AZTA

SEC source: 0001209191-20-031693 · doc4.xml · nonDerivative · entry 1

MARTIN JOSEPH R · CIK 0001195846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,619

SEC source: 0001209191-20-026293 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,698

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2019.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $40.50 to $40.56. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-026289 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,375

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2020.

SEC source: 0001209191-20-026293 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,698

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2019.

SEC source: 0001209191-20-024055 · doc4.xml · nonDerivative · entry 1

McLaughlin Erica · CIK 0001740348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,067

F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the shares.

SEC source: 0001209191-20-021393 · doc4.xml · derivative · entry 1

WOOLLACOTT ALFRED III · CIK 0001225004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,839

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 6, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 6, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-20-021391 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,787

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 6, 2020. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 6, 2020. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement of her grant deferred to a later date corresponding to the deferral election applicable to the underlying RSU grant.

SEC source: 0001209191-20-021389 · doc4.xml · derivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,064

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 6, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 6, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-20-010853 · doc4.xml · nonDerivative · entry 2

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,807

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $41.17 to $41.51. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-011063 · doc4.xml · nonDerivative · entry 1

MARTIN JOSEPH R · CIK 0001195846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,619

SEC source: 0001209191-20-010853 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,807

F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $41.02 to $42.17. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-009315 · doc4.xml · nonDerivative · entry 1

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,375

SEC source: 0001209191-20-009326 · doc4.xml · nonDerivative · entry 1

Rosenblatt Michael · CIK 0001478797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,882

F1 · price: Grant of unrestricted shares under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the shares.

SEC source: 0001209191-20-009332 · doc4.xml · nonDerivative · entry 1

Zane Ellen M · CIK 0001369850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,614

F1 · price: Grant of unrestricted shares under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the shares.

SEC source: 0001209191-20-009330 · doc4.xml · nonDerivative · entry 1

WRIGHTON MARK S · CIK 0001021584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,586

F1 · price: Grant of unrestricted shares under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the shares.

SEC source: 0001209191-20-009328 · doc4.xml · derivative · entry 1

WOOLLACOTT ALFRED III · CIK 0001225004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,831

Underlying: Common Stock · 2,831 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the earlier of his attainment of age 65 or his separation from service from the company.

F2 · price: Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the earlier of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the earlier of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-20-009324 · doc4.xml · nonDerivative · entry 1

Palepu Krishna G. · CIK 0001345098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,107

F1 · price: Grant of unrestricted shares under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the shares.

SEC source: 0001209191-20-009319 · doc4.xml · nonDerivative · entry 1

MARTIN JOSEPH R · CIK 0001195846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,619

F1 · price: Grant of unrestricted shares under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the shares.

F2 · balance_after: The amount of securities beneficially owned has been corrected to rectify a mathematical error on Form 4 filed on February 11, 2019.

SEC source: 0001209191-20-009313 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,723

Underlying: Common Stock · 2,831 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until January 2024.

F2 · price: Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until January 2024.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until January 2024.

SEC source: 0001209191-20-009311 · doc4.xml · nonDerivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,127

F1 · price: Grant of unrestricted shares under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the shares.

SEC source: 0001209191-20-006272 · doc4.xml · nonDerivative · entry 1

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,895

F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act.

SEC source: 0001209191-20-006270 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,698

F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act.

SEC source: 0001209191-20-003688 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,244

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $42.32 to $43.00. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-000830 · doc4.xml · nonDerivative · entry 1

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,158

F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2019.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $42.30 to $42.86. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-19-061559 · doc4.xml · derivative · entry 1

POND KIRK P · CIK 0001195847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,325

Underlying: Common Stock · 117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 6, 2019. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 6, 2019. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-19-061555 · doc4.xml · derivative · entry 1

Davis Robyn C · CIK 0001580601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,892

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of her attainment of age 65 or her separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 6, 2019. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 6, 2019. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of her attainment of age 65 or her separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of her attainment of age 65 or her separation from service from the company.

SEC source: 0001209191-20-000148 · doc4.xml · derivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,041

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 6, 2019. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 6, 2019. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.

SEC source: 0001209191-19-061094 · doc4.xml · nonDerivative · entry 3

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,360

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019.

