk-form4_1695073675.xml · nonDerivative · entry 1

Tudor Rhonda S · CIK 0001703675 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,117.7817

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 12:27 UTC OtherCommon Stock 168.2911 $14.26 $2,399.83
Disclosure

SEC source: 0001649739-23-000246 · wk-form4_1692116829.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,337.715

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 16:28 UTC OtherCommon Stock 210.3639 $14.26 $2,999.79
Disclosure

SEC source: 0001649739-23-000247 · wk-form4_1692116879.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,353.2818

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 16:29 UTC OtherCommon Stock 157.773 $14.26 $2,249.84
Disclosure

SEC source: 0001649739-23-000248 · wk-form4_1692116947.xml · nonDerivative · entry 1

WuDunn Sheryl · CIK 0001913431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,816.6956

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 16:25 UTC OtherCommon Stock 175.3033 $14.26 $2,499.83
Disclosure

SEC source: 0001649739-23-000245 · wk-form4_1692116725.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,498.8237

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 16:24 UTC OtherCommon Stock 560.9705 $14.26 $7,999.44
Disclosure

SEC source: 0001649739-23-000244 · wk-form4_1692116677.xml · nonDerivative · entry 1

Berset Derek Steven · CIK 0001885323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,008.7265

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 16:24 UTC OtherCommon Stock 36.8137 $14.26 $524.96
Disclosure

SEC source: 0001649739-23-000243 · wk-form4_1692116650.xml · nonDerivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,567.6887

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
August 03, 2023 Filed Aug 3, 2023 18:21 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 25 $14.52 $363.00
Disclosure

SEC source: 0001649739-23-000221 · wk-form4_1691086876.xml · nonDerivative · entry 3

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,272.8696

Read SEC document
August 03, 2023 Filed Aug 3, 2023 18:21 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 50 $14.50 $725.00
Disclosure

SEC source: 0001649739-23-000221 · wk-form4_1691086876.xml · nonDerivative · entry 2

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,247.8696

Read SEC document
August 03, 2023 Filed Aug 3, 2023 18:21 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 50 $14.00 $700.00
Disclosure

SEC source: 0001649739-23-000221 · wk-form4_1691086876.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,197.8696

Read SEC document
August 02, 2023 Filed Aug 2, 2023 20:56 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 100 $14.52 $1,452.00
Disclosure

SEC source: 0001649739-23-000219 · wk-form4_1691009757.xml · nonDerivative · entry 2

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,147.8696

Read SEC document
August 02, 2023 Filed Aug 2, 2023 20:56 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 50 $14.47 $723.50
Disclosure

SEC source: 0001649739-23-000219 · wk-form4_1691009757.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,047.8696

Read SEC document
August 02, 2023 Filed Aug 4, 2023 16:05 UTC OtherCommon Stock 22.9095 $13.10 $300.11
Disclosure

SEC source: 0001649739-23-000226 · wk-form4_1691165100.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,981.1304

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 16:05 UTC
Zernick Thomas GerardDirector · President
OtherCommon Stock 114.5475 $13.10 $1,500.57
Disclosure

SEC source: 0001649739-23-000227 · wk-form4_1691165134.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,708.5066

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 16:04 UTC
LEO ANTHONY NDirector · Chief Executive Officer
OtherCommon Stock 160.3666 $13.10 $2,100.80
Disclosure

SEC source: 0001649739-23-000225 · wk-form4_1691165063.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,433.2362

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
August 02, 2023 Filed Aug 7, 2023 16:12 UTC
Tudor Rhonda SSVP, Chief Accounting Officer
OtherCommon Stock 22.9095 $13.10 $300.11
Disclosure

SEC source: 0001649739-23-000231 · wk-form4_1691424744.xml · nonDerivative · entry 1

Tudor Rhonda S · CIK 0001703675 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,116.8309

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
August 01, 2023 Filed Aug 1, 2023 20:34 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 50 $14.50 $725.00
Disclosure

SEC source: 0001649739-23-000215 · wk-form4_1690922071.xml · nonDerivative · entry 3

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,997.8696

Read SEC document
August 01, 2023 Filed Aug 1, 2023 20:34 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 25 $14.23 $355.75
Disclosure

SEC source: 0001649739-23-000215 · wk-form4_1690922071.xml · nonDerivative · entry 2

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,947.8696

Read SEC document
August 01, 2023 Filed Aug 1, 2023 20:34 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 50 $14.69 $734.50
Disclosure

SEC source: 0001649739-23-000215 · wk-form4_1690922071.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,922.8696

Read SEC document
June 20, 2023 Filed Jun 20, 2023 17:23 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 80 $13.55 $1,084.00
Disclosure

SEC source: 0001649739-23-000191 · wk-form4_1687281789.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,872.8696

Read SEC document
June 16, 2023 Filed Jun 20, 2023 20:16 UTC OtherCommon Stock 562.2189 $13.34 $7,500.00
Disclosure

SEC source: 0001649739-23-000200 · wk-form4_1687292189.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,142.9179

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 16:16 UTC OtherCommon Stock 224.8876 $13.34 $3,000.00
Disclosure

SEC source: 0001649739-23-000199 · wk-form4_1687292149.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,169.4239

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 13:50 UTC
Zernick Thomas GerardDirector · President
PurchaseCommon Stock 100 $13.31 $1,330.73
Disclosure

SEC source: 0001649739-23-000189 · wk-form4_1687269011.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,593.9591

Read SEC document
June 16, 2023 Filed Jun 20, 2023 20:18 UTC OtherCommon Stock 187.4063 $13.34 $2,500.00
Disclosure

SEC source: 0001649739-23-000201 · wk-form4_1687292286.xml · nonDerivative · entry 1

WuDunn Sheryl · CIK 0001913431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,658.9226

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

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June 16, 2023 Filed Jun 20, 2023 20:15 UTC OtherCommon Stock 562.2189 $13.34 $7,500.00
Disclosure

SEC source: 0001649739-23-000198 · wk-form4_1687292089.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,323.5204

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

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June 16, 2023 Filed Jun 20, 2023 20:14 UTC OtherCommon Stock 168.6657 $13.34 $2,250.00
Disclosure

SEC source: 0001649739-23-000197 · wk-form4_1687292054.xml · nonDerivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,530.875

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

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June 15, 2023 Filed Jun 16, 2023 19:01 UTC OtherCommon Stock 168.0336 $14.60 $2,453.29
Disclosure

SEC source: 0001649739-23-000177 · wk-form4_1686942055.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,580.699

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

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June 15, 2023 Filed Jun 16, 2023 15:01 UTC OtherCommon Stock 5.9651 $14.60 $87.09
Disclosure

SEC source: 0001649739-23-000178 · wk-form4_1686942083.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,944.5363

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

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June 15, 2023 Filed Jun 16, 2023 19:01 UTC
Helal TarekDirector
OtherCommon Stock 1.1534 $14.60 $16.84
Disclosure

SEC source: 0001649739-23-000179 · wk-form4_1686942105.xml · nonDerivative · entry 1

Helal Tarek · CIK 0001886423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,540.7019

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

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June 15, 2023 Filed Jun 16, 2023 19:02 UTC
Oliver Robin LeighEVP, COO and CFO
OtherCommon Stock 5.8706 $14.60 $85.71
Disclosure

SEC source: 0001649739-23-000181 · wk-form4_1686942159.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · EVP, COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,958.2209

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

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June 15, 2023 Filed Jun 16, 2023 19:09 UTC
Zernick Thomas GerardDirector · President
OtherCommon Stock 32.3596 $14.60 $472.45
Disclosure

SEC source: 0001649739-23-000186 · wk-form4_1686942551.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,493.9591

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

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June 15, 2023 Filed Jun 16, 2023 19:09 UTC OtherCommon Stock 313.8843 $14.60 $4,582.71
Disclosure

SEC source: 0001649739-23-000187 · wk-form4_1686942578.xml · nonDerivative · entry 1

Berset Derek Steven · CIK 0001885323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,447.756

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.