SEC source: 0001209191-19-061094 · doc4.xml · nonDerivative · entry 2

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,360

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019.

F3 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $41.21 to $42.72. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-061094 · doc4.xml · nonDerivative · entry 1

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,860

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019.

F2 · price: Represents the weighted average price for the shares purchased. The shares were purchased at per-share prices ranging from $41.21 to $42.69. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-061095 · doc4.xml · nonDerivative · entry 1

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,244

F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $40.12 to $42.72. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: The amount of securities beneficially owned has been updated to reflect a correction of a typographical error made on Form 4 filed on November 22, 2019. The reporting person was issued 214,672 shares upon the vesting of performance-based units granted on November 9, 2016, not 215,672 shares as previously reported.

SEC source: 0001209191-19-057849 · doc4.xml · nonDerivative · entry 4

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,158

F5 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 5,682 restricted stock units from two grants held by the reporting person and previously reported on Form 4.

F6 · price: Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057846 · doc4.xml · nonDerivative · entry 1

Liao Guojuan · CIK 0001759515 · President, GENEWIZ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,079

F1 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 2,597 restricted stock units held by the reporting person and previously reported on Form 4.

F2 · price: Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057848 · doc4.xml · nonDerivative · entry 4

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,551

F5 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 8,115 restricted stock units held by the reporting person and previously reported on Form 4.

F6 · price: Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057847 · doc4.xml · nonDerivative · entry 4

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,875

F5 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 1,705 restricted stock units held by the reporting person and previously reported on Form 4.

F6 · price: Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057845 · doc4.xml · nonDerivative · entry 4

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,860

F5 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 24,077 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

F6 · price: Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057844 · doc4.xml · nonDerivative · entry 4

Jarzynka David · CIK 0001670527 · President, Semi Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,267

F5 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 2,597 restricted stock units held by the reporting person and previously reported on Form 4.

F6 · price: Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057843 · doc4.xml · nonDerivative · entry 4

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,510

F5 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 6,006 restricted stock units held by the reporting person and previously reported on Form 4.

F6 · price: Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057842 · doc4.xml · nonDerivative · entry 4

Pietrantoni David · CIK 0001579290 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,438

F5 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 4,870 restricted stock units from two grants held by the reporting person and previously reported on Form 4.

F6 · price: Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057849 · doc4.xml · nonDerivative · entry 3

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,910

F4 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 4,244 restricted stock units from two grants held by the reporting person and previously reported on Form 4.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057849 · doc4.xml · nonDerivative · entry 2

Joseph Jason · CIK 0001485448 · SVP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,684

F2 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 50,767 performance-based units held by the reporting person.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057848 · doc4.xml · nonDerivative · entry 3

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,480

F4 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 17,728 restricted stock units from two grants held by the reporting person and previously reported on Form 4.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057848 · doc4.xml · nonDerivative · entry 2

SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,524

F2 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 215,672 performance-based units held by the reporting person.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057847 · doc4.xml · nonDerivative · entry 3

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,701

F4 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 4,244 restricted stock units from two grants held by the reporting person and previously reported on Form 4.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057847 · doc4.xml · nonDerivative · entry 2

Gray David C · CIK 0001454514 · Chief Strategy & New Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,628

F2 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 50,767 performance-based units held by the reporting person.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057845 · doc4.xml · nonDerivative · entry 3

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,518

F4 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 2,917 restricted stock units held by the reporting person and previously reported on Form 4.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057845 · doc4.xml · nonDerivative · entry 2

Montone William T. · CIK 0001542288 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,823

F2 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 50,767 performance-based units held by the reporting person.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057844 · doc4.xml · nonDerivative · entry 3

Jarzynka David · CIK 0001670527 · President, Semi Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,525

F4 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 5,372 restricted stock units from two grants held by the reporting person and previously reported on Form 4.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057844 · doc4.xml · nonDerivative · entry 2

Jarzynka David · CIK 0001670527 · President, Semi Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,963

F2 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 65,272 performance-based units held by the reporting person.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-057843 · doc4.xml · nonDerivative · entry 3

Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,418

F4 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 8,015 restricted stock units from two grants held by the reporting person and previously reported on Form 4.

F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.